Filing Details

Accession Number:
0001615774-17-006544
Form Type:
13D Filing
Publication Date:
2017-11-13 16:41:57
Filed By:
Rosemore, Inc.
Company:
Rosehill Resources Inc. (NASDAQ:ROSE)
Filing Date:
2017-11-13
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Rosemore, Inc 0 39,704,251 750,000 36,159,518 39,721,862 89.6%
Tema Oil and Gas Company 0 39,704,251 0 33,807,692 39,721,862 89.6%
Rosemore Holdings, Inc 0 39,704,251 0 1,601,826 39,721,862 89.6%
KLR Energy Sponsor 0 39,704,251 0 926,020 39,721,862 89.6%
KLR Group Investments 0 39,704,251 0 3,544,733 39,721,862 89.6%
KLR Group Holdings 0 39,704,251 0 3,544,733 39,721,862 89.6%
Edward Kovalik 17,611 39,704,251 17,611 3,544,733 39,721,862 89.6%
Filing

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

 

Rosehill Resources Inc.
(Name of Issuer)
 
CLASS A COMMON STOCK, PAR VALUE $0.0001
(Title of Class of Securities)
 
777385 105
(CUSIP Number)
 
Andrew Lapayowker
Rosemore, Inc.
1 North Charles Street, 22nd Floor
Baltimore, MD 21201
(410) 347-7080
Gregory R. Dow
KLR Energy Sponsor, LLC
811 Main Street, 18th Floor
Houston, Texas 77002
(713) 654-8080
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
November 8, 2017
(Date of Event Which Requires Filing of This Statement)

 

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP No. 777385 105

 

1

Name of Reporting Person

 

Rosemore, Inc.

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ☐  (b)  ☐

 

3

SEC Use Only

 

4

Source of Funds (See Instructions)

 

OO

5

Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) ☐

 

6

Citizenship or Place of Organization

 

Maryland

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
7

Sole Voting Power

 

0*

8

Shared Voting Power

 

39,704,251*

9

Sole Dispositive Power

 

750,000*

10

Shared Dispositive Power

 

36,159,518*

11

Aggregate Amount Beneficially Owned by Each Reporting Person

 

39,721,862*

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐

 

13

Percent of Class Represented by Amount in Row (11)

 

89.6%(1)

14

Type of Reporting Person (See Instructions)

 

CO

       
*Calculated in the manner set forth in Item 5.

 

(1)Based on 44,325,875 shares of Class A Common Stock deemed to be outstanding, including (i) 5,962,245 shares of Class A Common Stock currently issued and outstanding, (ii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema Oil and Gas Company (“Tema”), (iii) 4,000,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (iv) 750,000 shares of Class A Common Stock issuable upon exercise of warrants held by Rosemore, Inc. (“Rosemore”), (v) 1,601,826 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by Rosemore Holdings, Inc. (“RHoldings”), (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Group Investments, LLC (“KLR Investments”), and (vii) 85,565 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments. See Items 3 and 5 for further details.

 

 

CUSIP No. 777385 105

 

1

Name of Reporting Person

 

Tema Oil and Gas Company

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ☐  (b)  ☐

 

3

SEC Use Only

 

4

Source of Funds (See Instructions)

 

OO

5

Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) ☐

 

6

Citizenship or Place of Organization

 

Maryland

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
7

Sole Voting Power

 

0*

8

Shared Voting Power

 

39,704,251*

9

Sole Dispositive Power

 

0*

10

Shared Dispositive Power

 

33,807,692*

11

Aggregate Amount Beneficially Owned by Each Reporting Person

 

39,721,862*

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐

 

13

Percent of Class Represented by Amount in Row (11)

 

89.6%(1)

14

Type of Reporting Person (See Instructions)

 

CO

       
*Calculated in the manner set forth in Item 5.

 

(1)Based on 44,325,875 shares of Class A Common Stock deemed to be outstanding, including (i) 5,962,245 shares of Class A Common Stock currently issued and outstanding, (ii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iii) 4,000,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (iv) 750,000 shares of Class A Common Stock issuable upon exercise of warrants held by Rosemore, (v) 1,601,826 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, and (vii) 85,565 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments. See Items 3 and 5 for further details.

