Filing Details
- Accession Number:
- 0000807985-17-000021
- Form Type:
- 13D Filing
- Publication Date:
- 2017-02-24 17:06:05
- Filed By:
- Southeastern Asset Management
- Company:
- Cnx Resources Corp (NYSE:CNX)
- Filing Date:
- 2017-02-24
- SEC Url:
- 13D Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Southeastern Asset Management, Inc. I.D. No. 6 | 11,536,742 | 24,887,266 | 49,973,415 | 21.8% | ||
Longleaf Partners Fund I.D. No. 63-61477 | 12,494,200 | 11,536,742 | 11,536,742 | 5.0% | ||
Longleaf Partners Small-Cap Fund I.D. No. 6 | 12,494,200 | 12,494,200 | 5.5% | |||
O. Mason Hawkins I.D. No. XXX-XX-XXXX | 0.0% |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 5 CONSOL Energy Inc. ________________________________________________________ (Name of Issuer) Common Stock _______________________________________________________ (Title of Class and Securities) 20854P109 _______________________________________________________ (CUSIP Number of Class of Securities) O. Mason Hawkins Chairman of the Board and C.E.O. and Andrew R. McCarroll Vice President & General Counsel Southeastern Asset Management, Inc. 6410 Poplar Avenue, Suite 900 Memphis, TN 38119 (901) 761-2474 ___________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 22, 2017 ___________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this Schedule because of Sections 240.13d-1(e), 240.13d-1(f), or 240.13d-1(g), check the following box: [X]
CUSIP No. 20854P109 13D _____________________________________________________________________________ (1) NAMES OF REPORTING PERSONS Southeastern Asset Management, Inc. I.D. No. 62-0951781 _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) X _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS 00: Funds of investment advisory clients _____________________________________________________________________________ (5) CHECK BOX IF DISCOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION Tennessee _____________________________________________________________________________ : (7) SOLE VOTING POWER : (Discretionary Accounts) NUMBER OF SHARES BENEFICIALLY : 22,610,713 shares OWNED BY EACH REPORTING PERSON __________________________________________ WITH : (8) SHARED OR NO VOTING POWER : 24,277,266 shares (Shared) : 3,085,436 shares (No Vote) __________________________________________ : (9) SOLE DISPOSITIVE POWER (Discretionary Accounts) : 25,086,149 shares __________________________________________ : (10) SHARED DISPOSITIVE POWER : 24,887,266 shares (Shared) : 0 shares (None) _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 49,973,415 shares _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 21.8 % _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON IA _____________________________________________________________________________CUSIP No. 20854P109 13D _____________________________________________________________________________ (1) NAMES OF REPORTING PERSONS Longleaf Partners Fund I.D. No. 63-6147721 _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) X _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS 00: Funds of investment company shareholders _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEDDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts _____________________________________________________________________________ : (7) SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING PERSON __________________________________________ WITH : (8) SHARED VOTING POWER : 11,536,742 shares (Shared) __________________________________________ : (9) SOLE DISPOSITIVE POWER : None __________________________________________ : (10) SHARED DISPOSITIVE POWER : 11,536,742 shares (Shared) _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,536,742 shares _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.0 % _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON IV _____________________________________________________________________________ CUSIP No. 20854P109 13D ___________________________________________________________________ (1) NAMES OF REPORTING PERSONS Longleaf Partners Small-Cap Fund I.D. No. 62-1376170 ___________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) X ___________________________________________________________________ (3) SEC USE ONLY ___________________________________________________________________ (4) SOURCE OF FUNDS OO: Funds of investment company shareholders ___________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [X] ___________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION Massachusetts ___________________________________________________________________ : (7) SOLE VOTING POWER : NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING PERSON ________________________________ WITH : (8) SHARED VOTING POWER : 12,494,200 shares ________________________________ : (9) SOLE DISPOSITIVE POWER : : None ________________________________ : (10) SHARED DISPOSITIVE POWER : 12,494,200 shares ___________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,494,200 shares ___________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES ___________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.5% ___________________________________________________________________ (14) TYPE OF REPORTING PERSON IV ___________________________________________________________________CUSIP No. 20854P109 13D _____________________________________________________________________________ (1) NAMES OF REPORTING PERSONS O. Mason Hawkins I.D. No. XXX-XX-XXXX _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b) X _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS 00: None _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of United States _____________________________________________________________________________ : (7) SOLE VOTING POWER : (Discretionary Accounts) NUMBER OF SHARES BENEFICIALLY : None OWNED BY EACH REPORTING PERSON __________________________________________ WITH : (8) SHARED VOTING POWER : None __________________________________________ : (9) SOLE DISPOSITIVE POWER : None __________________________________________ : (10) SHARED DISPOSITIVE POWER : None _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None (See Item 3) _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.0 % _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON IN _____________________________________________________________________________ Item 5. Interest In Securities Of The Issuer (a) The aggregate number and percentage of Securities to which this Schedule 13D relates is 49,973,415 shares of the common stock of the Issuer, constituting approximately 21.8% of the 229,443,008 shares outstanding. Common % of outstanding Shares Common Shares Held ___________________________________________________________________ Voting Authority Sole: 22,610,713 9.9% Shared: 24,277,266* 10.6% None: 3,085,436 1.3% Total 49,973,415 21.8% *Consists of shares owned by Longleaf Partners Fund (11,536,742), Longleaf Partners Small-Cap Fund (12,494,200) and Longleaf Partners Global Fund (246,324), each a series of Longleaf Partners Funds Trust, an open-end management investment company registered under the Investment Company Act of 1940. Dispositive Authority Sole: 25,086,149 10.9% Shared: 24,887,266* 10.9% None: 0 0.0% Total 49,973,415 21.8% *Consists of shares owned by Longleaf Partners Fund (11,536,742), Longleaf Partners Small-Cap Fund (12,494,200), and Longleaf Partners Global Fund (246,324), each a series of Longleaf Partners Funds Trust, an open-end management investment company registered under the Investment Company Act of 1940. Also includes 610,000 shares over which discretion is shared with Additive Advisory and Capital, LLC, an SEC registered investment adviser. (b) Southeastern generally has the sole power to dispose of or to direct the disposition of the Securities held for discretionary accounts of its investment clients, and may be granted the sole power to vote or direct the vote of such Securities; such powers may be retained by or shared with the respective clients for shared or non-discretionary accounts. Shares held by any Series of Longleaf Partners Funds Trust are reported in the "shared" category. (c) Purchase or sale transactions in the Securities during the past sixty days are disclosed on Schedule II. (d) The investment advisory clients of Southeastern have the sole right to receive and, subject to notice, to withdraw the proceeds from the sale of the Securities, and the sole power to direct the receipt of dividends from any of the Securities held for their respective accounts. Such clients may also terminate the investment advisory agreements without penalty upon appropriate notice. Southeastern does not have an economic interest in any of the Securities reported herein. (e) Not applicable. Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 24, 2017 Southeastern Asset Management, Inc. By /s/ Andrew R. McCarroll _______________________________________________ Andrew R. McCarroll Vice President and General Counsel Longleaf Partners Fund Longleaf Partners Small-Cap Fund By: Southeastern Asset Management, Inc. /s/ Andrew R. McCarroll _______________________________________________ Andrew R. McCarroll Vice President & General Counsel O. Mason Hawkins, Individually /s/ O. Mason Hawkins _______________________________________________ Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Initial Schedule 13D with respect to the Securities of the Issuer and further agree that this joint filing agreement be included as an exhibit to this Initial to Schedule 13D. In evidence thereof, the undersigned hereby execute this Agreement as of February 24, 2017. Southeastern Asset Management, Inc. By /s/ Andrew R. McCarroll _______________________________________________ Andrew R. McCarroll Vice President and General Counsel Longleaf Partners Fund Longleaf Partners Small-Cap Fund By: Southeastern Asset Management, Inc. /s/ Andrew R. McCarroll _______________________________________________ Andrew R. McCarroll Vice President & General Counsel O. Mason Hawkins, Individually /s/ O. Mason Hawkins _______________________________________________ SCHEDULE II Transaction Type Date # of Shares Price per Share* Sale 01/27/17 4,823 18.92 Sale 01/27/17 7,100 18.92 Sale 01/27/17 49,000 18.92 Sale 01/27/17 12,500 18.92 Sale 01/27/17 5,500 18.92 Sale 01/27/17 6,900 18.92 Sale 01/27/17 10,000 18.92 Sale 01/27/17 3,100 18.92 Sale 01/27/17 13,000 18.92 Sale 01/27/17 11,000 18.92 Sale 01/27/17 9,000 18.92 Sale 01/27/17 3,000 18.92 Purchase 01/31/17 143,000 16.93 Purchase 02/03/17 4,500 16.93 Purchase 02/03/17 1,000 16.93 Purchase 02/03/17 1,000 16.93 Purchase 02/03/17 500 16.93 Purchase 02/03/17 2,500 16.93 Purchase 02/03/17 3,500 16.93 Purchase 02/03/17 1,000 16.93 Purchase 02/03/17 500 16.93 Purchase 02/03/17 500 16.93 Purchase 02/03/17 500 16.93 Purchase 02/03/17 3,000 16.93 Purchase 02/03/17 1,500 16.93 Purchase 02/03/17 500 16.93 Purchase 02/03/17 3,000 16.93 Purchase 02/03/17 500 16.93 Purchase 02/03/17 500 16.93 Purchase 02/03/17 8,500 16.93 Purchase 02/03/17 3,500 16.93 Purchase 02/03/17 8,725 16.93 Purchase 02/03/17 1,500 16.93 Purchase 02/03/17 2,000 16.93 Purchase 02/03/17 1,000 16.93 Purchase 02/03/17 500 16.93 Purchase 02/03/17 1,500 16.93 Purchase 02/03/17 1,000 16.93 Purchase 02/03/17 500 16.93 Purchase 02/06/17 4,000 16.96 Purchase 02/06/17 3,000 17.02 Purchase 02/06/17 1,000 16.96 Purchase 02/06/17 1,000 17.02 Purchase 02/06/17 1,000 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 500 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 2,500 16.96 Purchase 02/06/17 2,000 17.02 Purchase 02/06/17 4,000 16.96 Purchase 02/06/17 3,000 17.02 Purchase 02/06/17 1,000 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 500 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 500 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 500 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 3,000 16.96 Purchase 02/06/17 2,000 17.02 Purchase 02/06/17 1,500 16.96 Purchase 02/06/17 1,000 17.02 Purchase 02/06/17 500 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 3,000 16.96 Purchase 02/06/17 2,500 17.01 Purchase 02/06/17 500 16.96 Purchase 02/06/17 500 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 8,500 16.96 Purchase 02/06/17 6,500 17.01 Purchase 02/06/17 3,500 16.96 Purchase 02/06/17 2,500 17.01 Purchase 02/06/17 9,295 16.96 Purchase 02/06/17 7,000 17.02 Purchase 02/06/17 1,500 