Filing Details
- Accession Number:
- 0001104659-17-045412
- Form Type:
- 13G Filing
- Publication Date:
- 2017-07-18 06:01:17
- Filed By:
- Quintana Shipping Ltd.
- Company:
- Golden Ocean Group Ltd (NASDAQ:GOGL)
- Filing Date:
- 2017-07-18
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Quintana Shipping Ltd | 0 | 1,300,000 | 0 | 1,300,000 | 1,300,000 | 1.1% |
Quintana Shipping Investors | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
Riverstone Quintana Shipping Holdco | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
Riverstone Carlyle Global Energy and Power Fund IV (Cayman) | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
Riverstone Carlyle Energy Partners IV (Cayman) | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
R C GP IV Cayman | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
Riverstone Carlyle Energy Partners IV | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
R C Energy GP IV | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
QSO Holdco | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
Quintana Ship Owners | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
QSI Holdco | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
QSI Holdings | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
Quintana Capital Group II | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
Quintana Capital Group GP, Ltd | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
Corbin J. Robertson, Jr | 0 | 13,450,000 | 0 | 13,450,000 | 13,450,000 | 11.7% |
| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
Golden Ocean Group Ltd.
(Name of Issuer)
Common stock, par value $0.05 per share
(Title of Class of Securities)
G39637205
(CUSIP Number)
May 23, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
x | Rule 13d-1(c) |
o | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
2
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
3
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
4
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
5
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
6
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
7
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
8
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
9
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
10
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
11
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
12
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
13
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
14
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
15
CUSIP No. G39637205 | |||||
| |||||
| 1 | Name of Reporting Person: | |||
| |||||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| 3 | SEC Use Only | |||
| |||||
| 4 | Citizenship or Place of Organization | |||
|
|
| |||
Number of | 5 | Sole Voting Power | |||
| |||||
6 | Shared Voting Power | ||||
| |||||
7 | Sole Dispositive Power | ||||
| |||||
8 | Shared Dispositive Power | ||||
| |||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
| |||||
| 11 | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| 12 | Type of Reporting Person | |||
* Based on 114,572,992 Common Shares outstanding as of March 15, 2017, as reported on the Form 6-K of Golden Ocean Group Ltd. furnished with the Securities and Exchange Commission on March 17, 2017.
16
Item 1(a). Name of Issuer: Golden Ocean Group Ltd.
Item 1(b). Address of Issuers Principal Executive Offices:
Par-la-Ville Place
14 Par-la-Ville Road
Hamilton, HM 08, Bermuda
Item 2(a). Names of Persons Filing:
Quintana Shipping Ltd.
Quintana Shipping Investors LLC
Riverstone Quintana Shipping Holdco, LLC
Riverstone/Carlyle Global Energy and Power Fund IV (Cayman), L.P.
Riverstone/Carlyle Energy Partners IV (Cayman), L.P.
R/C GP IV Cayman LLC I
Riverstone/Carlyle Energy Partners IV, L.P.
R/C Energy GP IV, LLC
QSO Holdco, LLC
Quintana Ship Owners LLC
QSI Holdco, LLC
QSI Holdings, L.P.
Quintana Capital Group II, L.P.
Quintana Capital Group GP, Ltd.
Corbin J. Robertson, Jr.
Item 2(b). Address or Principal Business Office or, if none, Residence:
The principal business office for Quintana Shipping Ltd., Quintana Shipping Investors LLC, QSO Holdco, LLC, Quintana Ship Owners LLC, QSI Holdco, LLC, QSI Holdings, L.P., Quintana Capital Group II, L.P., Quintana Capital Group GP, Ltd. and Corbin J. Robertson, Jr. is 601 Jefferson Street, Suite 3600, Houston, Texas 77002
The principal business office for Riverstone Quintana Shipping Holdco, LLC, Riverstone/Carlyle Global Energy and Power Fund IV (Cayman), L.P., Riverstone/Carlyle Energy Partners IV (Cayman), L.P., R/C GP IV Cayman LLC I, Riverstone/Carlyle Energy Partners IV, L.P. and R/C Energy GP IV, LLC is 712 Fifth Ave., 36th Floor New York, NY 10019
Item 2(c). Citizenship:
Quintana Shipping Ltd. is a Marshall Islands corporation
Quintana Shipping Investors LLC is a Marshall Islands limited liability company
Riverstone Quintana Shipping Holdco, LLC is a Marshall Islands limited liability company
Riverstone/Carlyle Global Energy and Power Fund IV (Cayman), L.P. is a Delaware limited partnership
Riverstone/Carlyle Energy Partners IV (Cayman), L.P. is a Delaware limited partnership
R/C GP IV Cayman LLC I is a Delaware limited liability company
Riverstone/Carlyle Energy Partners IV, L.P. is a Delaware limited partnership
R/C Energy GP IV, LLC is a Delaware limited liability company
QSO Holdco, LLC is a Marshall Islands limited liability company
Quintana Ship Owners LLC is a Delaware limited liability company
QSI Holdco, LLC is a Marshall Islands limited liability company
QSI Holdings, L.P. is a Cayman Islands limited partnership
Quintana Capital Group II, L.P. is a Texas limited partnership
Quintana Capital Group GP, Ltd. is a Texas corporation
Corbin J. Robertson, Jr., an individual, is a citizen of the United States
17
Item 2(d). Title of Class of Securities: Common Shares
Item 2(e). CUSIP Number: G39637205
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: Not applicable.
