Filing Details
- Accession Number:
- 0001193125-17-128767
- Form Type:
- 13G Filing
- Publication Date:
- 2017-04-19 16:04:04
- Filed By:
- Siena Capital Partners I, L.p.
- Company:
- Citizens Financial Services Inc (OTCBB:CZFS)
- Filing Date:
- 2017-04-19
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Siena Capital Partners I | 0 | 0 | 0 | 0 | 0 | 012 Type of Reporting Person (See Instructions) PN CUSIP No.174615104 Schedule 13G Page 3 of 7 13 Names of Reporting Persons Siena Capital Partners Accredited, L.P.14 Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 15 SEC Use Only 16 Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With 17 Sole Voting Power 0 18 Shared Voting Power 0 19 Sole Dispositive Power 0 20 Shared Dispositive Power 021 Aggregate Amount Beneficially Owned by Each Reporting Person 022 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 23 Percent of Class Represented by Amount in Row (9) 024 Type of Reporting Person (See Instructions) PN CUSIP No.174615104 Schedule 13G Page 4 of 7 25 Names of Reporting Persons Siena Capital Management, LLC26 Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 27 SEC Use Only 28 Citizenship or Place of Organization Delaware Number of Shares Beneficially Owned by Each Reporting Person With 29 Sole Voting Power 0 30 Shared Voting Power 0 31 Sole Dispositive Power 0 32 Shared Dispositive Power 033 Aggregate Amount Beneficially Owned by Each Reporting Person 034 Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 35 Percent of Class Represented by Amount in Row (9) 036 Type of Reporting Person (See Instructions) OO CUSIP No.174615104 Schedule 13G Page 5 of 7 Explanatory Note Due to a printer error, on December 8, 2015, a Schedule 13G (the Original Filing ) was incorrectly filed by Siena Capital Partners I, L.P. ( Siena Capital Partners ), Siena Capital Partners Accredited, L.P. ( Siena Capital Partners Accredited ) and Siena Capital Management, LLC ( Siena Capital Management ) with Citizens Financial Services, Inc. as the Issuer. Siena Capital Partners, Siena Capital Partners Accredited and Siena Capital Management, LLC are collectively referred to herein as the Reporting Persons . The correct Issuer was Citizens First Corporation and a Schedule 13G by the Reporting Persons was filed with respect to Citizens First Corporation on that same date. This Amendment No. 1 ( Amendment No. 1 ) amends and restates the Original Filing to correctly report that the Reporting Persons did not own any shares of Citizens Financial Services, Inc. on that date and still do not own any such shares. Item 1(a) Name of Issuer Citizens Financial Services, Inc. (the Issuer ) Item 1(b) Address of Issuer s Principal Executive Offices 15 South Main Street Mansfield, PA 16933 Item 2(a) Name of Person Filing (i) Siena Capital Partners I, L.P. (ii) Siena Capital Partners Accredited, L.P. (ii) Siena Capital Management, LLC Item 2(b) Address of Principal Business Office or, if none, Residence 100 N. Riverside Plaza, Suite 1630 Chicago, Illinois 60606 Item 2(c) Citizenship (i) Siena Capital Partners I, L.P. is a Delaware limited partnership. (ii) Siena Capital Partners Accredited, L.P. is a Delaware limited partnership. (ii) Siena Capital Management, LLC is a Delaware limited liability company. Item 2(d) Title of Class of Securities Common Stock Item 2(e) CUSIP Number 174615104 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a Not applicable Item 4. Ownership (a) Amount beneficially owned None (b) Percent of class 0% |
Siena Capital Partners Accredited | 0 | 0 | 0 | 0 | 0 | |
Siena Capital Management | 0 | 0 | 0 | 0 | 0 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Citizens Financial Services, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
174615104
(CUSIP Number)
December 8, 2015
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.174615104 | Schedule 13G | Page 2 of 7 |
1 | Names of Reporting Persons
Siena Capital Partners I, L.P. | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
0 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
0 | |||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11 | Percent of Class Represented by Amount in Row (9)
0 | |||||
12 | Type of Reporting Person (See Instructions)
PN |
CUSIP No.174615104 | Schedule 13G | Page 3 of 7 |
13 | Names of Reporting Persons
Siena Capital Partners Accredited, L.P. | |||||