16.96 Purchase 02/06/17 1,000 17.02 Purchase 02/06/17 2,000 16.96 Purchase 02/06/17 1,500 17.01 Purchase 02/06/17 500 16.96 Purchase 02/06/17 1,000 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 500 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 1,500 16.96 Purchase 02/06/17 1,500 17.01 Purchase 02/06/17 1,000 16.96 Purchase 02/06/17 500 17.01 Purchase 02/06/17 500 16.96 Purchase 02/10/17 200 17.01 Purchase 02/10/17 5,200 17.01 Purchase 02/10/17 1,600 17.01 Purchase 02/10/17 200 17.01 Purchase 02/10/17 1,200 17.01 Purchase 02/10/17 800 17.01 Purchase 02/10/17 3,600 17.01 Purchase 02/10/17 4,800 17.01 Purchase 02/10/17 1,200 17.01 Purchase 02/10/17 1,000 17.01 Purchase 02/10/17 600 17.01 Purchase 02/10/17 800 17.01 Purchase 02/10/17 200 17.01 Purchase 02/10/17 3,400 17.01 Purchase 02/10/17 2,200 17.01 Purchase 02/10/17 800 17.01 Purchase 02/10/17 3,800 17.01 Purchase 02/10/17 200 17.01 Purchase 02/10/17 200 17.01 Purchase 02/10/17 400 17.01 Purchase 02/10/17 1,000 17.01 Purchase 02/10/17 200 17.01 Purchase 02/10/17 10,400 17.01 Purchase 02/10/17 4,600 17.01 Purchase 02/10/17 11,169 17.01 Purchase 02/10/17 200 17.01 Purchase 02/10/17 200 17.01 Purchase 02/10/17 400 17.01 Purchase 02/10/17 2,200 17.01 Purchase 02/10/17 2,600 17.01 Purchase 02/10/17 400 17.01 Purchase 02/10/17 400 17.01 Purchase 02/10/17 1,400 17.01 Purchase 02/10/17 600 17.01 Purchase 02/10/17 200 17.01 Purchase 02/10/17 2,200 17.01 Purchase 02/10/17 1,000 17.01 Purchase 02/10/17 400 17.01 Purchase 02/13/17 1,500 16.98 Purchase 02/13/17 1,000 17.04 Purchase 02/13/17 30,000 16.98 Purchase 02/13/17 18,000 17.04 Purchase 02/13/17 9,000 16.98 Purchase 02/13/17 5,500 17.03 Purchase 02/13/17 500 16.98 Purchase 02/13/17 500 17.03 Purchase 02/13/17 7,000 16.98 Purchase 02/13/17 4,000 17.04 Purchase 02/13/17 4,000 16.98 Purchase 02/13/17 2,500 17.03 Purchase 02/13/17 19,500 16.98 Purchase 02/13/17 11,500 17.03 Purchase 02/13/17 500 16.98 Purchase 02/13/17 500 17.03 Purchase 02/13/17 26,500 16.98 Purchase 02/13/17 16,000 17.04 Purchase 02/13/17 6,500 16.98 Purchase 02/13/17 3,500 17.03 Purchase 02/13/17 5,500 16.98 Purchase 02/13/17 3,000 17.04 Purchase 02/13/17 3,500 16.98 Purchase 02/13/17 2,000 17.04 Purchase 02/13/17 4,500 16.98 Purchase 02/13/17 2,500 17.03 Purchase 02/13/17 1,000 16.98 Purchase 02/13/17 500 17.03 Purchase 02/13/17 20,500 16.98 Purchase 02/13/17 12,500 17.03 Purchase 02/13/17 12,000 16.98 Purchase 02/13/17 7,000 17.04 Purchase 02/13/17 4,000 16.98 Purchase 02/13/17 2,500 17.03 Purchase 02/13/17 21,000 16.98 Purchase 02/13/17 12,500 17.03 Purchase 02/13/17 1,000 16.98 Purchase 02/13/17 500 17.03 Purchase 02/13/17 1,500 16.98 Purchase 02/13/17 1,000 17.04 Purchase 02/13/17 2,000 16.98 Purchase 02/13/17 1,000 17.04 Purchase 02/13/17 5,000 16.98 Purchase 02/13/17 3,000 17.04 Purchase 02/13/17 1,000 16.98 Purchase 02/13/17 500 17.03 Purchase 02/13/17 57,000 16.98 Purchase 02/13/17 34,500 17.03 Purchase 02/13/17 25,000 16.98 Purchase 02/13/17 15,000 17.04 Purchase 02/13/17 59,288 16.98 Purchase 02/13/17 36,000 17.04 Purchase 02/13/17 1,000 16.98 Purchase 02/13/17 500 17.03 Purchase 02/13/17 1,000 16.98 Purchase 02/13/17 500 17.03 Purchase 02/13/17 2,000 16.98 Purchase 02/13/17 1,000 17.04 Purchase 02/13/17 12,000 16.98 Purchase 02/13/17 7,000 17.04 Purchase 02/13/17 16,000 16.98 Purchase 02/13/17 9,500 17.03 Purchase 02/13/17 1,500 16.98 Purchase 02/13/17 1,000 17.04 Purchase 02/13/17 500 16.98 Purchase 02/13/17 2,000 16.98 Purchase 02/13/17 1,500 17.03 Purchase 02/13/17 7,000 16.98 Purchase 02/13/17 4,500 17.03 Purchase 02/13/17 3,500 16.98 Purchase 02/13/17 2,000 17.04 Purchase 02/13/17 1,500 16.98 Purchase 02/13/17 500 17.03 Purchase 02/13/17 13,000 16.98 Purchase 02/13/17 8,000 17.04 Purchase 02/13/17 9,000 16.98 Purchase 02/13/17 5,500 17.03 Purchase 02/13/17 2,500 16.98 Purchase 02/13/17 1,500 17.03 Purchase 02/14/17 1,000 17.04 Purchase 02/14/17 250 16.89 Purchase 02/14/17 19,000 17.04 Purchase 02/14/17 8,000 16.89 Purchase 02/14/17 1,250 17.00 Purchase 02/14/17 5,500 17.03 Purchase 02/14/17 2,250 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 500 17.03 Purchase 02/14/17 250 16.89 Purchase 