Filing Details
- Accession Number:
- 0001193125-17-046129
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-16 10:49:02
- Filed By:
- Swetman Chevis C
- Company:
- Peoples Financial Corp (NASDAQ:PFBX)
- Filing Date:
- 2017-02-16
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Thomas Edward Quave | 360,115 | 141,893 | 360,115 | 141,893 | 502,008 | 9.80% |
| Andrew Tanner Swetman | 851,458 | 15,991 | 851,458 | 15,991 | 867,449 | 16.93% |
| Chevis C. Swetman | 152,534 | 243,198 | 152,534 | 243,198 | 395,732 | 7.72% |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 18)
Peoples Financial Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
71103B102
(CUSIP Number)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) |
| ☒ | Rule 13d-1(c) |
| ☐ | Rule 13d-1(d) |
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas Edward Quave | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)
(a) ☐ (b) ☐ | |||||
| 3 | SEC USE ONLY
| |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | 5 | SOLE VOTING POWER
360,115 | ||||
| 6 | SHARED VOTING POWER
141,893 | |||||
| 7 | SOLE DISPOSITIVE POWER
360,115 | |||||
| 8 | SHARED DISPOSITIVE POWER
141,893 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
502,008 | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See instructions)
☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.80% | |||||
| 12 | TYPE OF REPORTING PERSON (See instructions)
IN | |||||
| 1 | NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Andrew Tanner Swetman | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)
(a) ☐ (b) ☐ | |||||
| 3 | SEC USE ONLY
| |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | 5 | SOLE VOTING POWER
851,458 | ||||
| 6 | SHARED VOTING POWER
15,991 | |||||
| 7 | SOLE DISPOSITIVE POWER
851,458 | |||||
| 8 | SHARED DISPOSITIVE POWER
15,991 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
867,449 | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See instructions)
☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.93% | |||||
| 12 | TYPE OF REPORTING PERSON (See instructions)
IN | |||||
| 1 | NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Chevis C. Swetman | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See instructions)
(a) ☐ (b) ☐ | |||||
| 3 | SEC USE ONLY
| |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | 5 | SOLE VOTING POWER
152,534 | ||||
| 6 | SHARED VOTING POWER
243,198 | |||||
| 7 | SOLE DISPOSITIVE POWER
152,534 | |||||
| 8 | SHARED DISPOSITIVE POWER
243,198 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
395,732 | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See instructions)
☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.72% | |||||
| 12 | TYPE OF REPORTING PERSON (See instructions)
IN | |||||
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 10549
SCHEDULE 13G UNDER THE SECURITIES
EXCHANGE ACT OF 1934
Item 1(a). Name of Issuer
Peoples Financial Corporation
Item 1(b). Name of Issuers Principal Executive Offices:
Howard and Lameuse Streets
Biloxi, MS 39530
Item 2(a). Name of Person Filing:
Chevis C. Swetman
Item 2(b). Address or Principal Business Office or, if None, Residence:
1210 Beach Blvd., Biloxi, Mississippi 39530
Item 2(c). Citizenship:
United States of America
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
71103B102
Item 3. This statement is filed pursuant to Rule 13d-1(c) for Mr. Thomas Quave, Mr. Andrew Swetman and Mr. Chevis Swetman as individuals.
Item 4. Ownership
| (a) | Amount Beneficially Owned: 395,732 |
| (b) | Percent of Class: 7.72% |
| (c) | Number of Shares as to which such person has: |
| (i) | sole power to vote or to direct the vote: 152,534 |
| (ii) | shared power to vote or to direct the vote: 243,198 |
| (iii) | sole power to dispose or to direct the disposition of: 152,534 |
| (iv) | shared power to dispose or to direct the disposition of: 243,198 |
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported
Not applicable.
Item 8. Identification and Classification of Members of a Group.
Not applicable.
Item 9. Dissolution of Group.
Not applicable.
Item 10. Certification.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| /s/ Thomas Edward Quave | February 16, 2017 | |
| Thomas Edward Quave | Date | |
| /s/ Andrew Tanner Swetman | February 16, 2017 | |
| Andrew Tanner Swetman | Date | |
| /s/ Chevis C. Swetman | February 16, 2017 | |
| Chevis C. Swetman | Date | |
The undersigned persons, on February 16, 2017, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Peoples Financial Corporation at December 31, 2016.
| /s/ Thomas Edward Quave | February 16, 2017 | |
| Thomas Edward Quave | Date | |
| /s/ Andrew Tanner Swetman | February 16, 2017 | |
| Andrew Tanner Swetman | Date | |
| /s/ Chevis C. Swetman | February 16, 2017 | |
| Chevis C. Swetman | Date | |