Filing Details
- Accession Number:
- 0001193125-17-256074
- Form Type:
- 13D Filing
- Publication Date:
- 2017-08-11 17:04:03
- Filed By:
- Carlson Capital
- Company:
- Vitamin Shoppe Inc. (NYSE:VSI)
- Filing Date:
- 2017-08-11
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Double Black Diamond Offshore Ltd | 0 | 753,917 | 0 | 753,917 | 753,917 | EXCLUDES% |
| Black Diamond Relative Value Offshore Ltd | 0 | 303,999 | 0 | 303,999 | 303,999 | EXCLUDES% |
| Black Diamond Relative Value Cayman | 0 | 57,267 | 0 | 57,267 | 57,267 | EXCLUDES% |
| Black Diamond Offshore Ltd | 0 | 66,852 | 0 | 66,852 | 66,852 | EXCLUDES% |
| Black Diamond Arbitrage Offshore Ltd | 0 | 0 | 0 | 0 | 0 | EXCLUDES% |
| Carlson Capital | 0 | 1,182,035 | 0 | 1,182,035 | 1,182,035 | EXCLUDES% |
| Asgard Investment Corp. II | 0 | 1,182,035 | 0 | 1,182,035 | 1,182,035 | EXCLUDES% |
| Asgard Investment Corp | 0 | 1,182,035 | 0 | 1,182,035 | 1,182,035 | EXCLUDES% |
| Clint D. Carlson | 0 | 1,182,035 | 0 | 1,182,035 | 1,182,035 | EXCLUDES% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)*
Vitamin Shoppe, Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
92849E101
(CUSIP Number)
Carlson Capital, L.P.
Attn: Joseph Brucchieri
2100 McKinney Avenue
Suite 1800
Dallas, TX 75201
(214) 932-9600
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 9, 2017
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13D-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box. ☐
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Double Black Diamond Offshore Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
753,917 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
753,917 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
753,917 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
3.17% | |||||
| 14 | TYPE OF REPORTING PERSON
CO | |||||
2
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Black Diamond Relative Value Offshore Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
303,999 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
303,999 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
303,999 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
1.28% | |||||
| 14 | TYPE OF REPORTING PERSON
CO | |||||
3
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Black Diamond Relative Value Cayman, L.P. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
57,267 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
57,267 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
57,267 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
0.24% | |||||
| 14 | TYPE OF REPORTING PERSON
PN | |||||
4
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Black Diamond Offshore Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
66,852 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
66,852 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
66,852 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
0.28% | |||||
| 14 | TYPE OF REPORTING PERSON
CO | |||||
5
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Black Diamond Arbitrage Offshore Ltd. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
WC | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
0 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
0 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
0.00% | |||||
| 14 | TYPE OF REPORTING PERSON
CO | |||||
6
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Carlson Capital, L.P. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
AF | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
1,182,035 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
1,182,035 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,182,035 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
4.97% | |||||
| 14 | TYPE OF REPORTING PERSON
PN; IA | |||||
7
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Asgard Investment Corp. II | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
AF | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
1,182,035 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
1,182,035 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,182,035 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
4.97% | |||||
| 14 | TYPE OF REPORTING PERSON
CO | |||||
8
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Asgard Investment Corp. | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
AF | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
1,182,035 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
1,182,035 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,182,035 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
4.97% | |||||
| 14 | TYPE OF REPORTING PERSON
CO | |||||
9
SCHEDULE 13D
| CUSIP No. 92849E101 |
| 1 | NAMES OF REPORTING PERSON
Clint D. Carlson | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☒
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | SOURCE OF FUNDS
AF | |||||
| 5 | CHECK BOX IF DISCLOSURE OF LEGAL
PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or
☐ | |||||
| 6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
| 7 | SOLE VOTING POWER
0 | ||||
| 8 | SHARED VOTING POWER
1,182,035 Common Shares | |||||
| 9 | SOLE DISPOSITIVE POWER
0 | |||||
| 10 | SHARED DISPOSITIVE POWER
1,182,035 Common Shares | |||||
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,182,035 Common Shares | |||||
| 12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
4.97% | |||||
| 14 | TYPE OF REPORTING PERSON
IN | |||||
10
This Amendment No. 6 to Schedule 13D (this Amendment No. 6) relates to the common stock, par value $0.01 per share (the Common Shares), of Vitamin Shoppe, Inc., a Delaware corporation (the Issuer), and amends the Schedule 13D filed on April 22, 2015, as amended by Amendment No. 1 thereto filed on July 31, 2015, Amendment No. 2 thereto filed on October 13, 2015, Amendment No. 3 thereto filed on January 12, 2016, Amendment No. 4 thereto filed on February 24, 2016 and Amendment No. 5 thereto filed on February 21, 2017 (the Original Schedule 13D and, together with this Amendment No. 6, the Schedule 13D). Capitalized terms used and not defined in this Amendment No. 6 have the meanings set forth in the Original Schedule 13D.
