Filing Details
- Accession Number:
- 0001011438-17-000221
- Form Type:
- 13G Filing
- Publication Date:
- 2017-09-15 13:39:45
- Filed By:
- Aglaia Oncology Fund B.v.
- Company:
- Merus N.v. (NASDAQ:MRUS)
- Filing Date:
- 2017-09-15
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Aglaia Oncology Fund B.V | 383,894 | 397,291 | 383,894 | 397,291 | 781,185 | 4.0% |
Aglaia Oncology Seed Fund B.V | 397,291 | 0 | 397,291 | 0 | 397,291 | 2.0% |
Aglaia BioMedical Ventures B.V | 0 | 781,185 | 0 | 781,185 | 781,185 | 4.0% |
Mark Krul | 0 | 781,185 | 0 | 781,185 | 781,185 | 4.0% |
Karl Rothweiler | 0 | 781,185 | 0 | 781,185 | 781,185 | 4.0% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Merus N.V.
(Name of Issuer)
Common Shares
(Title of Class of Securities)
N5749R100
(CUSIP Number)
N/A
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.: N5749R100
| | | |
1 | NAME OF REPORTING PERSON Aglaia Oncology Fund B.V. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 383,894 | |
6 | SHARED VOTING POWER 397,291 | ||
7 | SOLE DISPOSITIVE POWER 383,894 | ||
8 | SHARED DISPOSITIVE POWER 397,291 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 781,185 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.0% (1) | ||
12 | TYPE OF REPORTING PERSON OO |
(1) Based on 19,391,513 Common Shares outstanding as of March 31, 2017, as reported in Merus N.V.’s (the “Issuer”) Form 6-K filed with the Securities and Exchange Commission (“SEC”) on July 11, 2017.
CUSIP No.: N5749R100
| | | |
1 | NAME OF REPORTING PERSON Aglaia Oncology Seed Fund B.V. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 397,291 | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 397,291 | ||
8 | SHARED DISPOSITIVE POWER 0 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 397,291 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 2.0% (1) | ||
12 | TYPE OF REPORTING PERSON OO |
(1) Based on 19,391,513 Common Shares outstanding as of March 31, 2017, as reported in the Issuer’s Form 6-K filed with the SEC on July 11, 2017.
CUSIP No.: N5749R100
| | | |
1 | NAME OF REPORTING PERSON Aglaia BioMedical Ventures B.V. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 781,185 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 781,185 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 781,185 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.0% (1) | ||
12 | TYPE OF REPORTING PERSON OO |
(1) Based on 19,391,513 Common Shares outstanding as of March 31, 2017, as reported in the Issuer’s Form 6-K filed with the SEC on July 11, 2017.
CUSIP No.: N5749R100
| | | |
1 | NAME OF REPORTING PERSON Mark Krul | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 781,185 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 781,185 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 781,185 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.0% (1) | ||
12 | TYPE OF REPORTING PERSON IN |
(1) Based on 19,391,513 Common Shares outstanding as of March 31, 2017, as reported in the Issuer’s Form 6-K filed with the SEC on July 11, 2017.
CUSIP No.: N5749R100
| | | |
1 | NAME OF REPORTING PERSON Karl Rothweiler | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 781,185 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 781,185 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 781,185 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.0% (1) | ||
12 | TYPE OF REPORTING PERSON IN |
(1) Based on 19,391,513 Common Shares outstanding as of March 31, 2017, as reported in the Issuer’s Form 6-K filed with the SEC on July 11, 2017.
