Filing Details
- Accession Number:
- 0001654954-17-010953
- Form Type:
- 13D Filing
- Publication Date:
- 2017-11-21 16:05:37
- Filed By:
- Havner Ronald L Jr
- Company:
- General Finance Corp (NASDAQ:GFN)
- Filing Date:
- 2017-11-21
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Ronald L. Havner, Jr | 0 | 9,953 | 0 | 9,953 | 9,953 | 2.5% |
LeeAnn R. Havner | 0 | 9,953 | 0 | 9,953 | 9,953 | 2.5% |
The Havner Family Trust | 0 | 9,953 | 0 | 9,953 | 9,953 | 2.5% |
Filing
CUSIP
No. 369822507 | | |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D/A
(Amendment No. 1)
Under the Securities Exchange Act of 1934 |
General Finance Corporation |
(Name
of Issuer) |
9.00% Series C Cumulative Redeemable Perpetual Preferred
Stock |
(Title
of Class of Securities) |
369822507 |
(CUSIP
Number) |
Karl I. Swaidan
Hahn & Hahn LLP
301 E. Colorado Boulevard, 9th Floor
Pasadena, California 91101-1977
(626) 796-9123 |
(Name,
Address and Telephone Number of Person Authorized
to Receive Notices and Communications) |
November 6, 2017 |
(Date
of Event which Requires Filing of this Statement) |
|
If the
filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of §§240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box.
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits.
See §240.13d-7 for other parties to whom copies are to be
sent.
The
information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
1
CUSIP
No. 369822507 | | |
1 | NAMES
OF REPORTING PERSONS I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
Ronald
L. Havner, Jr. | ||||||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||
(a) | | |||||
(b) | | |||||
3 | SEC USE
ONLY | |||||
4 | SOURCE
OF FUNDS (See Instructions) PF | |||||
5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) | | ||||
6 | CITIZENSHIP OR
PLACE OF ORGANIZATION U.S.A. | |||||
NUMBER
OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH | 7 | SOLE
VOTING POWER 0 | ||||
8 | SHARED
VOTING POWER 9,953(1) | |||||
9 | SOLE
DISPOSITIVE POWER 0 | |||||
10 | SHARED
DISPOSITIVE POWER 9,953(1) | |||||
11 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,953(1) | |||||
12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES | | ||||
13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5% | |||||
14 | TYPE OF
REPORTING PERSON IN |
(1)
Mr. Havner and his
wife, LeeAnn R. Havner ("Mrs. Havner"), are Co-Trustees of The
Havner Family Trust (the "Trust"). The Trust owns 9,953 Shares. As
a Co-Trustee of the Trust, Mr. Havner may be deemed to beneficially
own all of the Shares held by the Trust.
2
CUSIP
No. 369822507 | | |
1 | NAMES
OF REPORTING PERSONS I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
LeeAnn
R. Havner | ||||||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||
(a) | | |||||
(b) | | |||||
3 | SEC USE
ONLY | |||||
4 | SOURCE
OF FUNDS (See Instructions) PF | |||||
5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) | | ||||
6 | CITIZENSHIP OR
PLACE OF ORGANIZATION U.S.A. | |||||
NUMBER
OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH | 7 | SOLE
VOTING POWER 0 | ||||
8 | SHARED
VOTING POWER 9,953(1) | |||||
9 | SOLE
DISPOSITIVE POWER 0 | |||||
10 | SHARED
DISPOSITIVE POWER 9,953(1)) | |||||
11 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,953(1) | |||||
12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES | | ||||
13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5% | |||||
14 | TYPE OF
REPORTING PERSON IN |
(1)
Mrs. Havner and her
husband Ronald L. Havner, Jr. ("Mr. Havner"), are Co-Trustees of
The Havner Family Trust (the "Trust"). The Trust owns 9,953 Shares.
As a Co-Trustee of the Trust, Mrs. Havner may be deemed to
beneficially own all of the Shares held by the Trust.
3
CUSIP
No. 369822507 | | |
1 | NAMES
OF REPORTING PERSONS I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |||||
The
Havner Family Trust | ||||||
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||||
(a) | | |||||
(b) | | |||||
3 | SEC USE
ONLY | |||||
4 | SOURCE
OF FUNDS (See Instructions) PF | |||||
5 | CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) | | ||||
6 | CITIZENSHIP OR
PLACE OF ORGANIZATION California | |||||
NUMBER
OF SHARES
BENEFICIALLY OWNED
BY EACH REPORTING PERSON
WITH | 7 | SOLE
VOTING POWER 0 | ||||
8 | SHARED
VOTING POWER 9,953 (1) | |||||
9 | SOLE
DISPOSITIVE POWER 0 | |||||
10 | SHARED
DISPOSITIVE POWER 9,953 (1) | |||||
11 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,953 | |||||
12 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES | | ||||
13 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.5% | |||||
14 | TYPE OF
REPORTING PERSON OO |
(1)
The Trust owns
9,953 Shares. Ronald L. Havner, Jr. and his wife, LeeAnn R. Havner,
are the Co-Trustees of the Trust.
