Filing Details

 

 

 

TriplePoint Venture Growth BDC Corporation

Common Stock, par value $0.01 per share

89677Y100

October 25, 2017

 

 

CUSIP No. 89677Y100

13G

 

1	NAMES OF REPORTING PERSONS
	I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	Goldman Sachs Asset Management, L.P.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a)☐
	(b)☒
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			0
		6	SHARED VOTING POWER
			1,594,007
		7	SOLE DISPOSITIVE POWER
			0
		8	SHARED DISPOSITIVE POWER
			1,594,007
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	1,594,007
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
	☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	9.0% (1)
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
	IA

 

(1)

Based on 16,018,139 shares of common stock, par value $0.01 per share (“Common Stock”) outstanding as of August 8, 2017, as reflected in the Issuer’s Form 10-Q filed by the Issuer with the U.S. Securities and Exchange Commission (“SEC”) on August 8, 2017, together with an additional 1,667,862 shares of Common Stock issued in a private placement that closed on October 25, 2017, as disclosed in the Issuer’s October 25, 2017 Press Release filed with the SEC in a Form 8-K on October 26, 2017.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1	NAMES OF REPORTING PERSONS
	I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
	GSAM Gen-Par, LLC
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
	(a)☐
	(b)☒
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5	SOLE VOTING POWER
			0
		6	SHARED VOTING POWER
			131,038
		7	SOLE DISPOSITIVE POWER
			0
		8	SHARED DISPOSITIVE POWER
			131,038
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	131,038
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
	☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	0.7% (1)
12	TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
	OO

 

(1)

Based on 16,018,139 shares of Common stock outstanding as of August 8, 2017, as reflected in the Issuer’s Form 10-Q filed by the Issuer with the SEC on August 8, 2017, together with an additional 1,667,862 shares of Common Stock issued in a private placement that closed on October 25, 2017, as disclosed in the Issuer’s October 25, 2017 Press Release filed with the SEC in a Form 8-K on October 26, 2017.

 

 

i.		Goldman Sachs Asset Management, L.P.;
ii.		Vintage VII Foreign Income Blocker LLC;
iii.		Vintage VII LP;
iv.		VF VII Advisors LLC;
v.		Vintage VII Offshore Holdings LP;
vi.		Vintage VII A2 Offshore Holdings LP;
vii.		VF VII A2 Advisors LLC;
viii.		Vintage VII Mgr Hlds LP;
ix.		VF VII Mgr Advisors Inc.;
x.		DALPP Series A(2) Foreign Income Blocker LLC;
xi.		DALPP, L.P.;
xii.		Goldman Sachs DA LLC;
xiii.		Vintage VII B2 Offshore Corporate Holdings LP;
xiv.		VF VII B2 Advisors LLC;
xv.		Vintage VII B Offshore Holdings LP;
xvi.		VF VII B Advisors LLC;
xvii.		Vintage VII B Foreign Income Blocker LLC;
xviii.		Vintage VII B LP;
xix.		FPP Alternative Investments Foreign Income Blocker LLC;
xx.		FPP Alternative Investments I, LP;
xxi.		Vintage VII Emp Foreign Income Blocker LLC;
xxii.		Vintage VII Emp LP;
xxiii.		RA Program 2017 Foreign Income Blocker Ltd.  (together with Vintage VII Mgr Hlds LP, Vintage VII A2 Offshore Holdings LP, Vintage VII B Offshore Holdings LP, Vintage VII Offshore Holdings LP, Vintage VII B2 Offshore Corporate Holdings LP, Vintage VII Foreign Income Blocker LLC, Vintage VII B Foreign Income Blocker LLC, Vintage VII Emp Foreign Income Blocker LLC, DALPP Series A(2) Foreign Income Blocker LLC, and FPP Alternative Investments Foreign Income Blocker LLC, the “Record Owners”);
xxiv.		RA Program LP;
xxv.		Goldman Sachs TL Program Advisors, Inc.; and
xxvi.		GSAM Gen-Par, LLC

