Filing Details

Accession Number:
0001571049-17-001356
Form Type:
13G Filing
Publication Date:
2017-02-14 16:13:23
Filed By:
Radius Venture Partners Iii, Llc
Company:
Tabula Rasa Healthcare Inc. (NASDAQ:TRHC)
Filing Date:
2017-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Radius Venture Partners III 138,371 0 138,371 0 138,371 0.9%
Radius Venture Partners III QP 1,508,864 0 1,508,864 0 1,508,864 9.4%
Radius Venture Partners III (Ohio) 189,501 0 189,501 0 189,501 1.2%
Radius Venture Partners III 0 1,836,736 0 1,836,736 1,836,736 11.4%
Daniel Lubin 5,565 1,836,736 5,565 1,836,736 1,842,301 11.4%
Jordan Davis 0 1,836,736 0 1,836,736 1,836,736 11.4%
Filing

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

Tabula Rasa HealthCare, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

873379 101

(CUSIP Number)

 

December 31, 2016

(Date of Event Which Requires Filing of This Statement)

 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

¨Rule 13d-1(c)

 

xRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

CUSIP No. 873379 101   13G   Page 2 of 11 Pages

 

  1.   

Name of Reporting Persons

 

Radius Venture Partners III, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)1

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

  5.   

Sole Voting Power

 

138,371

  6.  

Shared Voting Power

 

0

  7.  

Sole Dispositive Power

 

138,371

  8.  

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

138,371

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.9%2

12.  

Type of Reporting Person (See Instructions)

 

PN

 

1This schedule is filed by Radius Venture Partners III, L.P. (“Radius III, LP”), Radius Venture Partners III QP, L.P. (“Radius III QP, LP”), Radius Venture Partners III (Ohio), L.P. (“Radius III (Ohio), LP”), Radius Venture Partners III, LLC (“Radius GP”), and Jordan Davis and Daniel Lubin (collectively, the “Listed Persons”). Radius GP is the General Partner of Radius III, LP, Radius III QP, LP and Radius III (Ohio), LP and the Listed Persons are the managing members of Radius GP. Radius III, LP, Radius III QP, LP, Radius III (Ohio), LP, Radius GP and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

2The percentage is based upon 16,101,216 shares of common stock outstanding as of October 31, 2016 as reported in the Issuer’s Form 10-Q filed on November 10, 2016 for quarter ended September 30, 2016.

 

 

 

CUSIP No. 873379 101   13G   Page 3 of 11 Pages

 

  1.   

Name of Reporting Persons

 

Radius Venture Partners III QP, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)1

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

  5.   

Sole Voting Power

 

1,508,864

  6.  

Shared Voting Power

 

0

  7.  

Sole Dispositive Power

 

1,508,864

  8.  

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,508,864

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

9.4%2

12.  

Type of Reporting Person (See Instructions)

 

PN

 

1This schedule is filed by Radius Venture Partners III, L.P. (“Radius III, LP”), Radius Venture Partners III QP, L.P. (“Radius III QP, LP”), Radius Venture Partners III (Ohio), L.P. (“Radius III (Ohio), LP”), Radius Venture Partners III, LLC (“Radius GP”), and Jordan Davis and Daniel Lubin (collectively, the “Listed Persons”). Radius GP is the General Partner of Radius III, LP, Radius III QP, LP and Radius III (Ohio), LP and the Listed Persons are the managing members of Radius GP. Radius III, LP, Radius III QP, LP, Radius III (Ohio), LP, Radius GP and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

2The percentage is based upon 16,101,216 shares of common stock outstanding as of October 31, 2016 as reported in the Issuer’s Form 10-Q filed on November 10, 2016 for quarter ended September 30, 2016.

 

 

 

CUSIP No. 873379 101   13G   Page 4 of 11 Pages

 

  1.   

Name of Reporting Persons

 

Radius Venture Partners III (Ohio), L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)1

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

  5.   

Sole Voting Power

 

189,501

  6.  

Shared Voting Power

 

0

  7.  

Sole Dispositive Power

 

189,501

  8.  

