Filing Details

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

____________

 

SCHEDULE 13G
(Rule 13d-102)

 

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and
Amendments Thereto Filed Pursuant to Rule 13d-2(b)

 

Under the Securities Exchange Act of 1934
(Amendment No. 12)

 

Himax Technologies, Inc.

(Name of Issuer)

Ordinary Shares, par value US$0.3 per share

(Title of Class of Securities)

43289P106

(CUSIP Number)

May 9, 2017

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐       Rule 13d – 1(b)

 

☐       Rule 13d – 1(c)

 

☒       Rule 13d – 1(d)

 

 

 

 

 

SCHEDULE 13G

 

CUSIP No. 43289P106

Page     2     of     8     Pages

 

1	NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
	Jordan Wu
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP			(a) ☐
				(b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Republic of China
Number of Shares Beneficially Owned By Each Reporting Person With		5	SOLE VOTING POWER
			242,989 (See item 4)
		6	SHARED VOTING POWER
			7,045,394 (See item 4)
		7	SOLE DISPOSITIVE POWER
			242,989 (See item 4)
		8	SHARED DISPOSITIVE POWER
			7,045,394 (See item 4)
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	7,288,383 (See item 4)
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	2.12% (See item 4)
12	TYPE OF REPORTING PERSON
	IN

 

 

CUSIP No. 43289P106

Page     3     of     8     Pages

 

1	NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
	Arch Finance Ltd.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP			(a) ☐
				(b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	British Virgin Islands
Number of Shares Beneficially Owned By Each Reporting Person With		5	SOLE VOTING POWER
			0
		6	SHARED VOTING POWER
			6,600,212
		7	SOLE DISPOSITIVE POWER
			0
		8	SHARED DISPOSITIVE POWER
			6,600,212
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	6,600,212
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	1.92%
12	TYPE OF REPORTING PERSON
	CO

 

 

 

CUSIP No. 43289P106

Page     4     of     8     Pages

 

1	NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
	Shu Chuan Investment Co., Ltd.
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP			(a) ☐
				(b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION
	Republic of China
Number of Shares Beneficially Owned By Each Reporting Person With		5	SOLE VOTING POWER
			0
		6	SHARED VOTING POWER
			445,182
		7	SOLE DISPOSITIVE POWER
			0
		8	SHARED DISPOSITIVE POWER
			445,182
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
	445,182
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
	0.13%
12	TYPE OF REPORTING PERSON
	CO

 

 

Item 1(a). Name of Issuer.

 

Himax Technologies, Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Offices.

 

The address of the principal executive offices of Himax Technologies, Inc. is No. 26, Zih Lian Road, Sinshih District, Tainan City 74148, Taiwan, the Republic of China.

 

Item 2(a). Name of Person Filing.

 

Jordan Wu

 

Arch Finance Ltd.

 

Shu Chuan Investment Co., Ltd.

 

Item 2(b). Address of Principal Business Office or, if None, Residence.

 

The address of the principal business office of Jordan Wu is No. 26, Zih Lian Road, Sinshih District, Tainan City 74148, Taiwan, the Republic of China.

 

The address of the principal business office of Arch Finance Ltd. is Akara Building, 24 De Castro Street, Wickhams Cat I, Road Town, Tortola, British Virgin Islands.

 

The address of the principal business office of Shu Chuan Investment Co., Ltd. is No.22, Hefeng 3rd Rd., Xindian Dist., New Taipei City 231, Taiwan, the Republic of China.

 

Item 2(c). Citizenship.

 

Jordan Wu is a citizen of the Republic of China.

 

Arch Finance Ltd. is incorporated under the laws of the British Virgin Islands.

 

Shu Chuan Investment Co., Ltd. is incorporated under the laws of the Republic of China.

 

Item 2(d). Title of Class of Securities.

 

Ordinary Shares, par value US$0.3 per Share (the “Shares”).

 

Item 2(e). CUSIP Number.

 

43289P106

 

Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

 

	(a) ☐	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

	(b) ☐	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

	(c) ☐	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

	(d) ☐	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

	(e) ☐	An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

	(f) ☐	An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

	(g) ☐	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

	(h) ☐	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

	(i) ☐	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);

	(j) ☐	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k) ☐

Group, in accordance with § 240.13d-1(b)(1)(ii)(K).

 

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________

 

Item 4. Ownership.

 

(a), (b) and (c)

 

Jordan Wu directly owns 242,989 Shares, representing approximately 0.07% of the outstanding Shares. Jordan Wu beneficially owns 6,600,212 Shares and 445,182 Shares through Arch Finance Ltd. and Shu Chuan Investment Co., Ltd, respectively, both of which are investment companies controlled by Jordan Wu. Accordingly, Jordan Wu may be deemed to beneficially own an aggregate of 7,288,383 Shares, representing approximately 2.12% of the outstanding Shares. As Jordan Wu’s aggregate beneficial ownership currently is below 5%, Jordan Wu is no longer subject to the reporting requirements of Section 13 of the Securities Exchange Act of 1934, as amended.

 

Due to marriage dissolution between Jordan Wu and his wife Whei-Lan Teng dated May 9, 2017 (the “marriage dissolution”), Arch Finance Ltd. directly owns and has shared power to vote and dispose of 6,600,212 Shares, representing approximately 1.92% of the outstanding Shares as of May 30, 2017, decreasing from 9,243,994 Shares, representing approximately 2.69% of the outstanding Shares.

 

Due to the marriage dissolution, Shu Chuan Investment Co., Ltd. directly owns and has shared power to vote and dispose of 445,182 Shares, representing approximately 0.13% of the outstanding Shares as of May 30, 2017, decreasing from 1,780,730 Shares, representing approximately 0.52% of the outstanding Shares.

 

Due to the marriage dissolution, Jordan Wu is no longer attributed beneficial ownership of 17,156,390 Shares held in trust by Corenmar Investment Limited and the joint filing agreement dated February 10, 2017 among Jordan Wu, Arch Finance Ltd., Shu Chuan Investment Co., Ltd. and Corenmar Investment Limited is no longer in effect.

 

Item 5. Ownership of Five Percent or Less of the Class.

 

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certification.

 

Not applicable.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: May 30, 2017

	By:	/s/ Jordan Wu
		Name:	Jordan Wu

 

	ARCH FINANCE LTD.
	By:	/s/ Jordan Wu
		Name:	Jordan Wu
		Title:	Director

 

	SHU CHUAN INVESTMENT CO., LTD.
	By:	/s/ Jordan Wu
		Name:	Jordan Wu
		Title:	Director

 

 

 

 

Exhibit A

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendment thereto) with respect to the Shares of Himax Technologies, Inc. and further agree that this agreement be included as an exhibit to such filing. In evidence there of, each of the undersigned hereby executed this Agreement on May 30, 2017.

 

	By:	/s/ Jordan Wu
		Name:	Jordan Wu

 

	ARCH FINANCE LTD.
	By:	/s/ Jordan Wu
		Name:	Jordan Wu
		Title:	Director

 

	SHU CHUAN INVESTMENT CO., LTD.
	By:	/s/ Jordan Wu
		Name:	Jordan Wu
		Title:	Director

 

 

 

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