02/14/17 4,250 17.04 Purchase 02/14/17 1,750 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 2,500 17.03 Purchase 02/14/17 1,000 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 12,250 17.04 Purchase 02/14/17 5,000 16.89 Purchase 02/14/17 750 16.99 Purchase 02/14/17 500 17.03 Purchase 02/14/17 250 16.89 Purchase 02/14/17 16,500 17.03 Purchase 02/14/17 7,000 16.89 Purchase 02/14/17 1,000 17.00 Purchase 02/14/17 4,000 17.04 Purchase 02/14/17 1,750 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 3,250 17.04 Purchase 02/14/17 1,500 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 2,250 17.04 Purchase 02/14/17 1,000 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 2,750 17.03 Purchase 02/14/17 1,250 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 500 17.03 Purchase 02/14/17 250 16.89 Purchase 02/14/17 13,250 17.04 Purchase 02/14/17 5,500 16.89 Purchase 02/14/17 750 16.99 Purchase 02/14/17 7,500 17.03 Purchase 02/14/17 3,250 16.89 Purchase 02/14/17 500 16.99 Purchase 02/14/17 2,500 17.03 Purchase 02/14/17 1,000 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 12,750 17.03 Purchase 02/14/17 5,500 16.89 Purchase 02/14/17 750 16.99 Purchase 02/14/17 500 17.03 Purchase 02/14/17 250 16.89 Purchase 02/14/17 1,000 17.04 Purchase 02/14/17 500 16.89 Sale 02/14/17 600 17.00 Sale 02/14/17 1,100 16.99 Sale 02/14/17 3,700 16.99 Sale 02/14/17 2,000 16.99 Sale 02/14/17 3,900 16.99 Sale 02/14/17 13,000 16.99 Sale 02/14/17 4,000 16.99 Sale 02/14/17 900 16.99 Sale 02/14/17 1,300 16.99 Sale 02/14/17 400 17.00 Sale 02/14/17 2,300 16.99 Sale 02/14/17 200 17.00 Sale 02/14/17 200 17.00 Sale 02/14/17 800 17.00 Sale 02/14/17 2,700 16.99 Sale 02/14/17 3,500 16.99 Sale 02/14/17 300 16.99 Sale 02/14/17 2,400 16.99 Sale 02/14/17 1,000 17.00 Sale 02/14/17 400 17.00 Sale 02/14/17 1,200 17.00 Sale 02/14/17 800 17.03 Sale 02/14/17 500 17.03 Sale 02/14/17 500 17.03 Purchase 02/14/17 3,000 17.04 Purchase 02/14/17 1,250 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 500 17.03 Purchase 02/14/17 250 16.89 Purchase 02/14/17 35,250 17.04 Purchase 02/14/17 14,750 16.89 Purchase 02/14/17 2,250 17.00 Purchase 02/14/17 15,500 17.03 Purchase 02/14/17 6,500 16.89 Purchase 02/14/17 1,000 17.00 Purchase 02/14/17 36,750 17.03 Purchase 02/14/17 15,295 16.89 Purchase 02/14/17 2,250 17.00 Purchase 02/14/17 750 17.03 Purchase 02/14/17 250 16.89 Purchase 02/14/17 750 17.03 Purchase 02/14/17 250 16.89 Purchase 02/14/17 1,000 17.04 Purchase 02/14/17 500 16.89 Purchase 02/14/17 7,500 17.03 Purchase 02/14/17 3,250 16.89 Purchase 02/14/17 500 16.99 Purchase 02/14/17 10,250 17.04 Purchase 02/14/17 4,250 16.89 Purchase 02/14/17 750 16.99 Purchase 02/14/17 1,000 17.04 Purchase 02/14/17 500 16.89 Purchase 02/14/17 250 17.04 Purchase 02/14/17 1,500 17.03 Purchase 02/14/17 500 16.89 Purchase 02/14/17 4,500 17.03 Purchase 02/14/17 1,750 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 2,250 17.04 Purchase 02/14/17 1,000 16.89 Purchase 02/14/17 250 17.00 Purchase 02/14/17 750 17.03 Purchase 02/14/17 250 16.89 Purchase 02/14/17 8,250 17.04 Purchase 02/14/17 3,500 16.89 Purchase 02/14/17 500 16.99 Purchase 02/14/17 6,500 17.03 Purchase 02/14/17 2,750 16.89 Purchase 02/14/17 500 16.99 Purchase 02/14/17 1,500 17.03 Purchase 02/14/17 750 16.89 Purchase 02/15/17 100 16.99 Purchase 02/15/17 500 17.02 Purchase 02/15/17 2,200 16.99 Purchase 02/15/17 10,600 17.03 Purchase 02/15/17 700 16.99 Purchase 02/15/17 3,400 17.03 Purchase 02/15/17 200 17.03 Purchase 02/15/17 100 17.02 Purchase 02/15/17 500 16.99 Purchase 02/15/17 2,600 17.03 Purchase 02/15/17 300 16.99 Purchase 02/15/17 1,600 17.03 Purchase 02/15/17 1,500 16.99 Purchase 02/15/17 7,400 17.03 Purchase 02/15/17 100 17.02 Purchase 02/15/17 2,100 16.99 Purchase 02/15/17 10,200 17.03 Purchase 02/15/17 500 16.99 Purchase 02/15/17 2,400 17.03 Purchase 02/15/17 400 17.00 Purchase 02/15/17 2,000 17.03 Purchase 02/15/17 300 16.99 Purchase 02/15/17 1,400 17.03 Purchase 02/15/17 300 16.99 Purchase 02/15/17 1,600 17.03 Purchase 02/15/17 100 16.99 Purchase 02/15/17 400 17.03 Purchase 02/15/17 1,500 16.99 Purchase 02/15/17 7,100 17.02 Purchase 02/15/17 1,000 17.00 Purchase 