Filing Details
- Accession Number:
- 0001144204-17-046029
- Form Type:
- 13D Filing
- Publication Date:
- 2017-08-30 21:03:18
- Filed By:
- Canada Pension Plan Investment Board
- Company:
- Iqvia Holdings Inc.
- Filing Date:
- 2017-08-31
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Canada Pension Plan Investment Board | 1,569,600 | 13,729,411 | 1,569,600 | 13,729,411 | 15,299,011 | 7.1% |
CPP Investment Board Private Holdings, Inc | 0 | 13,722,811 | 0 | 13,722,811 | 13,722,811 | 6.3% |
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
________________________
SCHEDULE 13D/A
(Amendment No. 2)
Under the Securities Exchange Act of 1934
________________________
QUINTILES IMS HOLDINGS, INC.
(Name of Issuer)
Common Stock, $0.01 par value per share | 74876Y101 | |
(Title of class of securities) | (CUSIP number) |
Eric Wetlaufer
Canada Pension Plan Investment Board
One Queen Street East, Suite 2500
Toronto, ON M5C 2W5 Canada
Tel: (416) 868-1171
(Name, address and telephone number
of person authorized
to receive notices and communications)
August 28, 2017
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
1 | NAMES OF REPORTING PERSONS
Canada Pension Plan Investment Board | |
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (b) x | |
3 | SEC USE ONLY
| |
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER
1,569,600 |
8 | SHARED VOTING POWER
13,729,411 | |
9 | SOLE DISPOSITIVE POWER
1,569,600 | |
10 | SHARED DISPOSITIVE POWER
13,729,411 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,299,011 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.1%(1) | |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO |
(1) Based on a total of 216,526,774 shares of Common Stock of the issuer outstanding as of July 31, 2017, as reported in the Form 10-Q filed by the issuer with the Securities and Exchange Commission on August 4, 2017.
1 | NAMES OF REPORTING PERSONS
CPP Investment Board Private Holdings, Inc. | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) ¨ (b) x | |
3 | SEC USE ONLY
| |
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO | |
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
¨ |
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Canada |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | 7 | SOLE VOTING POWER
0 |
8 | SHARED VOTING POWER
13,722,811 | |
9 | SOLE DISPOSITIVE POWER
0 | |
10 | SHARED DISPOSITIVE POWER
13,722,811 |
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,722,811 | |
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
¨ |
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.3%(2) | |
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO |
(2) Based on a total of 216,526,774 shares of Common Stock of the issuer outstanding as of July 31, 2017, as reported in the Form 10-Q filed by the issuer with the Securities and Exchange Commission on August 4, 2017.
Explanatory Note
This Amendment No. 2 (this “Amendment No. 2”) to Schedule 13D is being filed to reflect the sale of certain shares (the “Common Shares”) of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc., a Delaware corporation (the “Issuer”) by CPP Investment Board Private Holdings, Inc. (“CPPIB-PHI”) pursuant to Rule 144 of the Securities Act of 1933, as amended (“Rule 144”).
Unless otherwise indicated, all references to “$” in this Schedule 13D are to U.S. dollars.
Information reported in the original Schedule 13D remains in effect except to the extent that it is amended or superseded by information contained in this Amendment No. 2.
Item 2. | Identity and Background |
The last paragraph of Item 2 of the original Schedule 13D is hereby amended and replaced with the following, and Schedule I of the original Schedule 13D is hereby amended and replaced with Schedule I attached hereto:
In accordance with the provisions of General Instruction C to Schedule 13D, with respect to each Reporting Person, information concerning the name, business address, principal occupation and citizenship of its general partners, executive officers and board of directors and each person controlling such Reporting Person (collectively, the “Covered Persons”), required by Item 2 of Schedule 13D, is provided on Schedule I and is incorporated by reference herein. To the Reporting Persons’ knowledge, none of the Covered Persons listed on Schedule I has been, during the last five years, (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 4. | Purpose of Transaction |
Item 4 of Schedule 13D is hereby supplemented as follows:
On August 28, 2017, CPPIB-PHI sold an aggregate of 1,739,415 Common Shares owned by CPPIB-PHI pursuant to Rule 144, at a price of $97.33 per Common Share for an aggregate purchase price of $169,297,261.95.