Item 4. Ownership:
1. Quintana Shipping Ltd.
(a) Amount beneficially owned: 1,300,000
(b) Percent of class: 1.1%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 1,300,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 1,300,000
2. Quintana Shipping Investors LLC
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
3. Riverstone Quintana Shipping Holdco, LLC
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
4. Riverstone/Carlyle Global Energy and Power Fund IV (Cayman), L.P.
(a) Amount beneficially owned: 13,450,000
18
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
5. Riverstone/Carlyle Energy Partners IV (Cayman), L.P.
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
6. R/C GP IV Cayman LLC I
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
7. Riverstone/Carlyle Energy Partners IV, L.P.
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
19
8. R/C Energy GP IV, LLC
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
9. QSO Holdco, LLC
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
10. Quintana Ship Owners LLC
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
11. QSI Holdco, LLC
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
20
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
12. QSI Holdings, L.P.
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
13. Quintana Capital Group II, L.P.
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
14. Quintana Capital Group GP, Ltd.
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
15. Corbin J. Robertson, Jr.
(a) Amount beneficially owned: 13,450,000
(b) Percent of class: 11.7%*
(c) Number of units as to which the person has:
21
(i) Sole power to vote or to direct the vote: 0
(ii) Shared power to vote or to direct the vote: 13,450,000
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose or to direct the disposition of: 13,450,000
Quintana Shipping Ltd. is the record holder of the common shares of Golden Ocean Group Ltd. reported herein. Quintana Shipping Investors LLC, which is wholly owned by Quintana Shipping Ltd., is managed by a board of directors appointed by Riverstone Quintana Shipping Holdco, LLC and entities controlled by Corbin J. Robertson. Accordingly, Riverstone/Carlyle Global Energy and Power Fund IV (Cayman), L.P. and Mr. Robertson may be deemed to share beneficial ownership of the shares of Golden Ocean Group Ltd. owned by Quintana Shipping Ltd. QSO Holdco, LLC, Quintana Ship Owners LLC, QSI Holdco, LLC, QSI Holdings, L.P., Quintana Capital Group II, L.P. and Quintana Capital Group GP, Ltd. are controlled by Mr. Robertson.
Riverstone Quintana Shipping Holdco, LLC is controlled by Riverstone/Carlyle Global Energy and Power Fund IV (Cayman), L.P. (R/C IV (Cayman)), an alternative investment vehicle of Riverstone/Carlyle Global Energy and Power Fund IV, L.P. (R/C IV). R/C IV (Cayman) is controlled by its general partner, Riverstone/Carlyle Energy Partners IV (Cayman), L.P., which is in turn controlled by its general partner, R/C GP IV Cayman LLC I, an affiliate of R/C Energy GP IV, LLC. R/C Energy GP IV, LLC is managed by a management committee. Pierre F. Lapeyre, Jr., David M. Leuschen, James T. Hackett, Michael B. Hoffman, N. John Lancaster, Daniel A. DAniello and Edward J. Mathias, as members of the management committee of R/C Energy GP IV, LLC, may be deemed to possess voting and dispositive powers with respect to the aggregate 13,450,000 shares of common stock of Golden Ocean Group Ltd. owned by Quintana Shipping Ltd. Such individuals expressly disclaim any beneficial ownership over such shares.
Item 5. Ownership of Five Percent or Less of a Class: Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: Not applicable.
Item 8. Identification and Classification of Members of the Group: Not applicable.
Item 9. Notice of Dissolution of Group: Not applicable.
22
Item 10. Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete and correct.
