Filing Details
- Accession Number:
- 0001575705-17-000079
- Form Type:
- 13G Filing
- Publication Date:
- 2017-07-05 15:08:58
- Filed By:
- Prestine Victory Ltd
- Company:
- Athenex Inc. (NASDAQ:ATNX)
- Filing Date:
- 2017-07-05
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Prestine Victory Limited | 3,181,817 | 0 | 3,181,817 | 0 | 3,181,817 | 5.55% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
ATHENEX, INC.
(Name of Issuer)
Common Stock, $.001 par value per share
(Title of Class of Securities)
04685 N 10 3
(CUSIP Number)
June 13, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
| CUSIP No. 04685 N 10 3 | 13G |
| 1 | NAME
OF REPORTING PERSONS Prestine Victory Limited I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Not Applicable | |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | |
| (a) ☐ | ||
| (b) ☐ | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION British Virgin Islands | ||
| 5 | SOLE
VOTING POWER 3,181,817 | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6 | SHARED
VOTING POWER 0 | |
| 7 | SOLE
DISPOSITIVE POWER 3,181,817 | ||
| 8 | SHARED
DISPOSITIVE POWER 0 | ||
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,181,817 | ||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ | ||
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.55%1 | ||
| 12 | TYPE OF REPORTING PERSON FI | ||
_________________
| 1 | Based on 57,333,609 shares of common stock outstanding. |
2
| Item 1. | ||
| a) | Name of Issuer: Athenex, Inc.(“Issuer”) | |
| b) | Address
of Issuer’s Principal Executive Offices: 1001 Main Street, Suite 600 | |
| Buffalo, New York 14203 | ||
| Item 2. | ||
| a) | Name
of Person Filing: Prestine Victory Limited | |
| b) | The
principal business office for all persons and/or entities filing is: Address of Principal Business Offices: Wickhams Cay I, 2nd Floor Road Town, Tortola, British Virgin Islands | |
| c) | Citizenship:
Prestine Victory Limited is organized under the laws of the British Virgin Islands | |
| d) | Title of Class of Securities: Common stock, $.001 par value per share | |
| e) | CUSIP Number: 04685 N 10 3 | |
| Item 3. | If this statement is filed pursuant to § 240.13d-1(b) or §§240.13d-2(b) or (c), check whether the person is filing a: | |
| Not applicable | ||
| Item 4. | Ownership | |
| a) | Amount beneficially owned: see row 9 of cover page of reporting person. To securities reported herein beneficially owned as follows: | ||
| ● | 3,181,817 shares of Common Stock, representing a total of 5.55% of the total shares of Common Stock outstanding (based on 57,333,609 shares of Common Stock issued and outstanding), are held directly by Prestine Victory Limited. | ||
| b) | Percent of Class: see row 11 of cover page for each reporting reason. | ||
| c) | Number of shares to which the person has: | ||
| (i) | sole power to vote or to direct the vote: see row 5 of cover page for each reporting person | ||
| (ii) | shared power to vote or to direct the vote: see row 6 of cover page for each reporting person | ||
| (iiii) | sole power to dispose or to direct the disposition of: see row 7 of cover page for each reporting person | ||
| (iv) | shared power to dispose or to direct the disposition of : see row 8 of cover page for each reporting person | ||
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| Item 5. | Ownership of Five Percent or Less of a Class |
| Not applicable. | |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
| Not applicable | |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
| Not applicable | |
| Item 8. | Identification and Classification of Member of the Group |
| Not applicable | |
| Item 9. | Notice of Dissolution of Group |
| Not applicable | |
| Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not being held for the purpose or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
| Dated: June 29, 2017 | Prestine Victory Limited | |
| By: | /s/ Oei Kang Eric | |
| Name: | Oei Kang Eric | |
| Title: | Attorney-in-Fact | |
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