Filing Details
- Accession Number:
- 0001654954-17-009301
- Form Type:
- 13G Filing
- Publication Date:
- 2017-10-11 10:25:41
- Filed By:
- Honig Jonathan
- Company:
- Riot Platforms Inc. (NASDAQ:RIOT)
- Filing Date:
- 2017-10-11
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Jonathan Honig | 0 | 639,920 | 0 | 639,920 | 639,920 | 9.51% |
| Four Kids Investment Fund | 0 | 88,000 | 0 | 88,000 | 88,000 | 1.31% |
| Titan Multi-Strategy Fund I, LTD | 0 | 551,920 | 0 | 551,920 | 551,920 | 8.20% |
Filing
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, DC
20549
SCHEDULE
13G
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE
13d-2(b)
RIOT BLOCKCHAIN, INC.
(F/K/A
BIOPTIX, INC.)
(Name
of Issuer)
COMMON
STOCK
(Title of Class of
Securities)
767292
105
(formerly
09074N101)
(CUSIP
Number)
October
10, 2017
(Date
of Event Which Requires Filing of This Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ]
Rule 13d-1(b)
[ x]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
| CUSIP
No. 767292 105 |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Jonathan
Honig |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐
(b)
☐ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 639,920
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON WITH | 8 | SHARED
DISPOSITIVE POWER 639,920
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 639,920
(1) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) ☐ |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.51%
(based on Based on 6,730,272 shares of
common stock outstanding as of October 10,
2017) |
| 12 | TYPE OF
REPORTING PERSON IN |
(1)
Represents (i)
88,000 shares of common stock held by Four Kids Investment Fund LLC
(“Four Kids”) and (ii) 551,920 shares of common stock
held by Titan Multi-Strategy Fund I, LTD. (“Titan”).
Does not include 808,198 shares of common stock issuable upon
conversion of Series A Preferred Stock held by Titan which contains
a 4.99% beneficial ownership limitation. Jonathan Honig is the
Managing Member of Four Kids and the Manager of Titan and, in such
capacity, has voting and dispositive power over the securities held
by such entities.
| CUSIP
No. 767292 105 |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Four
Kids Investment Fund LLC |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)
☐
(b) ☐ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 88,000
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON WITH | 8 | SHARED
DISPOSITIVE POWER 88,000(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 88,000(1) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.31%
(based on Based on 6,730,272 shares of
common stock outstanding as of October 10,
2017) |
| 12 | TYPE OF
REPORTING PERSON* OO |
(1)
Represents 88,000
shares of common stock held by Four Kids. Jonathan Honig is the
Managing Member of Four Kids and, in such capacity, has voting and
dispositive power over the securities held by such
entity.
| CUSIP
No. 767292 105 |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Titan
Multi-Strategy Fund I, LTD. |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a) ☐
(b) ☐ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 551,920
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON WITH | 8 | SHARED
DISPOSITIVE POWER 551,920
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 551,920
(1) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.20%
(based on Based on 6,730,272 shares of
common stock outstanding as of October 10,
2017) |
| 12 | TYPE OF
REPORTING PERSON* OO |
(1)
Represents 551,920
shares of common stock held by Titan. Does not include 808,198
shares of common stock issuable upon conversion of Series A
Preferred Stock which contains a 4.99% beneficial ownership
limitation. Jonathan Honig is the Manager of Titan and, in such
capacity, has voting and dispositive power over the securities held
by such entity.
Item
1(a).
Name of
Issuer:
Riot
Blockchain, Inc., a Nevada corporation
(“Issuer”).
Item
1(b).
Address of Issuer's
Principal Executive Offices:
834-F South Perry Street, Suite 443
Castle Rock, CO 80104
Item
2(a).
Name of Person
Filing.
The
statement is filed on behalf of Jonathan Honig, Four Kids and Titan
(the “Reporting Persons”).
Item
2(b).
Address of
Principal Business Office or, if None, Residence.
5825
Windsor Ct., Boca Raton, FL 33496
Item
2(c).
Citizenship.
USA/State
of Florida
Item
2(d).
Title of Class of
Securities.
Common
Stock, no par value.
Item
2(e).
CUSIP
Number.
767292
105
Item
3.
Type of
Person
Not
applicable.
Item
4.
Ownership.
(a)
Amount
beneficially owned: 639,920 (1)
(b)
Percent
of class: 9.51% (based on Based on
6,730,272 shares of common stock outstanding as of October 10,
2017)
(c)
Number
of shares as to which the person has:
(i)
Sole power to vote
or to direct the vote: 0
(ii)
Shared power to
vote or to direct the vote: 639,920 (1)
(iii)
Sole power to
dispose or to direct the disposition of: 0
(iv)
Shared power to
dispose or to direct the disposition of: 639,920 (1)
(1)
Represents (i)
88,000 shares of common stock held by Four Kids and (ii) 551,920
shares of common stock held by Titan. Does not include 808,198
shares of common stock issuable upon conversion of Series A
Preferred Stock held by Titan which contains a 4.99% beneficial
ownership limitation. Jonathan Honig is the Managing Member of Four
Kids and the Manager of Titan and, in such capacity, has voting and
dispositive power over the securities held by such
entities.
Item
5.
Ownership of Five
Percent or Less of a Class.
Not
applicable.
Item
6.
Ownership of More
than Five Percent on Behalf of Another Person.
Not
applicable.
Item
7.
Identification and
Classification of the Subsidiary Which Acquired the Security Being
Reported by the Parent Holding Company.
Not
applicable.
Item
8.
Identification and
Classification of Members of the Group.
Not
applicable.
Item
9.
Notice of
Dissolution of Group.
Not
applicable.
Item
10.
Certifications.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| | | | |
| Date:
October 11, 2017 | By: | /s/ Jonathan
Honig | |
| | | Jonathan
Honig | |
| | Four
Kids Investment Fund LLC | | |
| Date:
October 11, 2017 | By: | /s/ Jonathan
Honig | |
| | | Jonathan Honig,
Managing Member | |
| | Titan
Multi-Strategy Fund I, LTD. | | |
| Date:
October 11, 2017 | By: | /s/ Jonathan
Honig | |
| | | Jonathan Honig,
Manager | |