Filing Details
- Accession Number:
- 0001104659-17-010243
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-17 17:16:04
- Filed By:
- Perella Weinberg Partners
- Company:
- Harrow Inc. (NASDAQ:HROW)
- Filing Date:
- 2017-02-17
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
LSAF Holdings | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
Perella Weinberg Partners Asset Based Value Master Fund II | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
Perella Weinberg Partners Asset Based Value GP | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
Perella Weinberg Partners Asset Based Value GP | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
Perella Weinberg Partners Capital Management | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
IMMY Funding | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
LSAF Funding | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
Life Sciences Alternative Funding Holdings | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
David Schiff | 0 | 125,000 | 0 | 125,000 | 125,000 | 0.9% |
| UNITED STATES |
|
| SECURITIES AND EXCHANGE COMMISSION |
|
| Washington, D.C. 20549 |
|
|
|
|
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Imprimis Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
45323A201
(CUSIP Number)
December 27, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
x | Rule 13d-1(c) |
o | Rule 13d-1(d) |
The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(1) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
2
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(2) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
3
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(3) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
4
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(4) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
5
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons Perella Weinberg Partners Capital Management LP | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(5) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
6
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(6) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
7
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(7) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
8
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(8) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
9
CUSIP No. 45323A201 | SCHEDULE 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group | |||||
|
| (a) | o | ||||
|
| (b) | x | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person | |||||
(9) The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock (Warrant) and would be entitled to receive 125,000 shares of the issuers common stock if the Warrant was exercised and converted in full, which would constitute approximately 0.9% of the issuers then outstanding common stock following the issuance of 125,000 additional shares of the issuers common stock in respect of the fully-exercised Warrant. Percentage calculation assumes that there are currently 13,229,320 outstanding shares of the issuers common stock, based on the issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on November 14, 2016.
10
Explanatory Note
This Amendment No. 1 to the Schedule 13G originally filed on March 28, 2016 is being filed to report that, in connection with the discharge and replacement with debt of a convertible note convertible into shares of the issuers common stock, the beneficial ownership of each of the reporting persons has decreased to below five percent of the issuers shares of common stock.
Item 1. | ||
| (a) | Name of Issuer |
| (b) | Address of Issuers Principal Executive Offices San Diego, CA 92130 |
| ||
Item 2. | ||
| (a) | Name of Person Filing IMMY Funding LLC is the record holder of a warrant to purchase shares of the issuers common stock (Warrant). LSAF Funding LLC is the sole member of NSPH Funding LLC. Life Sciences Alternative Funding Holdings LLC is the sole member of LSAF Funding LLC. LSAF Holdings LLC is the controlling equity owner of Life Sciences Alternative Funding Holdings LLC. LSAF Holdings LLC is managed by its managing member, Perella Weinberg Partners Asset Based Value Master Fund II L.P. Perella Weinberg Partners Asset Based Value GP L.P. is the general partner of Perella Weinberg Partners Asset Based Value Master Fund II L.P. Perella Weinberg Partners Asset Based Value GP LLC is the general partner of Perella Weinberg Partners Asset Based Value GP L.P. Perella Weinberg Partners Capital Management LP is the Managing Member of Perella Weinberg Partners Asset Based Value GP LLC. David Schiff holds voting and investment control over the shares of the issuers common stock issuable upon exercise of the Warrant and investment control over the Warrant. |
| (b) | Address of the Principal Office or, if none, residence |
| (c) | Citizenship |
| (d) | Title of Class of Securities |
| (e) | CUSIP Number |
| ||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
Not Applicable |
11
Item 4. | Ownership. | ||
| |||
| (a) | Amount beneficially owned: See the response(s) to Item 9 on the attached cover page(s). | |
| (b) | Percent of class: See the response(s) to Item 11 on the attached cover page(s). | |
| (c) | Number of shares as to which the person has:
| |
|
| (i) | Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). |
|
| (ii) | Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached cover page(s). |
|
| (iii) | Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). |
|
| (iv) | Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). |
| |||
Item 5. | Ownership of Five Percent or Less of a Class. | ||
x If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following | |||
| |||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||
Not Applicable. | |||
| |||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. | ||
Not Applicable. | |||
| |||
Item 8. | Identification and Classification of Members of the Group. | ||
Not Applicable. | |||
| |||
Item 9. | Notice of Dissolution of Group. | ||
Not Applicable. |
12
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
DATED: February 17, 2017 |
| |
|
| |
|
| |
| LSAF HOLDINGS LLC | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE MASTER FUND II L.P. | |
| Title: Managing Member | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP L.P. | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP LLC | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | |
| Title: Managing Member | |
|
| |
| By: | /s/ Frances Ni |
| Name: | Frances Ni |
| Title: | Authorized Person |
|
| |
|
| |
| PERELLA WEINBERG PARTNERS ASSET BASED VALUE MASTER FUND II L.P. | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP L.P. | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP LLC | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | |
| Title: Managing Member | |
|
| |
| By: | /s/ Frances Ni |
| Name: | Frances Ni |
| Title: | Authorized Person |
|
| |
|
| |
| PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP L.P. | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP LLC | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP |
13
| Title: Managing Member | |
|
| |
| By: | /s/ Frances Ni |
| Name: | Frances Ni |
| Title: | Authorized Person |
|
| |
|
| |
| PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP LLC | |
|
| |
| By: PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | |
| Title: Managing Member | |
|
| |
| By: | /s/ Frances Ni |
| Name: | Frances Ni |
| Title: | Authorized Person |
|
| |
|
| |
| PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | |
|
| |
| By: | /s/ Frances Ni |
| Name: | Frances Ni |
| Title: | Authorized Person |
|
| |
|
| |
| IMMY FUNDING LLC | |
|
| |
| By: LSAF FUNDING LLC | |
| Title: Managing Member | |
|
| |
| By: LIFE SCIENCES ALTERNATIVE FUNDING HOLDINGS LLC | |
| Title: Managing Member | |
|
| |
| By: LSAF HOLDINGS LLC | |
| Title: Managing Member | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE MASTER FUND II L.P. | |
| Title: Managing Member | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP L.P. | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP LLC | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | |
| Title: Managing Member | |
|
| |
| By: | /s/ Frances Ni |
| Name: | Frances Ni |
| Title: | Authorized Person |
14
| LSAF FUNDING LLC | |
|
| |
| By: LIFE SCIENCES ALTERNATIVE FUNDING HOLDINGS LLC | |
| Title: Managing Member | |
|
| |
| By: LSAF HOLDINGS LLC | |
| Title: Managing Member | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE MASTER FUND II L.P. | |
| Title: Managing Member | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP L.P. | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP LLC | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | |
| Title: Managing Member | |
|
| |
| By: | /s/ Frances Ni |
| Name: | Frances Ni |
| Title: | Authorized Person |
|
| |
|
| |
| LIFE SCIENCES ALTERNATIVE FUNDING HOLDINGS LLC | |
|
| |
| By: LSAF HOLDINGS LLC | |
| Title: Managing Member | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE MASTER FUND II L.P. | |
| Title: Managing Member | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP L.P. | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS ASSET BASED VALUE GP LLC | |
| Title: General Partner | |
|
| |
| By: PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP | |
| Title: Managing Member | |
|
| |
| By: | /s/ Frances Ni |
| Name: | Frances Ni |
| Title: | Authorized Person |
|
| |
|
| |
| /s/ DAVID SCHIFF | |
| Name: David Schiff |
15