 

 

CUSIP No. 777385 105

 

1

Name of Reporting Person

 

Rosemore Holdings, Inc.

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ☐  (b)  ☐

 

3

SEC Use Only

 

4

Source of Funds (See Instructions)

 

OO, BK

5

Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) ☐

 

6

Citizenship or Place of Organization

 

Maryland

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
7

Sole Voting Power

 

0*

8

Shared Voting Power

 

39,704,251*

9

Sole Dispositive Power

 

0*

10

Shared Dispositive Power

 

1,601,826*

11

Aggregate Amount Beneficially Owned by Each Reporting Person

 

39,721,862*

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐

 

13

Percent of Class Represented by Amount in Row (11)

 

89.6%(1)

14

Type of Reporting Person (See Instructions)

 

CO

       
*Calculated in the manner set forth in Item 5.

 

(1)Based on 44,325,875 shares of Class A Common Stock deemed to be outstanding, including (i) 5,962,245 shares of Class A Common Stock currently issued and outstanding, (ii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iii) 4,000,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (iv) 750,000 shares of Class A Common Stock issuable upon exercise of warrants held by Rosemore, (v) 1,601,826 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, and (vii) 85,565 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments. See Items 3 and 5 for further details.

 

 

CUSIP No. 777385 105

 

1

Name of Reporting Person

 

KLR Energy Sponsor, LLC

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ☐  (b)  ☐

 

3

SEC Use Only

 

4

Source of Funds (See Instructions)

 

OO

5

Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) ☐

 

6

Citizenship or Place of Organization

 

Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
7

Sole Voting Power

 

0*

8

Shared Voting Power

 

39,704,251*

9

Sole Dispositive Power

 

0*

10

Shared Dispositive Power

 

926,020*

11

Aggregate Amount Beneficially Owned by Each Reporting Person

 

39,721,862*

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐

 

13

Percent of Class Represented by Amount in Row (11)

 

89.6%(1)

14

Type of Reporting Person (See Instructions)

 

OO

       
*Calculated in the manner set forth in Item 5.

 

(1)Based on 44,325,875 shares of Class A Common Stock deemed to be outstanding, including (i) 5,962,245 shares of Class A Common Stock currently issued and outstanding, (ii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iii) 4,000,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (iv) 750,000 shares of Class A Common Stock issuable upon exercise of warrants held by Rosemore, (v) 1,601,826 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, and (vii) 85,565 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments. See Items 3 and 5 for further details.

 

 

CUSIP No. 777385 105

 

1

Name of Reporting Person

 

KLR Group Investments, LLC

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ☐  (b)  ☐

 

3

SEC Use Only

 

4

Source of Funds (See Instructions)

 

OO

5

Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) ☐

 

6

Citizenship or Place of Organization

 

Nevada

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
7

Sole Voting Power

 

0*

8

Shared Voting Power

 

39,704,251*

9

Sole Dispositive Power

 

0*

10

Shared Dispositive Power

 

3,544,733*

11

Aggregate Amount Beneficially Owned by Each Reporting Person

 

39,721,862*

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐

 

13

Percent of Class Represented by Amount in Row (11)

 

89.6%(1)

14

Type of Reporting Person (See Instructions)

 

OO

       
*Calculated in the manner set forth in Item 5.

 

(1)Based on 44,325,875 shares of Class A Common Stock deemed to be outstanding, including (i) 5,962,245 shares of Class A Common Stock currently issued and outstanding, (ii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iii) 4,000,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (iv) 750,000 shares of Class A Common Stock issuable upon exercise of warrants held by Rosemore, (v) 1,601,826 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, and (vii) 85,565 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments. See Items 3 and 5 for further details.