02/15/17 4,700 17.02 Purchase 02/15/17 300 16.99 Purchase 02/15/17 1,500 17.02 Purchase 02/15/17 1,700 16.99 Purchase 02/15/17 8,200 17.03 Purchase 02/15/17 100 16.99 Purchase 02/15/17 300 17.02 Purchase 02/15/17 100 16.99 Purchase 02/15/17 600 17.03 Purchase 02/15/17 400 17.00 Purchase 02/15/17 1,900 17.02 Purchase 02/15/17 100 16.99 Purchase 02/15/17 300 17.02 Purchase 02/15/17 4,500 16.99 Purchase 02/15/17 22,200 17.03 Purchase 02/15/17 2,000 16.99 Purchase 02/15/17 9,700 17.02 Purchase 02/15/17 4,600 16.99 Purchase 02/15/17 23,012 17.02 Purchase 02/15/17 100 16.99 Purchase 02/15/17 500 17.02 Purchase 02/15/17 100 16.99 Purchase 02/15/17 400 17.03 Purchase 02/15/17 100 16.99 Purchase 02/15/17 600 17.03 Purchase 02/15/17 51,643 17.02 Purchase 02/15/17 44,328 17.10 Purchase 02/15/17 59,145 17.03 Purchase 02/15/17 163,522 17.10 Purchase 02/15/17 100 16.99 Purchase 02/15/17 600 17.03 Purchase 02/15/17 100 17.02 Purchase 02/15/17 200 17.00 Purchase 02/15/17 800 17.03 Purchase 02/15/17 600 17.00 Purchase 02/15/17 2,800 17.03 Purchase 02/15/17 300 16.99 Purchase 02/15/17 1,300 17.02 Purchase 02/15/17 100 16.99 Purchase 02/15/17 500 17.02 Purchase 02/15/17 1,000 17.00 Purchase 02/15/17 4,800 17.03 Purchase 02/15/17 400 17.00 Purchase 02/15/17 1,900 17.02 Purchase 02/15/17 200 17.00 Purchase 02/15/17 900 17.02 Purchase 02/16/17 1,200 17.04 Purchase 02/16/17 400 17.04 Purchase 02/16/17 1,600 17.00 Purchase 02/16/17 26,600 17.03 Purchase 02/16/17 10,200 17.04 Purchase 02/16/17 400 17.00 Purchase 02/16/17 7,600 17.03 Purchase 02/16/17 3,000 17.04 Purchase 02/16/17 600 17.04 Purchase 02/16/17 200 17.04 Purchase 02/16/17 200 17.04 Purchase 02/16/17 400 17.00 Purchase 02/16/17 6,000 17.03 Purchase 02/16/17 2,200 17.04 Purchase 02/16/17 200 17.00 Purchase 02/16/17 3,600 17.04 Purchase 02/16/17 1,400 17.04 Purchase 02/16/17 1,000 17.00 Purchase 02/16/17 17,000 17.03 Purchase 02/16/17 6,600 17.04 Purchase 02/16/17 600 17.04 Purchase 02/16/17 200 17.04 Purchase 02/16/17 1,400 17.00 Purchase 02/16/17 22,800 17.03 Purchase 02/16/17 8,800 17.04 Purchase 02/16/17 400 17.00 Purchase 02/16/17 5,400 17.03 Purchase 02/16/17 2,000 17.04 Purchase 02/16/17 200 17.00 Purchase 02/16/17 4,600 17.04 Purchase 02/16/17 1,800 17.04 Purchase 02/16/17 200 17.00 Purchase 02/16/17 3,800 17.04 Purchase 02/16/17 1,400 17.04 Purchase 02/16/17 400 17.00 Purchase 02/16/17 6,800 17.03 Purchase 02/16/17 2,600 17.04 Purchase 02/16/17 800 17.04 Purchase 02/16/17 400 17.04 Purchase 02/16/17 1,200 17.00 Purchase 02/16/17 18,600 17.03 Purchase 02/16/17 7,200 17.04 Purchase 02/16/17 600 17.00 Purchase 02/16/17 10,400 17.03 Purchase 02/16/17 4,000 17.04 Purchase 02/16/17 200 17.00 Purchase 02/16/17 3,400 17.04 Purchase 02/16/17 1,400 17.04 Purchase 02/16/17 1,000 17.00 Purchase 02/16/17 17,800 17.03 Purchase 02/16/17 6,800 17.04 Purchase 02/16/17 800 17.04 Purchase 02/16/17 200 17.04 Purchase 02/16/17 1,600 17.04 Purchase 02/16/17 600 17.04 Purchase 02/16/17 200 17.00 Purchase 02/16/17 4,400 17.04 Purchase 02/16/17 1,600 17.04 Purchase 02/16/17 800 17.04 Purchase 02/16/17 400 17.04 Purchase 02/16/17 3,200 17.00 Purchase 02/16/17 49,400 17.03 Purchase 02/16/17 19,000 17.04 Purchase 02/16/17 1,200 17.00 Purchase 02/16/17 21,600 17.03 Purchase 02/16/17 8,200 17.04 Purchase 02/16/17 3,229 17.00 Purchase 02/16/17 51,000 17.03 Purchase 02/16/17 19,800 17.04 Purchase 02/16/17 1,200 17.04 Purchase 02/16/17 400 17.04 Purchase 02/16/17 1,000 17.04 Purchase 02/16/17 400 17.04 Purchase 02/16/17 1,600 17.04 Purchase 02/16/17 600 17.04 Purchase 02/16/17 1,400 17.04 Purchase 02/16/17 600 17.04 Purchase 02/16/17 400 17.04 Purchase 02/16/17 200 17.04 Purchase 02/16/17 200 17.00 Purchase 02/16/17 1,800 17.04 Purchase 02/16/17 800 17.04 Purchase 02/16/17 400 17.00 Purchase 02/16/17 6,200 17.03 Purchase 02/16/17 2,400 17.04 Purchase 02/16/17 200 17.00 Purchase 02/16/17 3,000 17.04 Purchase 02/16/17 1,200 17.04 Purchase 02/16/17 1,200 17.04 Purchase 02/16/17 400 17.04 Purchase 02/16/17 600 17.00 Purchase 02/16/17 11,600 17.03 Purchase 02/16/17 4,400 17.04 Purchase 02/16/17 400 17.00 Purchase 02/16/17 6,000 17.03 Purchase 02/16/17 2,400 17.04 Purchase 