CUSIP No.: N5749R100
| | |
ITEM 1(a). | NAME OF ISSUER: | |
| | |
| Merus N.V. (the “Issuer”) | |
| | |
ITEM 1(b). | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: | |
| | |
| Yalelaan 62 3584 CM Utrecht The Netherlands | |
| | |
ITEM 2(a). | NAME OF PERSON FILING: | |
| | |
| Aglaia Oncology Fund B.V. (“AOF”) Aglaia Oncology Seed Fund B.V. (“AOSF”) Aglaia BioMedical Ventures B.V. (“ABV”) Mark Krul Karl Rothweiler | |
| | |
ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: | |
| | |
| The address for each of the Reporting Persons is: Professor Bronkhorstlaan 10, Building 92 3723 MB Bilthoven The Netherlands | |
| | |
ITEM 2(c). | CITIZENSHIP: | |
| | |
| AOF – The Netherlands AOSF – The Netherlands ABV – The Netherlands Mark Krul – The Netherlands Karl Rothweiler – The Netherlands | |
| | |
ITEM 2(d). | TITLE OF CLASS OF SECURITIES: | |
| | |
| Common Shares | |
| | |
ITEM 2(e). | CUSIP NUMBER: | |
| | |
| N5749R100 |
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: |
| |
| Not Applicable. |
| |
ITEM 4. | OWNERSHIP: |
| |
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
| | |
| (a) | Amount beneficially owned: |
| | AOF – 781,185 AOSF – 397,291 ABV – 781,185 Mark Krul – 781,185 Karl Rothweiler – 781,185 |
| | |
| (b) | Percent of class: |
| | AOF – 4.0% AOSF – 2.0% ABV – 4.0% Mark Krul – 4.0% Karl Rothweiler – 4.0% |
| | |
| (c) | Number of shares as to which the person has: |
| | |
| | (i) Sole power to vote or to direct the vote: |
| | AOF – 383,894 AOSF – 397,291 ABV – 0 Mark Krul – 0 Karl Rothweiler – 0 |
| | |
| | (ii) Shared power to vote or to direct the vote: |
| | AOF – 397,291 AOSF – 0 ABV – 781,185 Mark Krul – 781,185 Karl Rothweiler – 781,185 |
| | |
| | (iii) Sole power to dispose or to direct the disposition of: |
| | AOF – 383,894 AOSF – 397,291 ABV – 0 Mark Krul – 0 Karl Rothweiler – 0 |
| | |
| | (iv) Shared power to dispose or to direct the disposition of: |
| | AOF – 397,291 AOSF – 0 ABV – 781,185 Mark Krul – 781,185 Karl Rothweiler – 781,185 |
AOF directly holds 383,894 Common Shares of the Issuer. AOSF directly holds 397,291 Common Shares of the Issuer. AOSF is a wholly owned subsidiary of AOF and therefore AOF may be deemed to beneficially own the Common Shares of the Issuer directly held by AOSF. ABV is the sole director of AOF and AOSF and therefore may be deemed to beneficially own the Common Shares of the Issuer directly held by AOF and AOSF. The managing directors of ABV are Mark Krul and Karl Rothweiler. As such, Mark Krul and Karl Rothweiler may be deemed to beneficially own the Common Shares of the Issuer directly held by AOF and AOSF. As a result of a distribution of Common Shares to certain shareholders of AOF on September 12, 2017, the reporting persons no longer beneficially own greater than 5% of the Common Shares outstanding. |
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: |
| |
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. |
| |
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: |
| |
| The disclosure in Item 4 is incorporated herein by reference. |
| |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: |
| |
| Not applicable. |
| |
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: |
| |
| Not applicable. |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP: |
| |
| Not applicable. |
| |
ITEM 10. | CERTIFICATION: |
| |
| Not applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: September 15, 2017
| Aglaia Oncology Fund B.V. | ||
| | | |
| By: | /s/ Karl Rothweiler | |
| Name: | Karl Rothweiler | |
| Title: | Director | |
| | ||
| Aglaia Oncology Seed Fund B.V. | ||
| | | |
| By: | /s/ Karl Rothweiler | |
| Name: | Karl Rothweiler | |
| Title: | Director | |
| | ||
| Aglaia BioMedical Ventures B.V. | ||
| | | |
| By: | /s/ Karl Rothweiler | |
| Name: | Karl Rothweiler | |
| Title: | Director | |
Mark Krul | |||
By: | /s/ Mark Krul | ||
Karl Rothweiler | |||
By: | /s/ Karl rothweiler | ||
| | ||