Dated: July 17, 2017
| QUINTANA SHIPPING LTD. | ||
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| By: |
| /s/ Eleftherios Papatrifon |
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| Name: | Eleftherios Papatrifon |
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| Title: | Director, Chief Executive Officer |
| QUINTANA SHIPPING INVESTORS LLC | ||
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| By: |
| /s/ Paul Cornell |
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| Name: | Paul Cornell |
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| Title: | Director |
[Signature Page Schedule 13G]
23
| RIVERSTONE QUINTANA SHIPPING HOLDCO, LLC | ||
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| By | Riverstone/Carlyle Global Energy and Power Fund IV (Cayman), L.P., its managing member | |
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| By: | Riverstone/Carlyle Energy Partners IV (Cayman), L.P., its general partner | |
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| By: | R/C GP IV Cayman LLC I, its general partner | |
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| By: |
| /s/ Thomas J. Walker |
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| Name: | Thomas Walker |
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| Title: | Authorized Person |
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| RIVERSTONE/CARLYLE GLOBAL ENERGY AND POWER FUND IV (CAYMAN), L.P. | ||
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| By: | Riverstone/Carlyle Energy Partners IV (Cayman), L.P., its general partner | |
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| By: | R/C GP IV Cayman LLC I, its general partner | |
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| By: |
| /s/ Thomas J. Walker |
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| Name: | Thomas Walker |
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| Title: | Authorized Person |
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| RIVERSTONE/CARLYLE ENERGY PARTNERS IV (CAYMAN), L.P. | ||
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| By: | R/C GP IV Cayman LLC I, its general partner | |
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| By: |
| /s/ Thomas J. Walker |
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| Name: | Thomas Walker |
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| Title: | Authorized Person |
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| R/C GP IV CAYMAN LLC I | ||
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| By: |
| /s/ Thomas J. Walker |
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| Name: | Thomas Walker |
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| Title: | Authorized Person |
[Signature Page Schedule 13G]
24
| RIVERSTONE/CARLYLE ENERGY PARTNERS IV, L.P. | ||
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| By: | R/C Energy GP IV, LLC, its general partner | |
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| By: |
| /s/ Thomas J. Walker |
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| Name: | Thomas Walker |
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| Title: | Authorized Person |
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| R/C ENERGY GP IV, LLC | ||
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| By: |
| /s/ Thomas J. Walker |
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| Name: | Thomas Walker |
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| Title: | Authorized Person |
[Signature Page Schedule 13G]
25
| QSO HOLDCO, LLC | ||
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| By: | Quintana Ship Owners LLC, its managing member | |
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| By: |
| /s/ Corbin J. Robertson, Jr. |
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| Name: | Corbin J. Robertson, Jr. |
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| Title: | President |
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| QUINTANA SHIP OWNERS LLC | ||
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| By: |
| /s/ Corbin J. Robertson, Jr. |
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| Name: | Corbin J. Robertson, Jr. |
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| Title: | President |
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| QSI HOLDCO, LLC | ||
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| By: | QSI Holdings, L.P., its managing member | |
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| By: | Quintana Capital Group II, L.P., its general partner | |
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| By: | Quintana Capital Group GP, Ltd., its general partner | |
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| By: |
| /s/ Corbin J. Robertson, Jr. |
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| Name: | Corbin J. Robertson, Jr. |
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| Title: | Managing Partner |
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| QSI HOLDINGS, L.P. | ||
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| By: | Quintana Capital Group II, L.P., its general partner | |
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| By: | Quintana Capital Group GP, Ltd., its general partner | |
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| By: |
| /s/ Corbin J. Robertson, Jr. |
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| Name: | Corbin J. Robertson, Jr. |
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| Title: | Managing Partner |
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| QUINTANA CAPITAL GROUP II, L.P. | ||
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| By: | Quintana Capital Group GP, Ltd., its general partner | |
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| By: |
| /s/ Corbin J. Robertson, Jr. |
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| Name: | Corbin J. Robertson, Jr. |
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| Title: | Managing Partner |
[Signature Page Schedule 13G]
26
| QUINTANA CAPITAL GROUP GP, LTD. | ||
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| By: |
| /s/ Corbin J. Robertson, Jr. |
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| Name: | Corbin J. Robertson, Jr. |
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| Title: | Managing Partner |
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| By: |
| /s/ Corbin J. Robertson, Jr. |
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| Name: | Corbin J. Robertson, Jr., Individually |
[Signature Page Schedule 13G]
27
LIST OF EXHIBITS
Exhibit No. |
| Description |
99.1 |
| Joint Filing Agreement. |
28