02/16/17 200 17.00 Purchase 02/16/17 2,200 17.04 Purchase 02/16/17 800 17.04 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 16.92 Purchase 02/17/17 10,000 17.04 Purchase 02/17/17 8,000 17.04 Purchase 02/17/17 6,000 16.92 Purchase 02/17/17 3,000 17.04 Purchase 02/17/17 2,500 17.03 Purchase 02/17/17 2,000 16.92 Purchase 02/17/17 500 17.03 Purchase 02/17/17 2,500 17.03 Purchase 02/17/17 2,000 17.04 Purchase 02/17/17 1,500 16.92 Purchase 02/17/17 1,500 17.03 Purchase 02/17/17 1,000 17.04 Purchase 02/17/17 1,000 16.92 Purchase 02/17/17 6,500 17.03 Purchase 02/17/17 5,000 17.04 Purchase 02/17/17 4,000 16.92 Purchase 02/17/17 8,500 17.03 Purchase 02/17/17 7,000 17.04 Purchase 02/17/17 5,500 16.92 Purchase 02/17/17 2,000 17.04 Purchase 02/17/17 1,500 17.03 Purchase 02/17/17 1,500 16.92 Purchase 02/17/17 2,000 17.04 Purchase 02/17/17 1,500 17.03 Purchase 02/17/17 1,000 16.92 Purchase 02/17/17 1,500 17.03 Purchase 02/17/17 1,000 17.04 Purchase 02/17/17 1,000 16.92 Purchase 02/17/17 2,500 17.03 Purchase 02/17/17 2,000 17.04 Purchase 02/17/17 1,500 16.92 Purchase 02/17/17 500 17.03 Purchase 02/17/17 7,500 17.03 Purchase 02/17/17 6,500 17.03 Purchase 02/17/17 4,500 16.92 Purchase 02/17/17 4,000 17.04 Purchase 02/17/17 3,000 17.04 Purchase 02/17/17 2,500 16.92 Purchase 02/17/17 1,500 17.03 Purchase 02/17/17 1,000 17.04 Purchase 02/17/17 1,000 16.92 Purchase 02/17/17 7,000 17.04 Purchase 02/17/17 5,500 17.03 Purchase 02/17/17 4,000 16.92 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 16.92 Purchase 02/17/17 1,500 17.03 Purchase 02/17/17 1,500 17.03 Purchase 02/17/17 1,000 16.92 Purchase 02/17/17 500 17.03 Purchase 02/17/17 18,500 17.03 Purchase 02/17/17 15,500 17.03 Purchase 02/17/17 11,500 16.92 Purchase 02/17/17 8,500 17.03 Purchase 02/17/17 6,500 17.03 Purchase 02/17/17 5,000 16.92 Purchase 02/17/17 19,500 17.03 Purchase 02/17/17 16,500 17.03 Purchase 02/17/17 11,500 16.92 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 16.92 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 16.92 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 16.92 Purchase 02/17/17 2,500 17.03 Purchase 02/17/17 2,000 17.04 Purchase 02/17/17 1,500 16.92 Purchase 02/17/17 1,000 17.04 Purchase 02/17/17 1,000 17.04 Purchase 02/17/17 500 16.92 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 16.92 Purchase 02/17/17 4,500 17.03 Purchase 02/17/17 3,500 17.03 Purchase 02/17/17 2,500 16.92 Purchase 02/17/17 2,000 17.04 Purchase 02/17/17 1,500 17.03 Purchase 02/17/17 1,000 16.92 Purchase 02/17/17 1,000 17.04 Purchase 02/17/17 500 17.03 Purchase 02/17/17 500 16.92 Purchase 02/21/17 14,500 16.90 Purchase 02/21/17 34,103 16.92 Purchase 02/21/17 6,139 17.01 Purchase 02/21/17 240,604 16.90 Purchase 02/21/17 565,897 16.92 Purchase 02/21/17 101,861 17.00 Purchase 02/22/17 6,500 16.90 Purchase 02/22/17 24,000 16.99 Purchase 02/22/17 42,000 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,500 16.99 Purchase 02/22/17 1,000 16.90 Purchase 02/22/17 4,500 16.99 Purchase 02/22/17 8,000 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,000 16.90 Purchase 02/22/17 3,500 16.99 Purchase 02/22/17 5,500 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 2,000 16.99 Purchase 02/22/17 3,500 16.99 Purchase 02/22/17 3,000 16.90 Purchase 02/22/17 10,000 16.99 Purchase 02/22/17 17,500 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 3,500 16.90 Purchase 02/22/17 13,500 16.99 Purchase 02/22/17 23,500 16.99 Purchase 02/22/17 1,000 16.90 Purchase 02/22/17 3,000 16.99 Purchase 02/22/17 5,500 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 3,000 16.99 Purchase 02/22/17 4,500 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 2,500 16.99 Purchase 02/22/17 4,000 16.99 Purchase 02/22/17 1,000 16.90 Purchase 02/22/17 4,000 16.99 Purchase 02/22/17 7,000 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 3,500 16.90 Purchase 02/22/17 12,500 16.99 Purchase 02/22/17 22,000 16.99 Purchase 02/22/17 1,500 16.90 Purchase 02/22/17 6,000 16.99 Purchase 02/22/17 10,500 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 2,000 16.99 Purchase 02/22/17 3,000 16.99 Purchase 02/22/17 3,000 16.90 Purchase 02/22/17 10,500 