 

 

CUSIP: 777385 105

 

1

Name of Reporting Person

 

KLR Group Holdings, LLC

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ☐  (b)  ☐

 

3

SEC Use Only

 

4

Source of Funds (See Instructions)

 

OO

5

Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) ☐

 

Nevada

6

Citizenship or Place of Organization

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
7

Sole Voting Power

 

0*

8

Shared Voting Power

 

39,704,251*

9

Sole Dispositive Power

 

0*

10

Shared Dispositive Power

 

3,544,733*

11

Aggregate Amount Beneficially Owned by Each Reporting Person

 

39,721,862*

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐

 

13

Percent of Class Represented by Amount in Row (11)

 

89.6%(1)

14

Type of Reporting Person (See Instructions)

 

OO

       
*Calculated in the manner set forth in Item 5.

 

(1)Based on 44,325,875 shares of Class A Common Stock deemed to be outstanding, including (i) 5,962,245 shares of Class A Common Stock currently issued and outstanding, (ii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iii) 4,000,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (iv) 750,000 shares of Class A Common Stock issuable upon exercise of warrants held by Rosemore, (v) 1,601,826 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, and (vii) 85,565 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments. See Items 3 and 5 for further details.

 

 

CUSIP No. 777385 105

 

1

Name of Reporting Person

 

Edward Kovalik

2

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ☐  (b)  ☐

 

3

SEC Use Only

 

4

Source of Funds (See Instructions)

 

OO

5

Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) ☐

 

6

Citizenship or Place of Organization

 

United States

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH
7

Sole Voting Power

 

17,611*

8

Shared Voting Power

 

39,704,251*

9

Sole Dispositive Power

 

17,611*

10

Shared Dispositive Power

 

3,544,733*

11

Aggregate Amount Beneficially Owned by Each Reporting Person

 

39,721,862 (1)

12

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐

 

13

Percent of Class Represented by Amount in Row (11)

 

89.6%(1)

14

Type of Reporting Person (See Instructions)

 

IN

       
*Calculated in the manner set forth in Item 5.

 

(1)Based on 44,325,875 shares of Class A Common Stock deemed to be outstanding, including (i) 5,962,245 shares of Class A Common Stock currently issued and outstanding, (ii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iii) 4,000,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (iv) 750,000 shares of Class A Common Stock issuable upon exercise of warrants held by Rosemore, (v) 1,601,826 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, and (vii) 85,565 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments. See Items 3 and 5 for further details.

 

 

Introductory Note

 

This Amendment No. 1 (this “Amendment”) amends and supplements the Statement on Schedule 13D filed with the Securities and Exchange Commission on May 8, 2017 (the “Original Schedule 13D”). The purpose of this Amendment is to update the ownership of KLR Energy Sponsor, LLC (“Sponsor”) and certain other Reporting Persons in connection with a pro-rata, in-kind distribution by Sponsor of 1,845,892 shares of Class A Common Stock, 7,113,150 warrants and 2,277 shares of the Series A Preferred Stock to its members on November 8, 2017. As a result of said distribution, each of Sponsor and KLR Investments, KLR Holdings and Edward Kovalik decreased their beneficial ownership of the Company as set forth in more detail in Item 5 of this Amendment. Capitalized terms used herein and not otherwise defined have the meaning assigned to such terms in the Original Schedule 13D. All items or responses not described herein remain as previously reported in the Original Schedule 13D.

 

Item 1.Security and Issuer

 

This Amendment relates to (i) Class A Common Stock, par value $0.0001 per share (the “Class A Common Stock”), of Rosehill Resources Inc., a Delaware corporation (the “Issuer” or the “Company”), (ii) Class B Common Stock, par value $0.0001 per share, of the Issuer (“Class B Common Stock”), which, together with the common units (“Rosehill Operating Common Units”) of Rosehill Operating Company, LLC (“Rosehill Operating”), a subsidiary of the Issuer, are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis at any time, subject to the terms of the A&R LLC Agreement (as defined below), (iii) 8.000% Series A Cumulative Perpetual Convertible Preferred Stock (“Series A Preferred Stock”) of the Issuer, which may be converted into shares of the Issuer’s Class A Common Stock upon the terms of the Certificate of Designations (as defined herein) and (iv) warrants of the Issuer, entitling the holder thereof to purchase one share of Class A Common Stock at an exercise price of $11.50 per share (the “warrants”). The address of the Issuer’s principal executive offices is 16200 Park Row, Suite 300, Houston, Texas, 77084.

