Filing Details

Accession Number:
0001144204-17-049562
Form Type:
13G Filing
Publication Date:
2017-09-25 19:42:35
Filed By:
Chen Guomiao
Company:
Dragon Victory International Ltd
Filing Date:
2017-09-26
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Guomiao Chen 900,000 0 900,000 0 900,000 7.88%
Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934 (Amendment No. _)*

 

 

 

Dragon Victory International Limited

(Name of Issuer)

 

Ordinary Share

(Title of Class of Securities)

 

G28365107

(CUSIP Number)

 

September 15, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

† Rule 13d-1(b)

x Rule 13d-1(c)

† Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 

 

 

CUSIP No. G28365107  Page 2 of 05 

 

 

1. Names of Reporting Persons.

Guomiao Chen

 

 

2. Check the Appropriate Box if a Member of a Group

(a) †

(b) x

3.  SEC Use Only
 

4. Citizenship or Place of Organization

British Virgin Islands, Place of Organization

 

 

 

 

Number of Shares Beneficially Owned by

Each Reporting

Person With:

5. Sole Voting Power

900,000

 

6. Shared Voting Power

0

 

7. Sole Dispositive Power

900,000

 

8. Shared Dispositive Power

0

9. Aggregate Amount Beneficially Owned by Each Reporting Person

900,000

 
10.  Check if the Aggregate Amount in Row (9) Excludes Certain Shares †
 

11. Percent of Class Represented by Amount in Row (9)

7.88%

 

12. Type of Reporting Person

IN

 

 

CUSIP No. G28365107

 

ITEM 1.

 

(a)Name of Issuer:

Dragon Victory International Limited

 

(b)Address of Issuer's Principal Executive Offices:

Suite B1-901, No.198, Qidi Road, Xiaoshan District, Hangzhou, PRC

 

ITEM 2.

(a)Name of Person Filing:

 

Guomiao Chen

 

(b)Address of Principal Business Office, or if None, Residence:

No. 14, Unit 5, Xiaosibu Village, Yipeng Town, Xiaoshan District, Hangzhou, PRC

 

(c)Citizenship:

PRC

 

(d)Title of Class of Securities:

Ordinary Share

 

(e)CUSIP Number: G28365107

 

ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 

Not Applicable.

 

 

ITEM 4. OWNERSHIP.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned:

900,000

 

(b)Percent of class:

7.88%

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote: 900,000

 

(ii)Shared power to vote or to direct the vote: 0

 

(iii)Sole power to dispose or to direct the disposition of: 900,000

 

(iv)Shared power to dispose or to direct the disposition of: 0

 

 

 

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

 

Not applicable.

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

 

Not applicable.

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

 

Not applicable.

 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

 

Not applicable.

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP.

 

Not applicable.

 

ITEM 10. CERTIFICATIONS.

 

Not applicable.

 

 

 

 

 

 

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

  September 25, 2017
  (Date)
     
     
    /s/Guomiao Chen             
    Name: Guomiao Chen

 

 

 

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.