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

189,501

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

1.2%2

12.  

Type of Reporting Person (See Instructions)

 

PN

 

1This schedule is filed by Radius Venture Partners III, L.P. (“Radius III, LP”), Radius Venture Partners III QP, L.P. (“Radius III QP, LP”), Radius Venture Partners III (Ohio), L.P. (“Radius III (Ohio), LP”), Radius Venture Partners III, LLC (“Radius GP”), and Jordan Davis and Daniel Lubin (collectively, the “Listed Persons”). Radius GP is the General Partner of Radius III, LP, Radius III QP, LP and Radius III (Ohio), LP and the Listed Persons are the managing members of Radius GP. Radius III, LP, Radius III QP, LP, Radius III (Ohio), LP, Radius GP and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.

 

2The percentage is based upon 16,101,216 shares of common stock outstanding as of October 31, 2016 as reported in the Issuer’s Form 10-Q filed on November 10, 2016 for quarter ended September 30, 2016.

 

 

 

CUSIP No. 873379 101   13G   Page 5 of 11 Pages

 

  1.   

Name of Reporting Persons

 

Radius Venture Partners III, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)1

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

  5.   

Sole Voting Power

 

0

  6.  

Shared Voting Power

 

1,836,736

  7.  

Sole Dispositive Power

 

0

  8.  

Shared Dispositive Power

 

1,836,736

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,836,736

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

11.4%2

12.  

Type of Reporting Person (See Instructions)

 

OO

 

1This schedule is filed by Radius Venture Partners III, L.P. (“Radius III, LP”), Radius Venture Partners III QP, L.P. (“Radius III QP, LP”), Radius Venture Partners III (Ohio), L.P. (“Radius III (Ohio), LP”), Radius Venture Partners III, LLC (“Radius GP”), and Jordan Davis and Daniel Lubin (collectively, the “Listed Persons”). Radius GP is the General Partner of Radius III, LP, Radius III QP, LP and Radius III (Ohio), LP and the Listed Persons are the managing members of Radius GP. Radius III, LP, Radius III QP, LP, Radius III (Ohio), LP, Radius GP and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
2The percentage is based upon 16,101,216 shares of common stock outstanding as of October 31, 2016 as reported in the Issuer’s Form 10-Q filed on November 10, 2016 for quarter ended September 30, 2016.

 

 

 

CUSIP No. 873379 101   13G   Page 6 of 11 Pages

 

  1.   

Name of Reporting Persons

 

Daniel Lubin

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)1

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

  5.   

Sole Voting Power

 

5,565

  6.  

Shared Voting Power

 

1,836,736

  7.  

Sole Dispositive Power

 

5,565

  8.  

Shared Dispositive Power

 

1,836,736

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,842,301

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

11.4%2

12.  

Type of Reporting Person (See Instructions)

 

IN

 

1This schedule is filed by Radius Venture Partners III, L.P. (“Radius III, LP”), Radius Venture Partners III QP, L.P. (“Radius III QP, LP”), Radius Venture Partners III (Ohio), L.P. (“Radius III (Ohio), LP”), Radius Venture Partners III, LLC (“Radius GP”), and Jordan Davis and Daniel Lubin (collectively, the “Listed Persons”). Radius GP is the General Partner of Radius III, LP, Radius III QP, LP and Radius III (Ohio), LP and the Listed Persons are the managing members of Radius GP. Radius III, LP, Radius III QP, LP, Radius III (Ohio), LP, Radius GP and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
2The percentage is based upon 16,101,216 shares of common stock outstanding as of October 31, 2016 as reported in the Issuer’s Form 10-Q filed on November 10, 2016 for quarter ended September 30, 2016.

 

 

 

CUSIP No. 873379 101   13G   Page 7 of 11 Pages

 

  1.   

Name of Reporting Persons

 

Jordan Davis

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)1

(a)  ¨        (b)  ¨

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

  5.   

Sole Voting Power

 

0

  6.  

Shared Voting Power

 

1,836,736

  7.  

Sole Dispositive Power

 

0

  8.  