14 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
15 | SEC Use Only
| |||||
16 | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 17 | Sole Voting Power
0 | ||||
18 | Shared Voting Power
0 | |||||
19 | Sole Dispositive Power
0 | |||||
20 | Shared Dispositive Power
0 | |||||
21 | Aggregate Amount Beneficially Owned by Each Reporting Person
0 | |||||
22 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
23 | Percent of Class Represented by Amount in Row (9)
0 | |||||
24 | Type of Reporting Person (See Instructions)
PN |
CUSIP No.174615104 | Schedule 13G | Page 4 of 7 |
25 | Names of Reporting Persons
Siena Capital Management, LLC | |||||
26 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐
| |||||
27 | SEC Use Only
| |||||
28 | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With | 29 | Sole Voting Power
0 | ||||
30 | Shared Voting Power
0 | |||||
31 | Sole Dispositive Power
0 | |||||
32 | Shared Dispositive Power
0 | |||||
33 | Aggregate Amount Beneficially Owned by Each Reporting Person
0 | |||||
34 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
35 | Percent of Class Represented by Amount in Row (9)
0 | |||||
36 | Type of Reporting Person (See Instructions)
OO |
CUSIP No.174615104 | Schedule 13G | Page 5 of 7 |
Explanatory Note: Due to a printer error, on December 8, 2015, a Schedule 13G (the Original Filing) was incorrectly filed by Siena Capital Partners I, L.P. (Siena Capital Partners), Siena Capital Partners Accredited, L.P. (Siena Capital Partners Accredited) and Siena Capital Management, LLC (Siena Capital Management) with Citizens Financial Services, Inc. as the Issuer. Siena Capital Partners, Siena Capital Partners Accredited and Siena Capital Management, LLC are collectively referred to herein as the Reporting Persons. The correct Issuer was Citizens First Corporation and a Schedule 13G by the Reporting Persons was filed with respect to Citizens First Corporation on that same date. This Amendment No. 1 (Amendment No. 1) amends and restates the Original Filing to correctly report that the Reporting Persons did not own any shares of Citizens Financial Services, Inc. on that date and still do not own any such shares.
Item 1(a) | Name of Issuer: |
Citizens Financial Services, Inc. (the Issuer) |
Item 1(b) | Address of Issuers Principal Executive Offices: |
15 South Main Street |
Mansfield, PA 16933 |
Item 2(a) | Name of Person Filing: |
(i) | Siena Capital Partners I, L.P. |
(ii) | Siena Capital Partners Accredited, L.P. |
(ii) | Siena Capital Management, LLC |
Item 2(b) | Address of Principal Business Office or, if none, Residence: |
100 N. Riverside Plaza, Suite 1630 |
Chicago, Illinois 60606 |
Item 2(c) | Citizenship: |
(i) | Siena Capital Partners I, L.P. is a Delaware limited partnership. |
(ii) | Siena Capital Partners Accredited, L.P. is a Delaware limited partnership. |
(ii) | Siena Capital Management, LLC is a Delaware limited liability company. |
Item 2(d) | Title of Class of Securities: |
Common Stock |
Item 2(e) | CUSIP Number: |
174615104 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable |
Item 4. | Ownership |
(a) | Amount beneficially owned: None |
(b) | Percent of class: 0% |
CUSIP No.174615104 | Schedule 13G | Page 6 of 7 |
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☒. As stated in the Explanatory Note, the Reporting Persons never owned any shares of the Issuer.. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not Applicable. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable. |
Item 8. | Identification and Classification of Members of the Group |
Not Applicable. |
Item 9. | Notice of Dissolution of Group |
Not Applicable. |
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
CUSIP No.174615104 | Schedule 13G | Page 7 of 7 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: April 19, 2017
SIENA CAPITAL PARTNERS I, L.P. | ||
By: Siena Capital Management, LLC, its General Partner | ||
By: | /s/ Daniel Kanter | |
Name: | Daniel Kanter | |
Title: | President | |
SIENA CAPITAL PARTNERS ACCREDITED, L.P. | ||
By: Siena Capital Management, LLC, its General Partner | ||
By: | /s/ Daniel Kanter | |
Name: | Daniel Kanter | |
Title: | President | |
SIENA CAPITAL MANAGEMENT, LLC | ||
By: Siena Capital Management, LLC, its General Partner | ||
By: | /s/ Daniel Kanter | |
Name: | Daniel Kanter | |
Title: | President |