Filing Details
- Accession Number:
- 0001144204-17-009324
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-15 15:11:08
- Filed By:
- Baradaran Sharyar
- Company:
- Avalo Therapeutics Inc. (NASDAQ:AVTX)
- Filing Date:
- 2017-02-15
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Sharyar Baradaran | 797,007 | 0 | 797,007 | 0 | 797,007 | 8.5% |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
CERECOR, INC.
(Name of Issuer)
COMMON STOCK, $.001 par value per share
(Title of Class of Securities)
15671L109
(CUSIP Number)
December 31, 2016
(Date of Event which Requires Filing This Statement)
Check the appropriate box to designate the Rule pursuant to which this Schedule is filed.
¨ | Rule 13d-1(b) |
x | Rule 13d-1(c) |
¨ | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Schedule 13G
CUSIP No. 15671L109
1. | NAME OF REPORTING PERSON |
Sharyar Baradaran
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ¨
(b) x
3. | SEC USE ONLY |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
U.S.A.
NUMBER BENEFICIALLY OWNED PERSON WITH | 5. | SOLE VOTING POWER: |
797,007 | ||
6. | SHARED VOTING POWER: | |
0 | ||
7. | SOLE DISPOSITIVE POWER: | |
797,007 | ||
8. | SHARED DISPOSITIVE POWER: | |
0 |
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
797,007 shares
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |
¨
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
8.5%
12. | TYPE OF REPORTING PERSON |
IN
Item 1(a) | Name of Issuer: |
Cerecor, Inc.
Item 1(b) | Address of Issuer’s Principal Executive Offices: |
400 E. Pratt Street, Suite 606, Baltimore, Maryland 21202
Item 2(a) | Name of Person Filing: |
Sharyar Baradaran
Item 2(b) | Address: |
414 N. Camden Drive, Suite 1240, Beverly Hills, CA 90210
Item 2(c) | Citizenship: |
U.S.A.
Item 2(d) | Title of Class of Securities: |
Common Stock, $.001 par value
Item 2(e) | CUSIP Number: |
15671L109
Item 3 | Statement filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c): |
Not applicable.
Item 4 | Ownership: |
At December 31, 2016, the reporting person beneficially owned 797,007 shares of the Issuer’s Common Stock, including 154,700 shares underlying warrants that are exercisable within 60 days. Such 797.007 shares represented 8.5% of 9,418,841 shares of Common Stock, consisting of 9,264,141 outstanding shares of Common Stock as of November 1, 2016, as reported in the Issuer’s Form 10-Q filed with the SEC on November 8, 2016, plus 154,700 shares issuable upon the exercise of warrants held by the reporting person. The reporting person has the sole power to vote, or direct the vote, and to dispose, or to direct the disposition of, such shares.
Item 5 | Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: |
Not Applicable
Item 7 | Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: |
Not Applicable
Item 8 | Identification and Classification of Members of the Group: |
Not Applicable
Item 9 | Notice of Dissolution of Group: |
Not Applicable
Item 10 | Certification: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 15, 2017 | /s/ Sharyar Baradaran | ||
Sharyar Baradaran |