Shared Dispositive Power

 

1,836,736

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,836,736

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

11.4%2

12.  

Type of Reporting Person (See Instructions)

 

IN

 

1This schedule is filed by Radius Venture Partners III, L.P. (“Radius III, LP”), Radius Venture Partners III QP, L.P. (“Radius III QP, LP”), Radius Venture Partners III (Ohio), L.P. (“Radius III (Ohio), LP”), Radius Venture Partners III, LLC (“Radius GP”), and Jordan Davis and Daniel Lubin (collectively, the “Listed Persons”). Radius GP is the General Partner of Radius III, LP, Radius III QP, LP and Radius III (Ohio), LP and the Listed Persons are the managing members of Radius GP. Radius III, LP, Radius III QP, LP, Radius III (Ohio), LP, Radius GP and the Listed Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
2The percentage is based upon 16,101,216 shares of common stock outstanding as of October 31, 2016 as reported in the Issuer’s Form 10-Q filed on November 10, 2016 for quarter ended September 30, 2016.

 

 

 

CUSIP No. 873379 101   13G   Page 8 of 11 Pages

 

Item 1

 

(a) Name of Issuer:

 

Tabula Rasa HealthCare, Inc.

 

(b) Address of Issuer’s Principal Executive Offices:

 

228 Strawbridge Drive, Suite 100

Moorestown, NJ 08057

 

Item 2

 

(a) Name of Person Filing:

 

Radius Venture Partners III, L.P.

Radius Venture Partners III QP, L.P.

Radius Venture Partners III (Ohio), L.P.

Radius Venture Partners III, LLC

Daniel Lubin

Jordan Davis

 

(b) Address of Principal Business Office or, if none, Residence:

 

c/o Radius Venture Partners III, LLC

250 Park Avenue, Suite 1102

New York, NY 10177

 

(c) Citizenship:

 

All entities are organized in Delaware. The individuals are all United States citizens.

 

(d) Title of Class of Securities:

 

Common Stock

 

(e) CUSIP Number:

 

873379 101

 

Item 3.If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable

 

 

 

CUSIP No. 873379 101   13G   Page 9 of 11 Pages

 

Item 4.Ownership

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount Beneficially Owned:

 

Radius Venture Partners III, L.P.   138,371 
Radius Venture Partners III QP, L.P.   1,508,864 
Radius Venture Partners III (Ohio), L.P.   189,501 
Radius Venture Partners III, LLC 3   1,836,736 
Daniel Lubin 4   1,842,301 
Jordan Davis 4   1,836,736 

 

(b)Percent of Class: 5

 

Radius Venture Partners III, L.P.   0.9%
Radius Venture Partners III QP, L.P.   9.4%
Radius Venture Partners III (Ohio), L.P.   1.2%
Radius Venture Partners III, LLC   11.4%
Daniel Lubin   11.4%
Jordan Davis   11.4%

 

(c)Number of shares as to which the person has:

 

(i)Sole power to vote or to direct the vote

 

Radius Venture Partners III, L.P.   138,371 
Radius Venture Partners III QP, L.P.   1,508,864 
Radius Venture Partners III (Ohio), L.P.   189,501 
Radius Venture Partners III, LLC   0 
Daniel Lubin   5,565 
Jordan Davis   0 

 

(ii)Shared power to vote or to direct the vote

 

Radius Venture Partners III, L.P.   0 
Radius Venture Partners III QP, L.P.   0 
Radius Venture Partners III (Ohio), L.P.   0 
Radius Venture Partners III, LLC   1,836,736 
Daniel Lubin   1,836,736 
Jordan Davis   1,836,736 

 

(iii)Sole power to dispose or to direct the disposition of

 

Radius Venture Partners III, L.P.   138,371 
Radius Venture Partners III QP, L.P.   1,508,864 
Radius Venture Partners III (Ohio), L.P.   189,501 
Radius Venture Partners III, LLC   0 
Daniel Lubin   5,565 
Jordan Davis   0 

 

 

 

CUSIP No. 873379 101   13G   Page 10 of 11 Pages

 