4
CUSIP
No. 369822507 | | |
SCHEDULE
13D
Item 1. |
Security and Issuer |
This
Amendment No. 1 ("Amendment") amends and supplements the Statement
on Schedule 13D originally filed on November 20, 2017 (the
"Schedule 13D"). The securities to which this Amendment relates are
shares of 9.00% Series C Cumulative Redeemable Perpetual Preferred
Stock (the "Shares" or the "Series C Preferred Stock") of General
Finance Corporation, a Delaware corporation (the "Issuer"). The
principal executive offices of the Issuer are located at 39 East
Union Street, Pasadena, California 91103. Except as set forth
herein, this Amendment does not modify any of the information
previously reported in the Schedule 13D.
Item 2. |
Identity and Background |
This
statement is being filed jointly by Ronald L. Havner, Jr. ("Mr.
Havner"), LeeAnn R. Havner ("Mrs. Havner"), and The Havner Family
Trust (the "Trust) (collectively, the "Reporting Persons"). Neither
the present filing nor anything contained herein shall be construed
as an admission that the Trust or Mr. and Mrs. Havner constitute a
"person" for any purpose other than Section 13(d) of the Securities
Exchange Act of 1934, or that the Trust and Mr. and Mrs. Havner
constitute a "group" for any purpose.
Mr.
and Mrs. Havner are husband and wife and the Co-Trustees of the
Trust. Each of the Reporting Persons has a business address c/o
Public Storage, Inc., 701 Western Avenue, Glendale, California
91201.
Mr.
Havner is the Chairman and Chief Executive Officer of Public
Storage, Inc., a fully integrated, self-administered and
self-managed real estate investment trust that acquires, develops,
owns and operates self-storage facilities which offer self-storage
spaces for lease for personal and business use. The principal
business address of Public Storage, Inc. is 701 Western Avenue,
Glendale, California 91201. Mr. Havner is a citizen of the United
States of America.
Mrs.
Havner is a philanthropist and engaged in a variety of charitable
activities. Mrs. Havner is a citizen of the United States of
America.
The
Trust is a trust formed under the laws of the State of
California.
During
the last five years, none of the Reporting Persons has been (i)
convicted in a criminal proceeding (excluding traffic violations
and similar misdemeanors), or (ii) a party to a civil proceeding of
a judicial or administrative body of competent jurisdiction, as a
result of which such Filing Person was or is subject to a judgment,
decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such
laws.
Item 3. |
Source and Amount of Funds |
Not
Applicable
Item 4. |
Purpose of Transaction |
Not
Applicable
5
Item 5. |
Interest in Securities of the Issuer |
During
the last 60 days, the Trust has sold 11,316 shares and, as a
result, the Reporting Persons ceased to be beneficial owners of
more than five percent of the shares as of November 6,
2017.
The
percentages of beneficial ownership set forth in this Amendment
have been determined based on the 400,000 Shares outstanding as of
September 30, 2017, as reported in the Issuer's Form 10-Q filed on
November 7, 2017.
Item 5. | Contracts, Arrangements,
Understandings or Relationships with Respect to Securities of the
Issuer |
Except
as set forth in this Schedule 13D, none of the Reporting Persons
has any contracts, arrangements, understandings or relationships
(legal or otherwise) with respect to any securities of the
Issuer.
Item 7. |
Material to be Filed as Exhibits |
Exhibit
Description of
Exhibits
99.1 Agreement
Required for Joint Filing Under Rule
13d-1(k)(1)
6
CUSIP
No. 369822507 | | |
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
Date: |
November 21, 2017 | | | | | |
| | | | | | |
Signature: |
/s/ Ronald L. Havner, Jr. | | | | | |
| | | | | | |
Name/Title: |
Ronald L. Havner, Jr. | | | | | |
| | | | | | |
| | | | | | |
Signature: |
/s/ LeeAnn R. Havner | | | | | |
| | | | | | |
Name/Title: |
LeeAnn R. Havner | | | | | |
THE HAVNER FAMILY TRUST
Signature: |
/s/ LeeAnn R. Havner | | | | | |
| | | | | | |
Name: |
LeeAnn R. Havner | | | | | |
Title: |
Trustee | | | | | |
| | | | | | |
Signature: |
/s/ Ronald L. Havner, Jr. | | | | | |
| | | | | | |
Name: |
Ronald L. Havner, Jr. | | | | | |
Title: |
Trustee | | | | | |
7