(a)	Amount beneficially owned:
	See response(s) to Item 9 on the attached cover page(s).
(b)	Percent of class:
	See response(s) to Item 11 on the attached cover page(s).
(c)	Number of shares as to which such person has:
	(i)	Sole power to vote or to direct the vote:
		See response(s) to Item 5 on the attached cover page(s).
	(ii)	Shared power to vote or to direct the vote:
		See response(s) to Item 6 on the attached cover page(s).
	(iii)	Sole power to dispose or to direct the disposition:
		See response(s) to Item 7 on the attached cover page(s).
	(iv)	Shared power to dispose or to direct the disposition:
		See response(s) to Item 8 on the attached cover page(s).

¹    In accordance with the SEC Release No. 34-39538 (January 12, 1998) (the “Release”), this filing reflects the securities beneficially owned by certain operating units (collectively, the “Goldman Sachs Reporting Units”) of The Goldman Sachs Group, Inc. and its subsidiaries and affiliates (collectively, “GSG”). This filing does not reflect securities, if any, beneficially owned by any operating units of GSG whose ownership of securities is disaggregated from that of the Goldman Sachs Reporting Units in accordance with the Release. The Goldman Sachs Reporting Units disclaim beneficial ownership of the securities beneficially owned by (i) any client accounts with respect to which the Goldman Sachs Reporting Units or their employees have voting or investment discretion or both, or with respect to which there are limits on their voting or investment authority or both and (ii) certain investment entities of which the Goldman Sachs Reporting Units act as the general partner, managing general partner or other manager, to the extent interests in such entities are held by persons other than the Goldman Sachs Reporting Units.

 

Exhibit No.	Exhibit
99.1	Joint Filing Agreement
99.2	Identification and Classification of Members of the Group
99.3	Power of Attorney, relating to Goldman Sachs Asset Management, L.P.
99.4	Power of Attorney, relating to Vintage VII Foreign Income Blocker LLC
99.5	Power of Attorney, relating to Vintage VII LP
99.6	Power of Attorney, relating to VF VII Advisors LLC
99.7	Power of Attorney, relating to Vintage VII Offshore Holdings LP
99.8	Power of Attorney, relating to Vintage VII A2 Offshore Holdings LP
99.9	Power of Attorney, relating to VF VII A2 Advisors LLC
99.10	Power of Attorney, relating to Vintage VII Mgr Hlds LP
99.11	Power of Attorney, relating to VF VII Mgr Advisors Inc.
99.12	Power of Attorney, relating to DALPP Series A(2) Foreign Income Blocker LLC
99.13	Power of Attorney, relating to DALPP, L.P.
99.14	Power of Attorney, relating to Goldman Sachs DA LLC
99.15	Power of Attorney, relating to Vintage VII B2 Offshore Corporate Holdings LP
99.16	Power of Attorney, relating to VF VII B2 Advisors LLC
99.17	Power of Attorney, relating to Vintage VII B Offshore Holdings LP
99.18	Power of Attorney, relating to VF VII B Advisors LLC
99.19	Power of Attorney, relating to Vintage VII B Foreign Income Blocker LLC
99.20	Power of Attorney, relating to Vintage VII B LP
99.21	Power of Attorney, relating to FPP Alternative Investments Foreign Income Blocker LLC
99.22	Power of Attorney, relating to FPP Alternative Investments I, LP
99.23	Power of Attorney, relating to Vintage VII Emp Foreign Income Blocker LLC
99.24	Power of Attorney, relating to Vintage VII Emp LP
99.25	Power of Attorney, relating to RA Program 2017 Foreign Income Blocker Ltd
99.26	Power of Attorney, relating to RA Program LP
99.27	Power of Attorney, relating to Goldman Sachs TL Program Advisors, Inc.
99.28	Power of Attorney, relating to GSAM Gen-Par, L.L.C.

 

 

 

	Vintage VII Foreign Income Blocker LLC
	By:	Vintage VII LP, its sole member
	By:	Goldman Sachs Asset Management, L.P., its investment manager
	By:	/s/ Eddie Arhagba
	Name:	Eddie Arhagba
	Title:	Attorney-in-fact