Filing Details
- Accession Number:
- 0001504304-17-000067
- Form Type:
- 13D Filing
- Publication Date:
- 2017-08-29 16:07:08
- Filed By:
- Bulldog Investors
- Company:
- Clough Global Equity Fund (NYSEMKT:GLQ)
- Filing Date:
- 2017-08-29
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Bulldog Investors | 402,139 | 539,436 | 402,139 | 539,436 | 5.34% | |
Phillip Goldstein | 402,139 | 539,436 | 402,139 | 539,436 | 5.34% | |
Andrew Dakos | 402,139 | 539,436 | 402,139 | 539,436 | 5.34% | |
Steven Samuels | 402,139 | 539,436 | 402,139 | 539,436 | 5.34% |
SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 8/28/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE ___________________________________________________________ 7. SOLE VOTING POWER 402,139 8. SHARED VOTING POWER 539,436 9. SOLE DISPOSITIVE POWER 402,139 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 539,436 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 941,575 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.34% 14. TYPE OF REPORTING PERSON IA ___________________________________________________________ 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[X] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 402,139 8. SHARED VOTING POWER 539,436 9. SOLE DISPOSITIVE POWER 402,139 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 539,436 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 941,575 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.34% 14. TYPE OF REPORTING PERSON IN ___________________________________________________________ 1. NAME OF REPORTING PERSON Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 402,139 8. SHARED VOTING POWER 539,436 9. SOLE DISPOSITIVE POWER 402,139 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 539,436 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 941,575 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.34% 14. TYPE OF REPORTING PERSON IN ___________________________________________________________ 1. NAME OF REPORTING PERSON Steven Samuels 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 402,139 8. SHARED VOTING POWER 539,436 9. SOLE DISPOSITIVE POWER 402,139 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 539,436 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 941,575 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 5.34% 14. TYPE OF REPORTING PERSON IN _______________________________________________________ Item 1. SECURITY AND ISSUER This statement constitutes Amendment #1 to the schedule 13D filed July 11, 2017 Except as specifically set forth herein, the Schedule 13D remains unmodified.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As per the N-CSRS filed on July 10,2017, there were 17,641,105 shares of common stock outstanding as of April 30, 2017. The percentages set forth herein were derived using such number. Phillip Goldstein, Andrew Dakos and Steven Samuels own Bulldog Investors, LLC, a registered investment advisor. As of August 28, 2017, Bulldog Investors, LLC is deemed to be the beneficial owner of 941,575 shares of GLQ (representing 5.34% of GLQ's outstanding shares) solely by virtue of Bulldog Investors LLC's power to direct the vote of,and dispose of, these shares. These 941,575 shares of GLQ include 402,139 shares (representing 2.28% of GLQ's outstanding shares) that are beneficially owned by Mr. Goldstein and the following entities over which Messrs. Goldstein, Dakos and Samuels exercise control: Opportunity Partners LP, Calapasas West Partners LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus, LP, and MCM Opportunity Partners, LP (collectively,"Bulldog Investors Group of Funds"). All other shares included in the aforementioned 941,575 shares of GLQ beneficially owned by Bulldog Investors, LLC (solely by virtue of its power to sell or direct the vote of these shares) are also beneficially owned by clients of Bulldog Investors, LLC who are not members of any group. The total number of these "non-group" shares is 539,436 shares (representing 3.06% of GLQ's outstanding shares). (b)Bulldog Investors,LLC has sole power to dispose of and vote 402,139 shares. Bulldog Investors, LLC has shared power to dispose of and vote 539,436 shares. Certain of Bulldog Investors, LLC's clients (none of whom beneficially own more than 5% of GLQ's shares) share this power with Bulldog Investors, LLC. Messrs. Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC. c) Since the last filing on 7/11/17 the following shares of GLQ were sold: Date: Shares: Price: 07/13/17 (14,900) 13.0245 07/14/17 (9,571) 13.0973 07/17/17 (9,600) 13.1332 07/18/17 (5,436) 13.1721 07/19/17 (16,100) 13.1789 07/20/17 (590) 13.2500 07/21/17 (5,400) 13.2485 07/25/17 (13,636) 13.3297 07/26/17 (12,509) 13.3477 08/01/17 (12,927) 13.4487 08/02/17 (4,300) 13.4677 08/03/17 (3,800) 13.4518 08/04/17 (3,900) 13.4541 08/18/17 (8,360) 13.2534 08/21/17 (6,925) 13.1751 08/22/17 (16,100) 13.2346 08/23/17 (10,340) 13.2750 08/25/17 (5,715) 13.3133 08/28/17 (16,711) 13.2757d) Clients of Bulldog Investors, LLC are entitled to receive any dividends or sales proceeds. e) N/A ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. N/A ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 8/29/17 By: /S/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos By: /S/ Steven Samuels Name: Steven Samuels Bulldog Investors, LLC By: /s/ Andrew Dakos Andrew Dakos, Member Footnote 1: The reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest therein.