Filing Details
- Accession Number:
- 0001104659-17-031156
- Form Type:
- 13D Filing
- Publication Date:
- 2017-05-09 16:20:56
- Filed By:
- Zall Group Ltd.
- Company:
- Lightinthebox Holding Co. Ltd. (NYSE:LITB)
- Filing Date:
- 2017-05-09
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Zall Development (HK) Holding Company Limited | 0 | 3,102,340 | 0 | 3,102,340 | 3,102,340 | 2.1% |
Zall Cross-border E-commerce Investment Company Limited | 0 | 49,955,000 | 0 | 49,955,000 | 49,955,000 | 34.4% |
Zall Development (BVI) Holding Company Limited | 0 | 53,057,340 | 0 | 53,057,340 | 53,057,340 | 36.5% |
Zall Group Ltd. 134 | 0 | 53,057,340 | 0 | 53,057,340 | 53,057,340 | 36.5% |
Zall Development Investment Company Limited | 0 | 53,057,340 | 0 | 53,057,340 | 53,057,340 | 36.5% |
Yan Zhi | 0 | 53,057,340 | 0 | 53,057,340 | 53,057,340 | 36.5% |
| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
|
| Washington, D.C. 20549 |
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|
|
|
| SCHEDULE 13D |
|
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
LightInTheBox Holding Co., Ltd.
(Name of Issuer)
Ordinary shares, par value US$0.000067 per share
(Title of Class of Securities)
53225G102
(CUSIP Number)
Lung Shei Kei
Company Secretary
Zall Group Ltd.
Suite 2101, 21st Floor, Two Exchange Square
Central, Hong Kong
852-3153-5808
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
With copies to:
Ning Zhang, Esq. | David A. Sirignano, Esq. |
Morgan, Lewis & Bockius LLP | Morgan, Lewis & Bockius, LLP |
Beijing Kerry Centre South Tower, Suite 823 8th | 1111 Pennsylvania Avenue, N.W. |
Floor, No. 1 Guang Hua Road, Chaoyang District | Washington, D.C. 20004 |
Beijing, 100020 |
|
N/A
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240. 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | Name of Reporting Person Zall Development (HK) Holding Company Limited | |||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | x | ||
| 3 | SEC Use Only | |||
| 4 | Source of Funds | |||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||
| 6 | Citizenship or Place of Organization | |||
Number of | 7 | Sole Voting Power | |||
8 | Shared Voting Power | ||||
9 | Sole Dispositive Power | ||||
10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |||
| 13 | Percent of Class Represented by Amount in Row (11) | |||
| 14 | Type of Reporting Person | |||
* Purchaser may be deemed to beneficially own 3,102,340 Ordinary Shares and 2.14% of the Ordinary Shares assuming 145,275,605 Ordinary Shares outstanding which includes 7,455,000 Ordinary Shares purchasable under the Warrant.
2
CUSIP No. 53225G102 | 13D/A |
|
| 1 | Name of Reporting Person Zall Cross-border E-commerce Investment Company Limited | |||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | x | ||
| 3 | SEC Use Only | |||
| 4 | Source of Funds | |||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||
| 6 | Citizenship or Place of Organization | |||
Number of | 7 | Sole Voting Power | |||
8 | Shared Voting Power | ||||
9 | Sole Dispositive Power | ||||
10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |||
| 13 | Percent of Class Represented by Amount in Row (11) | |||
| 14 | Type of Reporting Person | |||
*E-commerce may be deemed to beneficially own 49,955,000 Ordinary Shares and 34.39% of the Ordinary Shares assuming 145,275,605 Ordinary Shares outstanding which includes 7,455,000 Ordinary Shares purchasable under the Warrant.
3
CUSIP No. 53225G102 | 13D/A |
|
| 1 | Name of Reporting Person Zall Development (BVI) Holding Company Limited | |||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | x | ||
| 3 | SEC Use Only | |||
| 4 | Source of Funds | |||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||
| 6 | Citizenship or Place of Organization | |||
Number of | 7 | Sole Voting Power | |||
8 | Shared Voting Power | ||||
9 | Sole Dispositive Power | ||||
10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |||
| 13 | Percent of Class Represented by Amount in Row (11) | |||
| 14 | Type of Reporting Person | |||
* Development may be deemed to beneficially own 53,057,340 Ordinary Shares and 36.52% of the Ordinary Shares assuming 145,275,605 Ordinary Shares outstanding which includes 7,455,000 Ordinary Shares purchasable under the Warrant.
4
CUSIP No. 53225G102 | 13D/A |
|
| 1 | Name of Reporting Person Zall Group Ltd. | |||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | x | ||
| 3 | SEC Use Only | |||
| 4 | Source of Funds | |||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||
| 6 | Citizenship or Place of Organization | |||
Number of | 7 | Sole Voting Power | |||
8 | Shared Voting Power | ||||
9 | Sole Dispositive Power | ||||
10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |||
| 13 | Percent of Class Represented by Amount in Row (11) | |||
| 14 | Type of Reporting Person | |||
Zall Development Group Ltd. changed its name to Zall Group Ltd. on May 20, 2016
*Parent may be deemed to beneficially own 53,057,340 Ordinary Shares and 36.52% of the Ordinary Shares assuming 145,275,605 Ordinary Shares outstanding which includes 7,455,000 Ordinary Shares purchasable under the Warrant.
