Filing Details
- Accession Number:
- 0001140361-17-007433
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-14 17:23:09
- Filed By:
- Asp Fml Holdings, Llc
- Company:
- Fairmount Santrol Holdings Inc. (NYSE:FMSA)
- Filing Date:
- 2017-02-14
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
ASP FML Holdings | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
ASP FML Investco | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
American Securities Partners V | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
American Securities Partners V(B) | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
American Securities Partners V(C) | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
ASP FML Co-Invest I | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
American Securities Associates V | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
American Securities | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
ASP Manager Corp. (See Item | 0 | 48,156,628 | 0 | 48,156,628 | 48,156,628 | 21.6% |
Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
FMSA Holdings, Inc. |
(Name of Issuer) |
Common Stock $0.01 par value per share |
(Title of Class of Securities) |
30255X106 |
(CUSIP Number) |
December 31, 2016 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
T Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
ASP FML Holdings, LLC (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
ASP FML Investco, LLC (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
American Securities Partners V, L.P. (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
PN | | | |||
| |
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
American Securities Partners V(B), L.P. (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
PN | | | |||
| |
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
American Securities Partners V(C), L.P. (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
PN | | | |||
| |
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
ASP FML Co-Invest I, LLC (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
American Securities Associates V, LLC (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
American Securities LLC (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO; IA | | | |||
| |
1 | NAMES OF REPORTING PERSONS | | | ||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | | | |||
ASP Manager Corp. (See Item 2(a)) | | | |||
| | ||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☒ | | | |||
3 | SEC USE ONLY | | | ||
| | | |||
| | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | ||
Delaware | | | |||
| | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | | | |
0 (See Item 4) | | | |||
| | ||||
6 | SHARED VOTING POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
7 | SOLE DISPOSITIVE POWER | | | ||
0 (See Item 4) | | | |||
| | ||||
8 | SHARED DISPOSITIVE POWER | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | ||
48,156,628 (See Item 4) | | | |||
| | ||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | | | ||
☐ | | | |||
| | ||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | | | ||
21.6% (See Item 4) | | | |||
| | ||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | | | ||
OO | | | |||
| |
This Amendment No. 1 (“Amendment No. 1”) amends the Statement on Schedule 13G (the “Schedule 13G”) first filed on February 17, 2015, and is jointly filed by the Reporting Persons (as defined in Item 2 of the Schedule 13G) with respect to the common stock, par value $0.01 per share, of FMSA Holdings, Inc. Unless otherwise indicated, each capitalized term used but not otherwise defined herein shall have the meaning assigned to such term in the Schedule 13G.
Item 4. Ownership.
Item 4 of the Schedule 13G is supplemented as follows:
(a)-(c) The responses of the Reporting Persons to Rows 5, 6, 7, 8, 9 and 11 in each of their respective cover pages which relate to the beneficial ownership of the Common Stock of the Issuer are incorporated by reference.
As of December 31, 2016, ASPFML Holdings was the direct owner of, and had the power to vote and to dispose or direct the disposition of, 48,156,628 shares of Common Stock, representing approximately 21.6% of the shares of Common Stock outstanding (based on 222,766,186 shares of Common Stock outstanding as of October 31, 2016, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the SEC on November 3, 2016). Each of ASPFML Investco, the Sponsors, ASPFML Coinvest, the GP, ASLLC and ASP Manager Corp. may also be deemed to be beneficial owners of the shares directly owned by ASPFML Holdings as a result of their relationship to ASPFML Holdings.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2017
ASP FML HOLDINGS, LLC | ||
By: ASP Manager Corp., its Manager | ||
/s/ Michael G. Fisch | ||
Name: | Michael G. Fisch | |
Title: | President | |
ASP FML INVESTCO, LLC | ||
By: ASP Manager Corp., its Manager | ||
By: | /s/ Michael G. Fisch | |
Name: | Michael G. Fisch | |
Title: | President | |
AMERICAN SECURITIES PARTNERS V, L.P. | ||
By: American Securities Associates V, LLC, its general partner | ||
By: | /s/ Michael G. Fisch | |
Name: | Michael G. Fisch | |
Title: | Managing Member | |
AMERICAN SECURITIES PARTNERS V(B), L.P. | ||
By: American Securities Associates V, LLC, its general partner | ||
By: | /s/ Michael G. Fisch | |
Name: | Michael G. Fisch | |
Title: | Managing Member | |
AMERICAN SECURITIES PARTNERS V(C), LLC | ||
By: American Securities Associates V, LLC, its general partner | ||
By: | /s/ Michael G. Fisch | |
Name: | Michael G. Fisch | |
Title: | Managing Member | |
ASP FML CO-INVEST I, LLC | ||
By: ASP Manager Corp., its Manager | ||
By: | /s/ Michael G. Fisch | |
Name: | Michael G. Fisch | |
Title: | President |
AMERICAN SECURITIES ASSOCIATES V, LLC | ||
By: | /s/ Michael G. Fisch | |
Name: | Michael G. Fisch | |
Title: | Managing Member | |
AMERICAN SECURITIES LLC | ||
By: | /s/ Michael G. Fisch | |
Name: | Michael G. Fisch | |
Title: | President and Chief Executive Officer | |
ASP MANAGER CORP. | ||
By: | /s/ Michael G. Fisch | |
Name: | Michael G. Fisch | |
Title: | President |
Page 13