(iv)Shared power to dispose or to direct the disposition of

 

Radius Venture Partners III, L.P.   0 
Radius Venture Partners III QP, L.P.   0 
Radius Venture Partners III (Ohio), L.P.   0 
Radius Venture Partners III, LLC   1,836,736 
Daniel Lubin   1,836,736 
Jordan Davis   1,836,736 

 

 
(3)Radius GP is the general partner of Radius III, LP, Radius III QP, LP and Radius III (Ohio), LP.
(4)The Reporting Person is a managing member of Radius GP. The shares are held by Radius III, LP, Radius III QP, LP and Radius III (Ohio), LP. The Reporting Person disclaims beneficial ownership with respect to these shares except to the extent of their pecuniary interest therein.
(5)The percentage is based upon 16,101,216 shares of common stock outstanding as of October 31, 2016 as reported in the Issuer’s Form 10-Q filed on November 10, 2016 for quarter ended September 30, 2016.

 

Item 5.Ownership of 5 Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following .

 

Item 6.Ownership of More than 5 Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not Applicable

 

Item 8.Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.Notice of Dissolution of a Group

 

Not Applicable

 

Item 10.Certification

 

Not Applicable

 

 

 

CUSIP No. 873379 101   13G   Page 11 of 11 Pages

 

[SIGNATURE]

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2017

  RADIUS VENTURE PARTNERS III, L.P.
     
  By: Radius Venture Partners III, LLC
    its General Partner
     
  By:      /s/  Jordan Davis         /s/ Daniel Lubin
    Name: Jordan Davis and Daniel Lubin
    Title: Managing Members
       
  RADIUS VENTURE PARTNERS III QP, L.P.
       
  By: Radius Venture Partners III, LLC
    its General Partner
       
  By:      /s/  Jordan Davis         /s/ Daniel Lubin
    Name: Jordan Davis and Daniel Lubin
    Title: Managing Members
       
  RADIUS VENTURE PARTNERS III (OHIO), L.P.
       
  By: Radius Venture Partners III, LLC
    its General Partner
       
  By:      /s/  Jordan Davis         /s/ Daniel Lubin
    Name: Jordan Davis and Daniel Lubin
    Title: Managing Members
       
  RADIUS VENTURE PARTNERS III, LLC
       
  By:      /s/  Jordan Davis         /s/ Daniel Lubin
    Name: Jordan Davis and Daniel Lubin
    Title: Managing Members
       
  By:      /s/  Jordan Davis
    Name: Jordan Davis
       
  By:      /s/  Daniel Lubin
    Name: Daniel Lubin

 

EXHIBITS

 

A:Joint Filing Agreement

 

 

 

EXHIBIT A

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Tabula Rasa HealthCare, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.

 

In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 14th day of February, 2017.

  RADIUS VENTURE PARTNERS III, L.P.
       
  By: Radius Venture Partners III, LLC
    its General Partner
       
  By:      /s/  Jordan Davis          /s/ Daniel Lubin
    Name: Jordan Davis and Daniel Lubin
    Title: Managing Members
       
  RADIUS VENTURE PARTNERS III QP, L.P.
       
  By: Radius Venture Partners III, LLC
    its General Partner
       
  By:        /s/  Jordan Davis          /s/ Daniel Lubin
    Name: Jordan Davis and Daniel Lubin
    Title: Managing Members
       
  RADIUS VENTURE PARTNERS III (OHIO), L.P.
       
  By: Radius Venture Partners III, LLC
    its General Partner
       
  By:        /s/  Jordan Davis          /s/ Daniel Lubin
    Name: Jordan Davis and Daniel Lubin
    Title: Managing Members
       
  RADIUS VENTURE PARTNERS III, LLC
       
  By:      /s/  Jordan Davis          /s/ Daniel Lubin
    Name: Jordan Davis and Daniel Lubin
    Title: Managing Members
       
  By:        /s/  Jordan Davis
    Name: Jordan Davis
       
  By:        /s/  Daniel Lubin
    Name: Daniel Lubin