This Amendment No. 6 is being filed to amend Item 5 of the Schedule 13D as set forth below. As set forth below, none of the Reporting Persons are the beneficial owners of more than 5% of the Common Shares. The filing of this Amendment No. 6 represents the final amendment to the Schedule 13D and constitutes an exit filing for the Reporting Persons.
| Item 5. | INTEREST IN SECURITIES OF THE ISSUER |
Items 5(a)-(c) and (e) of the Schedule 13D are amended and restated as follows:
(a) and (b)
The Reporting Persons may be deemed to beneficially own in the aggregate 1,182,035 Common Shares. Based upon a total of 23,789,852 Common Shares outstanding as of July 21, 2017, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended July 1, 2017, filed with the Securities and Exchange Commission on August 9, 2017, the Reporting Persons shares represent approximately 4.97% of the outstanding Common Shares.
Carlson Capital, Asgard II, Asgard I and Mr. Carlson have the power to vote and direct the disposition of (i) the 753,917 Common Shares reported herein as owned by DOF, (ii) the 303,999 Common Shares reported herein as owned by ROF, (iii) the 57,267 Common Shares reported herein as owned by RVC, and (iv) the 66,852 Common Shares reported herein as owned by OFF. As of August 9, 2017, AOF no longer may be deemed to beneficially own any Common Shares.
(c) Information concerning transactions in the Common Shares effected by the Reporting Persons in the past sixty (60) days is set forth in Appendix A hereto and is incorporated herein by reference.
(e) The Reporting Persons ceased to be the beneficial owners of more than 5% of the Common Shares as of August 10, 2017.
11
SIGNATURES
After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
DATED: August 11, 2017
| DOUBLE BLACK DIAMOND OFFSHORE LTD. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| BLACK DIAMOND RELATIVE VALUE OFFSHORE LTD. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| BLACK DIAMOND RELATIVE VALUE CAYMAN, L.P. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| BLACK DIAMOND OFFSHORE LTD. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| BLACK DIAMOND ARBITRAGE OFFSHORE LTD. | ||
| By: | Carlson Capital, L.P., its investment manager | |
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| CARLSON CAPITAL, L.P. | ||
| By: | Asgard Investment Corp. II, its general partner | |
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| ASGARD INVESTMENT CORP. II | ||
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| ASGARD INVESTMENT CORP. | ||
| By: | /s/ Clint D. Carlson | |
| Name: | Clint D. Carlson | |
| Title: | President | |
| /s/ Clint D. Carlson | ||
| Clint D. Carlson | ||
Appendix A
TRANSACTIONS IN THE ISSUERS COMMON SHARES BY THE REPORTING PERSONS IN THE PAST SIXTY (60) DAYS
The following tables set forth all transactions in the Common Shares effected by any of the Reporting Persons in the past sixty (60) days. All such transactions were effected in the open market through brokers and the price per share is net of commissions.
| Double Black Diamond Offshore Ltd. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Buy | 151,892 | $ | 10.5250 | 7/11/2017 | ||||||||
| Sell | 144 | $ | 11.3102 | 7/17/2017 | ||||||||
| Sell | 6,810 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 386 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 378 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 39,597 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 2,245 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 2,202 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 7,286 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 413 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 405 | $ | 11.5618 | 7/20/2017 | ||||||||
| Buy | 97 | $ | 10.6250 | 7/21/2017 | ||||||||
| Buy | 13,766 | $ | 10.4194 | 7/21/2017 | ||||||||
| Buy | 2,576 | $ | 10.5047 | 7/21/2017 | ||||||||
| Buy | 17,629 | $ | 10.5338 | 7/24/2017 | ||||||||
| Sell | 15,612 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 1,015 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 5,006 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 325 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 12,166 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 791 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 174 | $ | 10.0000 | 8/7/2017 | ||||||||
| Sell | 11 | $ | 10.0000 | 8/7/2017 | ||||||||
| Sell | 53,405 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 3,475 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 36,408 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 53,491 | $ | 7.0419 | 8/9/2017 | ||||||||
| Sell | 31,636 | $ | 6.6913 | 8/9/2017 | ||||||||
| Sell | 2,369 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 3,480 | $ | 7.0420 | 8/9/2017 | ||||||||
| Sell | 2,060 | $ | 6.6912 | 8/9/2017 | ||||||||
| Sell | 105,012 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 10,060 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 12,252 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 36,703 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 655 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 6,834 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 798 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 2,387 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 282,986 | $ | 6.1349 | 8/9/2017 | ||||||||