5
CUSIP No. 53225G102 | 13D/A |
|
| 1 | Name of Reporting Person Zall Development Investment Company Limited | |||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | x | ||
| 3 | SEC Use Only | |||
| 4 | Source of Funds | |||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||
| 6 | Citizenship or Place of Organization | |||
Number of | 7 | Sole Voting Power | |||
8 | Shared Voting Power | ||||
9 | Sole Dispositive Power | ||||
10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |||
| 13 | Percent of Class Represented by Amount in Row (11) | |||
| 14 | Type of Reporting Person | |||
* Investment may be deemed to beneficially own 53,057,340 Ordinary Shares and 36.52% of the Ordinary Shares assuming 145,275,605 Ordinary Shares outstanding which includes 7,455,000 Ordinary Shares purchasable under the Warrant.
6
CUSIP No. 53225G102 | 13D/A |
|
| 1 | Name of Reporting Person Yan Zhi | |||
| 2 | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | x | ||
| 3 | SEC Use Only | |||
| 4 | Source of Funds | |||
| 5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||
| 6 | Citizenship or Place of Organization | |||
Number of | 7 | Sole Voting Power | |||
8 | Shared Voting Power | ||||
9 | Sole Dispositive Power | ||||
10 | Shared Dispositive Power | ||||
| 11 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| 12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares* o | |||
| 13 | Percent of Class Represented by Amount in Row (11) | |||
| 14 | Type of Reporting Person | |||
* Yan may be deemed to beneficially own 53,057,340 Ordinary Shares and 36.52% of the Ordinary Shares assuming 145,275,605 Ordinary Shares outstanding which includes 7,455,000 Ordinary Shares purchasable under the Warrant.
7
CUSIP No. 53225G102 | 13D/A |
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Item 1. Security and Issuer.
This Amendment No. 3 to the statement on Schedule 13D (this Amendment) relates to Ordinary Shares of LightInTheBox Holding Co., Ltd., a company incorporated in the Cayman Islands (the Issuer). Two Ordinary Shares of the Issuer are represented by one American depository share (ADS). The Issuers principal executive offices are located at Tower 2, Area D, Diantong Square; No. 7 Jiuxianqiao North Road; Chaoyang District, Beijing 100015; PRC.
This Amendment supplements and amends the statement on Schedule 13D filed on April 1, 2016, amendment No. 1 filed thereto on October 21, 2016 and amendment No. 2 filed thereto on March 30, 2017 (as amended, the Initial Statement). Capitalized terms used in this Amendment, but not otherwise defined, have the meanings given to them in the Initial Statement.
Other than as amended by this Amendment, the disclosures in the Initial Statement are unchanged. Responses to each item of this Amendment are incorporated by reference into the response to each other item, as applicable.
Item 5. Interest in Securities of the Issuer.
Item 5 of the Initial Statement is hereby amended and supplemented with the following:
(a) - (b) The information requested by this paragraph is incorporated by reference herein to the information provided on the cover pages of this Amendment No. 3.
Item 7. Material to Be Filed as Exhibits.
In light of the (i) expiration of the confidential treatment of certain omitted portions of the Confirmation and the Trading Plan and (ii) the Reporting Persons decision not to submit a confidential treatment request to the SEC with respect to certain omitted portions of the Second Trading Plan, the un-redacted versions of the Confirmation, Trading Plan and Second Trading Plan are attached hereto as Exhibits 2, 3 and 5, respectively.
Accordingly, Item 7 of the Initial Statement is hereby amended and Exhibits 2, 3, and 5 are replaced with the following:
Exhibit |
| Description |
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2 |
| Margin Loan Confirmation, dated as of March 23, 2016, between CCB International Securities Limited and E-commerce (without redaction) |
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3 |
| Trading Plan, dated as of September 9, 2016, between the Purchaser and Stifel (without redaction). |
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5 |
| Rule 10b5-1 Individual Purchase Plan, dated as of March 24, 2017, between Parent and Stifel (without redaction). |
8
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: May 9, 2017
| Zall Development (HK) Holdings Company Limited | |
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| By: | /s/ Yan Zhi |
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| Name: Yan Zhi |
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| Title: Director |
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| Zall Cross-border E-commerce Investment Company Limited | |
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| By: | /s/ Yan Zhi |
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| Name: Yan Zhi |
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| Title: Director |
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| Zall Development (BVI) Holding Company Limited | |
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| By: | /s/ Yan Zhi |
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| Name: Yan Zhi |
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| Title: Director |
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| Zall Group Ltd. | |
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| By: | /s/ Yan Zhi |
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| Name: Yan Zhi |
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| Title: Director |
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| Zall Development Investment Company Limited | |
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| By: | /s/ Yan Zhi |
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| Name: Yan Zhi |
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| Title: Director |
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| /s/ Yan Zhi | |
| Name: Yan Zhi |
9