 

Item 3.Source and Amount of Funds or Other Consideration

 

The information set forth in Item 3 of the Original Schedule 13D is hereby amended and supplemented as follows:

 

Edward Kovalik Shares

 

On July 19, 2017 Edward Kovalik obtained 17,611 shares of Class A Common Stock as an equity award for his services as a director.

 

Item 5.Interest in Securities of the Issuer

 

The information set forth in Item 5 of the Original Schedule 13D is hereby amended and restated in its entirety as follows:

 

(a) and (b) The responses of the Reporting Persons to rows 7, 8, 9, 10, 11 and 13 on the cover pages of this Schedule 13D are incorporated herein by reference.

 

Rosemore is the record owner of 750,000 warrants, entitling the holder thereof to purchase one share of Class A Common Stock at an exercise price of $11.50 per share. RHoldings is the record owner of 18,421 shares of Series A Preferred Stock, which may initially be converted into 1,601,826 shares of Class A Common Stock in accordance with the terms of the Certificate of Designations. Tema is the record owner of (i) 4,000,000 warrants, entitling the holder thereof to purchase one share of Class A Common Stock at an exercise price of $11.50 per share, and (ii) 29,807,692 shares of Class B Common Stock, which, together with the Rosehill Operating Common Units, are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis at any time, subject to the terms of the A&R LLC Agreement. Tema and RHoldings are each direct, wholly-owned subsidiaries of Rosemore.

 

Edward Kovalik is the record owner of 17,611 shares of Class A Common Stock. KLR Investments is the record owner of (i) 414,601 shares of Class A Common Stock, (ii) 2,118,547 warrants and (iii) 984 shares of Series A Preferred Stock, which may initially be converted into 85,565 shares of Class A Common Stock in accordance with the terms of the Certificate of Designations. Sponsor is the record owner of 926,020 shares of Class A Common Stock. KLR Investments is the managing member of Sponsor. Mr. Kovalik is the Chief Executive Officer and Managing Partner of KLR Group, LLC and the managing member of KLR Holdings, which owns 100% of KLR Investments.

 

 

Because of the relationship between Sponsor and Tema as a result of the SHRRA, each Reporting Person may be deemed to beneficially own 39,721,862 shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein.

 

The aggregate percent of Class A Common Stock beneficially owned by the Reporting Persons is based on 44,325,875 shares of Class A Common Stock deemed to be outstanding, including (i) 5,962,245 shares of Class A Common Stock currently issued and outstanding, (ii) 29,807,692 shares of Class A Common Stock issuable upon conversion of shares of Class B Common Stock held by Tema, (iii) 4,000,000 shares of Class A Common Stock issuable upon exercise of warrants owned by Tema, (iv) 750,000 shares of Class A Common Stock issuable upon exercise of warrants held by Rosemore, (v) 1,601,826 shares of Class A Common Stock issuable upon conversion of Series A Preferred Stock held by RHoldings, (vi) 2,118,547 shares of Class A Common Stock issuable upon exercise of warrants owned by KLR Investments, and (vii) 85,565 shares of Class A Common Stock issuable upon conversion of shares of Series A Preferred Stock owned by KLR Investments.

 

To the knowledge of the Reporting Persons, the executive officers and directors of Rosemore, Tema and RHoldings have no beneficial ownership of Class A Common Stock other than Frank Rosenberg and William E. Mayer, who each own 17,611 shares of Class A Common Stock.

 

To the knowledge of the Reporting Persons, the manager or executive officers of Sponsor, KLR Holdings and KLR Investments have no beneficial ownership of Class A Common Stock other than Kovalik and Gregory R. Dow, who respectively own 17,611 and 40,000 shares of Class A Common Stock.

