Filing Details
- Accession Number:
- 0000950142-17-001613
- Form Type:
- 13D Filing
- Publication Date:
- 2017-08-31 17:05:24
- Filed By:
- Rcgm Llc
- Company:
- Aspen Aerogels Inc (NYSE:ASPN)
- Filing Date:
- 2017-08-31
- SEC Url:
- 13D Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| RCGM | 0 | 2,895,981 | 0 | 2,895,981 | 2,895,981 | 12.3% |
| Daniel H. Stern | 0 | 2,895,981 | 0 | 2,895,981 | 2,895,981 | 12.3% |
| Craig A. Huff | 0 | 2,895,981 | 0 | 2,895,981 | 2,895,981 | 12.3% |
| Reservoir Capital Group | 0 | 2,895,981 | 0 | 2,895,981 | 2,895,981 | 12.3% |
| Reservoir Capital Partners (Cayman) | 0 | 2,644,066 | 0 | 2,644,066 | 2,644,066 | 11.2% |
| RCP GP | 0 | 2,644,066 | 0 | 2,644,066 | 2,644,066 | 11.2% |
| Reservoir Capital Partners | 0 | 2,644,066 | 0 | 2,644,066 | 2,644,066 | 11.2% |
| Reservoir Capital Master Fund | 0 | 251,915 | 0 | 251,915 | 251,915 | 1.1% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
| Aspen Aerogels Inc. |
| (Name of Issuer) |
| Common Stock |
| (Title of Class of Securities) |
| 04523Y105 |
| (CUSIP Number) |
| RCGM, LLC Reservoir Capital Group, L.L.C. Reservoir Capital Partners (Cayman) L.P. RCP GP, LLC Reservoir Capital Partners, L.P. Reservoir Capital Master Fund, L.P. 767 Fifth Avenue, 16th Floor New York, New York 10153 (212) 610-9000 |
| (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
| August 29, 2017 |
| (Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 04523Y105 | SCHEDULE 13D | Page 2 of 12 |
| 1 | NAME OF REPORTING PERSON OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON RCGM, LLC | |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) x |
| 3 | SEC USE ONLY | |
| 4 | SOURCE OF FUNDS Not Applicable | |
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | o |
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER 0 |
| 8 | SHARED VOTING POWER 2,895,981 | |
| 9 | SOLE DISPOSITIVE POWER 0 | |
| 10 | SHARED DISPOSITIVE POWER 2,895,981 |
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,895,981 | |
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | o |
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.3% | |
| 14 | TYPE OF REPORTING PERSON OO |