Filing Details

Accession Number:
0001504304-17-000050
Form Type:
13D Filing
Publication Date:
2017-06-09 16:16:40
Filed By:
Bulldog Investors
Company:
Adventaymore Enhanced Growth & Income Fund (NYSE:LCM)
Filing Date:
2017-06-09
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Bulldog Investors 514,224 441,054 514,224 441,054 7.02%
Phillip Goldstein 514,224 441,054 514,224 441,054 7.02%
Andrew Dakos 514,224 441,054 514,224 441,054 7.02%
Steven Samuels 514,224 441,054 514,224 441,054 7.02%
Filing

SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 6/8/17 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE ___________________________________________________________ 7. SOLE VOTING POWER 514,224 8. SHARED VOTING POWER 441,054 9. SOLE DISPOSITIVE POWER 514,224 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 441,054 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 955,278 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 7.02% 14. TYPE OF REPORTING PERSON IA ___________________________________________________________ 1. NAME OF REPORTING PERSON Phillip Goldstein 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 514,224 8. SHARED VOTING POWER 441,054 9. SOLE DISPOSITIVE POWER 514,224 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 441,054 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 955,278 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 7.02% 14. TYPE OF REPORTING PERSON IN ___________________________________________________________ 1. NAME OF REPORTING PERSON Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 514,224 8. SHARED VOTING POWER 441,054 9. SOLE DISPOSITIVE POWER 514,224 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 441,054 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 955,278 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 7.02% 14. TYPE OF REPORTING PERSON IN ___________________________________________________________ 1. NAME OF REPORTING PERSON Steven Samuels 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ___________________________________________________________ 7. SOLE VOTING POWER 514,224 8. SHARED VOTING POWER 441,054 9. SOLE DISPOSITIVE POWER 514,224 _______________________________________________________ 10. SHARED DISPOSITIVE POWER 441,054 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 955,278 (Footnote 1) 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 7.02% 14. TYPE OF REPORTING PERSON IN _______________________________________________________ Item 1. SECURITY AND ISSUER This statement constitutes Amendment #5 to the schedule 13d filed July 10, 2015. Except as specifically set forth herein, the Schedule 13d remains unmodified. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As per the N-CSR filed on January 6, 2017, there were 13,603,025 shares of common stock outstanding as of October 31, 2016. The percentages set forth herein were derived using such number. Phillip Goldstein, Andrew Dakos and Steven Samuels own Bulldog Investors, LLC, a registered investment advisor. As of june 8, 2017, Bulldog Investors, LLC is deemed to be the beneficial owner of 955,278 shares of LCM (representing 7.02% of LCM's outstanding shares) solely by virtue of Bulldog Investors LLC's power to direct the vote of, and dispose of, these shares. These 955,278 shares of LCM include 514,224 shares (representing 3.78% of LCM's outstanding shares) that are beneficially owned by the following entities over which Messrs. Goldstein, Dakos and Samuels exercise control: Opportunity Partners LP, Calapasas West Partners LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, and MCM Opportunity Partners, LP (collectively,"Bulldog Investors Group of Funds"). Bulldog Investors Group of Funds may be deemed to constitute a group. All other shares included in the aforementioned 955,278 shares of LCM beneficially owned by Bulldog Investors, LLC (solely by virtue of its power to sell or direct the vote of these shares) are also beneficially owned by clients of Bulldog Investors, LLC who are not members of any group. The total number of these "non-group" shares is 441,054 shares (representing 3.24% of LCM's outstanding shares). (b)Bulldog Investors,LLC has sole power to dispose of and vote 514,224 shares. Bulldog Investors, LLC has shared power to dispose of and vote 441,054 shares. Certain of Bulldog Investors, LLC's clients (none of whom beneficially own more than 5% of LCM's shares) share this power with Bulldog Investors, LLC. Messrs. Goldstein, Dakos and Samuels are control persons of Bulldog Investors, LLC. c) Since the last filing on 5/31/17 the following shares of LCM were sold: Date: Shares: Price: 05/31/17 (8,950) 8.7616 06/01/17 (15,076) 8.7782 06/02/17 (11,874) 8.8228 06/05/17 (2,400) 8.8300 06/06/17 (30,600) 8.8304 06/07/17 (25,000) 8.8350 06/07/17 (11,413) 8.8306 06/08/17 (42,547) 8.8317

d) Clients of Bulldog Investors, LLC are entitled to receive any dividends or sales proceeds. e) N/A ITEM 6. CONTRACTS,ARRANGEMENTS,UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. N/A ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 6/9/2017 By: /S/ Phillip Goldstein Name: Phillip Goldstein By: /S/ Andrew Dakos Name: Andrew Dakos By: /S/ Steven Samuels Name: Steven Samuels Bulldog Investors, LLC By: /s/ Andrew Dakos Andrew Dakos, Member Footnote 1: The reporting persons disclaim beneficial ownership except to the extent of any pecuniary interest therein.