 

(c) Except for the distribution of securities by Sponsor described in the Introductory Note hereto, and incorporated herein by reference, none of the Reporting Persons has engaged in any transactions in the Issuer’s securities during the past 60 days.

 

To the knowledge of the Reporting Persons, there have been no transactions by any director or executive officer (in the case of Rosemore, Tema and RHoldings) or manager or executive officer (in the case of Sponsor, KLR Holdings and KLR Investments) of any of the Reporting Persons in securities of the Issuer during the past 60 days.

 

(d) Not applicable.

 

(e) Not applicable.

 

Item 6.Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

On April 27, 2017, the Issuer consummated a business combination (the “Business Combination”) pursuant to that certain Business Combination Agreement, dated as of December 20, 2016, by and between the Issuer and Tema. In connection with the Business Combination, Tema, Sponsor and the Issuer entered into a Shareholders’ and Registration Rights Agreement (the “SHRRA”). The members of Sponsor to whom securities were distributed are bound by the transfer restrictions set forth in the SHRRA. Therefore, such members of Sponsor may not transfer the securities they received in the distribution by Sponsor in contravention of the SHRRA. This description of the SHRRA does not purport to be complete and is qualified in its entirety by reference to the SHRRA, a copy of which is attached as Exhibit 99.3 to the Original Schedule 13D and is incorporated herein by reference.

 

Item 7.Materials to be Filed as Exhibits

 

The following documents are filed as exhibits:

 

Exhibit No.

 

Description

99.1   Joint Filing Agreement (incorporated by reference to Exhibit 99.1 to the Original Schedule 13D filed on May 8, 2017 by the Reporting Persons)..

 

 

 

Signatures

 

After reasonable inquiry and to the best knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: November 13, 2017   TEMA OIL AND GAS COMPANY
     
  By: /s/ Paul J. Ebner
  Name: Paul J. Ebner
  Title: President
     
    ROSEMORE HOLDINGS, INC.
     
  By: /s/ Paul J. Ebner
  Name: Paul J. Ebner
  Title: President and CEO
     
    ROSEMORE, INC.
     
  By: /s/ Paul J. Ebner
  Name: Paul J. Ebner
  Title: President and CEO
     
    KLR ENERGY SPONSOR, LLC
     
  By: /s/ Edward Kovalik
  Name: Edward Kovalik
  Title: Manager
     
    KLR GROUP INVESTMENTS, LLC
     
  By: /s/ Edward Kovalik
  Name: Edward Kovalik
  Title: Manager
     
    KLR GROUP HOLDINGS, LLC
     
  By: /s/ Edward Kovalik
  Name: Edward Kovalik
  Title: Chief Executive Officer
     
  By: /s/ Edward Kovalik
  Name: Edward Kovalik

 

 

Schedule A

 

DIRECTORS, EXECUTIVE OFFICERS, MANAGER, AND MANAGING MEMBERS
OF THE REPORTING PERSONS

 

ROSEMORE, INC.

 

Name and Position

Principal Occupation or
Employment Name and
Position and Principal
Business Address*

Citizenship

Transactions in Last 60 Days

Henry A. Rosenberg, Jr.

(Co-Chair of the Board, Director)

Rosemore, Inc. USA None
       

Paul J. Ebner

(President & CEO, Director)

Rosemore, Inc. USA None
       

Robert A. Delp

(Sr. VP, CFO, Treasurer, Assistant Secretary)

Rosemore, Inc. USA None
       

Lisa J. Davidson

(Vice President, Director)

Rosemore, Inc. USA None
       

Jeffrey A. Hoffberger

(Vice President, Director)

Rosemore, Inc. USA None
       

Robert L. (Larry) Ash

(Director)

(see below) USA None
       

Andrew Lapayowker

(General Counsel, Secretary)

Rosemore, Inc. USA None
       

Russell J. Hoffberger

(Director)

Rosemore, Inc. USA None
       

William E. Mayer

(Director)

Park Avenue Equity Partners, which is a private equity firm, at 1 East 52nd Street, 3rd Floor, New York, New York 10022 USA None
       

Kenneth H. Trout

(Director)

Retired USA None
       

Frank B. Rosenberg

(Co-Chair of Board, Executive Vice President, Director)

Rosemore, Inc. USA None

 

*For each individual with a principal occupation at Rosemore, their position is listed below their name, and their principal business address is the address of Rosemore, Inc. provided above.