Item 5. | Interest in Securities of the Issuer |
Items 5(a)-(b) of Schedule 13D are hereby amended and replaced in its entirety as follows:
(a)-(b) | See items 7 to 11 and 13 on pages 2 and 3 of this Schedule 13D. |
CPPIB beneficially owns 15,299,011 Common Shares, representing approximately 7.1% of the outstanding Common Shares. CPPIB-PHI beneficially owns 13,722,811 Common Shares, representing approximately 6.3% of the outstanding Common Shares. Such percentages are calculated based on a total of 216,526,774 Common Shares outstanding as of July 31, 2017, as reported in the prospectus supplement filed by the Issuer with the Securities and Exchange Commission on August 4, 2017.
CPPIB-PHI directly owns 13,722,811 Common Shares and CPPIB is an indirect beneficial owner of such Common Shares owned by CPPIB-PHI. CPPIB-PHI and CPPIB have shared voting power and shared dispositive power with respect to such 13,722,811 Common Shares.
In addition, CPPIB directly owns 1,569,600 Common Shares, with respect to which it has sole voting power and sole dispositive power, and indirectly owns 6,600 Common Shares through CPPIB MAP Cayman SPC, a wholly-owned subsidiary of CPPIB, with respect to which it has shared voting power and shared dispositive power. The 6,600 Common Shares directly owned by CPPIB MAP Cayman SPC are subject to investment management agreements with an unaffiliated investment manager who may be deemed to have direct voting and investment power and dispositive power with respect to such shares.
As a result of the Shareholders Agreement, the Reporting Persons may be deemed to be members of a group (the “Group”) holding over 10% of the outstanding Common Shares for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Each Reporting Person disclaims beneficial ownership of any of the Issuer’s securities owned by any member of the Group, other than the securities covered by this Schedule 13D, as listed in items 7-11 on pages 2 and 3 of this Schedule 13D.
SIGNATURES
After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: August 30, 2017
CANADA PENSION PLAN INVESTMENT BOARD | |||
By: | /s/ Eric M. Wetlaufer | ||
Name: | Eric M. Wetlaufer | ||
Title: | Senior Managing Director & Global Head of Public Market Investments |
CPP INVESTMENT BOARD PRIVATE HOLDINGS, INC. | |||
By: | /s/ Pierre Abinakle | ||
Name: | Pierre Abinakle | ||
Title: | Director & Secretary |
SCHEDULE I
Directors of CPPIB
Heather Munroe-Blum
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada
Ian A. Bourne
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada
Robert L. Brooks
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada, Ireland
Ashleigh Everett
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada
Tahira Hassan
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada, Pakistan
Douglas W. Mahaffy
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada
John Montalbano
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada
Mary Phibbs
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Great Britain, Australia
Karen Sheriff
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada, United States
Jackson Tai
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: United States
Kathleen Taylor
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada
Jo Mark Zurel
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director
Citizenship: Canada, South Africa
Executive Officers of CPPIB
Mark Machin
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: President & Chief Executive Officer
Citizenship: Great Britain
Neil Beaumont
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Chief Financial and Risk Officer
Citizenship: Canada
Alain Carrier
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Head of International, Head of Europe
Citizenship: Canada and Great Britain
Edwin D. Cass
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Real Assets
Citizenship: Canada
Graeme Eadie
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director
Citizenship: Canada
Shane Feeney
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Private Investments
Citizenship: Canada
Pierre Lavallée
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Investment Partnerships
Citizenship: Canada
Michel Leduc
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Public Affairs and Communications
Citizenship: Canada
Geoffrey Rubin
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Chief Investment Strategist
Citizenship: United States
Mary Sullivan
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Chief Talent Officer
Citizenship: Canada
Patrice Walch-Watson
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director, General Counsel & Corporate Secretary
Citizenship: Canada
Eric M. Wetlaufer
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Global Head of Public Market Investments
Citizenship: United States
Nicholas Zelenczuk
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Senior Managing Director & Chief Operations Officer
Citizenship: Canada
Directors of CPPIB-PHI
Karen Rowe
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Managing Director, Head of Investment Finance, CPPIB
Citizenship: Canada
Pierre Abinakle
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director, Legal, CPPIB
Citizenship: Canada
Officers of CPPIB-PHI
Mark Machin
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: President & Chief Executive Officer, CPPIB
Citizenship: Great Britain
Karen Rowe
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Managing Director, Head of Investment Finance, CPPIB
Citizenship: Canada
Pierre Abinakle
c/o Canada Pension Plan Investment Board, One Queen Street East, Suite 2500, Toronto, ON M5C 2W5
Principal Occupation: Director, Legal, CPPIB
Citizenship: Canada