| Sell | 18,418 | $ | 6.1349 | 8/9/2017 | ||||||||
| Sell | 126,683 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 5,059 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 287 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 7,185 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 281 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 7,046 | $ | 6.0248 | 8/10/2017 | ||||||||
| Black Diamond Relative Value Offshore Ltd. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Sell | 80 | $ | 11.3102 | 7/17/2017 | ||||||||
| Sell | 3,697 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 319 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 227 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 21,499 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 1,858 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 1,322 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 3,956 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 341 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 243 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 68,778 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 2,747 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 239 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 5,943 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 4,232 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 168 | $ | 6.3188 | 8/10/2017 | ||||||||
| Black Diamond Relative Value Cayman, L.P. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Sell | 15 | $ | 11.3102 | 7/17/2017 | ||||||||
| Sell | 694 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 104 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 4,039 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 610 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 742 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 112 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 516 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 12,920 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 78 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 1,954 | $ | 6.0248 | 8/10/2017 | ||||||||
| Black Diamond Offshore Ltd. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Buy | 36,808 | $ | 10.5250 | 7/11/2017 | ||||||||
| Sell | 5 | $ | 11.3102 | 7/17/2017 | ||||||||
| Sell | 285 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 3 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 14 | $ | 11.2373 | 7/18/2017 | ||||||||
| Sell | 1,663 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 21 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 83 | $ | 11.3376 | 7/19/2017 | ||||||||
| Sell | 305 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 4 | $ | 11.5618 | 7/20/2017 | ||||||||
| Sell | 15 | $ | 11.5618 | 7/20/2017 | ||||||||
| Buy | 3,334 | $ | 10.4194 | 7/21/2017 | ||||||||
| Buy | 24 | $ | 10.6250 | 7/21/2017 | ||||||||
| Buy | 624 | $ | 10.5047 | 7/21/2017 | ||||||||
| Buy | 4,271 | $ | 10.5338 | 7/24/2017 | ||||||||
| Sell | 571 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 37 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 182 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 12 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 445 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 29 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 6 | $ | 10.0000 | 8/7/2017 | ||||||||
| Sell | 1,955 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 130 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 1,157 | $ | 6.6913 | 8/9/2017 | ||||||||
| Sell | 1,959 | $ | 7.0419 | 8/9/2017 | ||||||||
| Sell | 1,334 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 78 | $ | 6.6912 | 8/9/2017 | ||||||||
| Sell | 129 | $ | 7.0420 | 8/9/2017 | ||||||||
| Sell | 88 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 448 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 1,345 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 368 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 3,845 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 91 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 29 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 25 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 254 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 10,363 | $ | 6.1349 | 8/9/2017 | ||||||||
| Sell | 690 | $ | 6.1349 | 8/9/2017 | ||||||||
| Sell | 212 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 5,322 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 71 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 2 | $ | 6.3188 | 8/10/2017 | ||||||||
| Sell | 266 | $ | 6.0248 | 8/10/2017 | ||||||||
| Sell | 11 | $ | 6.3188 | 8/10/2017 | ||||||||
| Black Diamond Arbitrage Offshore Ltd. | ||||||||||||
| Type | Qty. | Price | Trade Date | |||||||||
| Sell | 858 | $ | 10.2196 | 8/2/2017 | ||||||||
| Sell | 275 | $ | 10.2841 | 8/3/2017 | ||||||||
| Sell | 669 | $ | 10.0074 | 8/4/2017 | ||||||||
| Sell | 9 | $ | 10.0000 | 8/7/2017 | ||||||||
| Sell | 2,935 | $ | 9.7679 | 8/8/2017 | ||||||||
| Sell | 2,001 | $ | 6.9427 | 8/9/2017 | ||||||||
| Sell | 2,941 | $ | 7.0419 | 8/9/2017 | ||||||||
| Sell | 1,738 | $ | 6.6913 | 8/9/2017 | ||||||||
| Sell | 5,772 | $ | 6.3380 | 8/9/2017 | ||||||||
| Sell | 2,017 | $ | 6.5305 | 8/9/2017 | ||||||||
| Sell | 553 | $ | 6.6712 | 8/9/2017 | ||||||||
| Sell | 673 | $ | 6.5644 | 8/9/2017 | ||||||||
| Sell | 15,553 | $ | 6.1349 | 8/9/2017 | ||||||||