 

 

TEMA OIL AND GAS COMPANY

 

Name and Position

Principal Occupation or
Employment Name and
Position and Principal
Business Address*

Citizenship

Transactions in Last 60 Days

Henry A. Rosenberg, Jr.

(Chairman of the Board, Director)

Rosemore, Inc. USA None
       

Paul J. Ebner

(President, Director)

Rosemore, Inc. USA None
       

Robert A. Delp

(Treasurer, Assistant Secretary)

Rosemore, Inc. USA None
       

Andrew Lapayowker

(Secretary)

Rosemore, Inc. USA None
       

Frank B. Rosenberg

(Director)

Rosemore, Inc. USA None
       

Tommie E. Yates

(Director)

Retired USA None

 

*For each individual with a principal occupation at Rosemore, their position is listed below their name in the Rosemore, Inc. table above, and their principal business address is the address of Rosemore, Inc. provided above.

 

ROSEMORE HOLDINGS, INC.

 

Name and Position

Principal Occupation or
Employment Name and
Position and Principal
Business Address*

Citizenship

Transactions in Last 60 Days

Henry A. Rosenberg, Jr.

(Chairman of the Board, Director)

Rosemore, Inc. USA None
       

Paul J. Ebner

(President and CEO, Director)

Rosemore, Inc. USA None
       

Frank B. Rosenberg

(Executive VP, Director)

Rosemore, Inc. USA None
       

Robert A. Delp

(Treasurer, Assistant Secretary)

Rosemore, Inc. USA None
       

Andrew Lapayowker

(Secretary)

Rosemore, Inc. USA None
       

Russell J. Hoffberger

(Director)

Rosemore, Inc. USA None
       

Robert L. (Larry) Ash

(Director)

Lawyer, Partner at Baker, Donelson, Bearman, Caldwell & Berkowitz, PC at 1401 H Street, NW, Suite 500, Washington, D.C. 20005 USA None
       

Kenneth H. Trout

(Director)

Retired USA None

 

 

KLR ENERGY SPONSOR, LLC

 

Name and Position

Principal Occupation or
Employment Name and
Position and Principal
Business Address*

Citizenship

Transactions in Last 60 Days

Edward Kovalik

(Manager)

Chief Executive Officer,
KLR Group, LLC
811 Main Street, 18th Floor
Houston, Texas 77002
USA None
       

Gregory R. Dow

(Chief Operating Officer)

Chief Operating Officer

KLR Group, LLC

811 Main Street, 18th Floor

Houston, Texas 77002

USA None

 

KLR GROUP INVESTMENTS, LLC

 

Name and Position

Principal Occupation or
Employment Name and
Position and Principal
Business Address*

Citizenship

Transactions in Last 60 Days

Edward Kovalik

(Manager)

Chief Executive Officer,
KLR Group, LLC
811 Main Street, 18th Floor
Houston, Texas 77002
USA None
       

Gregory R. Dow

(Chief Operating Officer)

Chief Operating Officer

KLR Group, LLC

811 Main Street, 18th Floor

Houston, Texas 77002

USA None

 

KLR GROUP HOLDINGS, LLC

 

Name and Position

Principal Occupation or
Employment Name and
Position and Principal
Business Address*

Citizenship

Transactions in Last 60 Days

Edward Kovalik

(Chief Executive Officer)

Chief Executive Officer,
KLR Group, LLC
811 Main Street, 18th Floor
Houston, Texas 77002
USA None
       

Gregory R. Dow

(Chief Operating Officer)

Chief Operating Officer

KLR Group, LLC

811 Main Street, 18th Floor

Houston, Texas 77002

USA None