16.99 Purchase 02/22/17 18,000 16.99 Purchase 02/22/17 3,000 16.90 Purchase 02/22/17 11,000 16.99 Purchase 02/22/17 19,000 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 1,500 16.99 Purchase 02/22/17 1,000 16.90 Purchase 02/22/17 2,500 16.99 Purchase 02/22/17 4,500 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 8,000 16.90 Purchase 02/22/17 28,500 16.99 Purchase 02/22/17 49,500 16.99 Purchase 02/22/17 53,800 16.90 Purchase 02/22/17 186,500 16.99 Purchase 02/22/17 328,000 16.99 Purchase 02/22/17 3,500 16.90 Purchase 02/22/17 12,500 16.99 Purchase 02/22/17 22,000 16.99 Purchase 02/22/17 8,500 16.90 Purchase 02/22/17 29,500 16.99 Purchase 02/22/17 51,500 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,500 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 1,500 16.99 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 1,500 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 1,500 16.99 Purchase 02/22/17 2,000 16.99 Purchase 02/22/17 1,000 16.90 Purchase 02/22/17 3,500 16.99 Purchase 02/22/17 6,500 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 1,500 16.99 Purchase 02/22/17 3,000 16.99 Purchase 02/22/17 500 16.99 Purchase 02/22/17 1,000 16.99 Purchase 02/22/17 2,000 16.90 Purchase 02/22/17 7,000 16.99 Purchase 02/22/17 12,500 16.99 Purchase 02/22/17 1,500 16.90 Purchase 02/22/17 5,500 16.99 Purchase 02/22/17 9,500 16.99 Purchase 02/22/17 500 16.90 Purchase 02/22/17 1,500 16.99 Purchase 02/22/17 2,000 16.99 Purchase 02/23/17 4,700 16.95 Purchase 02/23/17 18,555 17.03 Purchase 02/23/17 200 16.95 Purchase 02/23/17 705 17.04 Purchase 02/23/17 900 16.95 Purchase 02/23/17 3,703 17.04 Purchase 02/23/17 246 17.04 Purchase 02/23/17 100 16.95 Purchase 02/23/17 153 17.03 Purchase 02/23/17 700 16.95 Purchase 02/23/17 2,543 17.03 Purchase 02/23/17 500 16.95 Purchase 02/23/17 1,805 17.03 Purchase 02/23/17 2,100 16.95 Purchase 02/23/17 8,149 17.03 Purchase 02/23/17 200 16.95 Purchase 02/23/17 636 17.03 Purchase 02/23/17 2,700 16.95 Purchase 02/23/17 10,888 17.03 Purchase 02/23/17 600 16.95 Purchase 02/23/17 2,578 17.03 Purchase 02/23/17 600 16.95 Purchase 02/23/17 2,308 17.04 Purchase 02/23/17 500 16.95 Purchase 02/23/17 1,837 17.03 Purchase 02/23/17 900 16.95 Purchase 02/23/17 3,461 17.03 Purchase 02/23/17 100 16.95 Purchase 02/23/17 509 17.04 Purchase 02/23/17 2,600 16.95 Purchase 02/23/17 10,417 17.04 Purchase 02/23/17 1,300 16.95 Purchase 02/23/17 5,045 17.04 Purchase 02/23/17 400 16.95 Purchase 02/23/17 1,588 17.04 Purchase 02/23/17 2,100 16.95 Purchase 02/23/17 8,030 17.03 Purchase 02/23/17 2,200 16.95 Purchase 02/23/17 8,648 17.04 Purchase 02/23/17 100 16.95 Purchase 02/23/17 546 17.03 Purchase 02/23/17 200 16.95 Purchase 02/23/17 736 17.04 Purchase 02/23/17 600 16.95 Purchase 02/23/17 2,153 17.03 Purchase 02/23/17 200 16.95 Purchase 02/23/17 641 17.03 Purchase 02/23/17 5,400 16.95 Purchase 02/23/17 21,338 17.04 Purchase 02/23/17 51,721 16.95 Purchase 02/23/17 203,571 17.04 Purchase 02/23/17 2,700 16.95 Purchase 02/23/17 10,417 17.04 Purchase 02/23/17 6,100 16.95 Purchase 02/23/17 24,103 17.04 Purchase 02/23/17 200 16.95 Purchase 02/23/17 888 17.03 Purchase 02/23/17 100 16.95 Purchase 02/23/17 312 17.04 Purchase 02/23/17 100 16.95 Purchase 02/23/17 624 17.04 Purchase 02/23/17 200 16.95 Purchase 02/23/17 801 17.03 Purchase 02/23/17 77 17.04 Purchase 02/23/17 200 16.95 Purchase 02/23/17 864 17.03 Purchase 02/23/17 700 16.95 Purchase 02/23/17 2,996 17.04 Purchase 02/23/17 400 16.95 Purchase 02/23/17 1,569 17.04 Purchase 02/23/17 200 16.95 Purchase 02/23/17 722 17.03 Purchase 02/23/17 1,500 16.95 Purchase 02/23/17 5,830 17.03 Purchase 02/23/17 1,100 16.95 Purchase 02/23/17 4,152 17.03 Purchase 02/23/17 200 16.95 Purchase 02/23/17 856 17.04Sales by Southeastern clients in the ordinary course of business on the New York Stock Exchange or through Electronic Communication Networks (ECNs). Southeastern does not have a "pecuniary interest" as defined by Securities Exchange Act of 1934 Rule 16a-1 with respect to its client's holdings and no single client owns over 10% of the Issuer's Securities. *Exclusive of commissions. 1 SCHEDULE 13D - CONSOL Energy Inc. ("Issuer") 21