Filing Details
- Accession Number:
- 0001144204-17-008800
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-14 16:05:17
- Filed By:
- D. E. Shaw Cf-sp Franklin, L.l.c.
- Company:
- James River Group Holdings Ltd. (NASDAQ:JRVR)
- Filing Date:
- 2017-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| D. E. Shaw CF-SP Franklin | 0 | 1,843,928 | 0 | 1,843,928 | 1,843,928 | 6.3% |
| D. E. Shaw Oculus Portfolios | 0 | 3,532,413 | 0 | 3,532,413 | 3,532,413 | 12.1% |
| D. E. Shaw CH-SP Franklin | 0 | 5,220,897 | 0 | 5,220,897 | 5,220,897 | 17.9% |
| D. E. Shaw Co. | 0 | 10,597,238 | 0 | 10,597,238 | 10,597,238 | 36.4% |
| D. E. Shaw Co. | 0 | 10,597,238 | 0 | 10,597,238 | 10,597,238 | 36.4% |
| David E. Shaw | 0 | 10,597,238 | 0 | 10,597,238 | 10,597,238 | 36.4% |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)
Under the Securities Exchange Act of 1934
James River Group Holdings, Ltd.
(Name of Issuer)
Common shares, par value $0.0002
(Title of Class of Securities)
G5005R107
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the following box to designate the rule pursuant to which the Schedule is filed:
| ¨ | Rule 13d-1(b) |
| ¨ | Rule 13d-1(c) |
| x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G5005R107
| 1. | Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) D. E. Shaw CF-SP Franklin, L.L.C. 26-0710908
| ||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||
| (a) | [ ] | ||
| (b)
| [ ] | ||
| 3. | SEC Use Only
| ||
| 4. | Citizenship or Place of Organization Delaware
| ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power -0- | ||
| 6. | Shared Voting Power 1,843,928
| |||
| 7. | Sole Dispositive Power -0-
| |||
| 8. | Shared Dispositive Power 1,843,928
| |||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,843,928
| |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
| |
| 11. | Percent of Class Represented by Amount in Row (9) 6.3%
| |
| 12. | Type of Reporting Person (See Instructions) OO |
CUSIP No. G5005R107
| 1. | Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) D. E. Shaw Oculus Portfolios, L.L.C. 20-0805088
| ||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||
| (a) | [ ] | ||
| (b)
| [ ] | ||
| 3. | SEC Use Only
| ||
| 4. | Citizenship or Place of Organization Delaware
| ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power -0- | ||
| 6. | Shared Voting Power 3,532,413
| |||
| 7. | Sole Dispositive Power -0-
| |||
| 8. | Shared Dispositive Power 3,532,413
| |||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 3,532,413
| |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
| |
| 11. | Percent of Class Represented by Amount in Row (9) 12.1%
| |
| 12. | Type of Reporting Person (See Instructions) OO |
CUSIP No. G5005R107
| 1. | Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) D. E. Shaw CH-SP Franklin, L.L.C. 26-0710942
| ||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||
| (a) | [ ] | ||
| (b)
| [ ] | ||
| 3. | SEC Use Only
| ||
| 4. | Citizenship or Place of Organization Delaware
| ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power -0- | ||
| 6. | Shared Voting Power 5,220,897
| |||
| 7. | Sole Dispositive Power -0-
| |||
| 8. | Shared Dispositive Power 5,220,897
| |||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 5,220,897
| |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
| |
| 11. | Percent of Class Represented by Amount in Row (9) 17.9%
| |
| 12. | Type of Reporting Person (See Instructions) OO |
CUSIP No. G5005R107
| 1. | Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) D. E. Shaw & Co., L.L.C. 13-3799946
| ||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||
| (a) | [ ] | ||
| (b)
| [ ] | ||
| 3. | SEC Use Only
| ||
| 4. | Citizenship or Place of Organization Delaware
| ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power -0- | ||
| 6. | Shared Voting Power 10,597,238
| |||
| 7. | Sole Dispositive Power -0-
| |||
| 8. | Shared Dispositive Power 10,597,238
| |||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 10,597,238
| |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
| |
| 11. | Percent of Class Represented by Amount in Row (9) 36.4%
| |
| 12. | Type of Reporting Person (See Instructions) OO |
CUSIP No. G5005R107
| 1. | Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) D. E. Shaw & Co., L.P. 13-3695715
| ||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||
| (a) | [ ] | ||
| (b)
| [ ] | ||
| 3. | SEC Use Only
| ||
| 4. | Citizenship or Place of Organization Delaware
| ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power -0- | ||
| 6. | Shared Voting Power 10,597,238
| |||
| 7. | Sole Dispositive Power -0-
| |||
| 8. | Shared Dispositive Power 10,597,238
| |||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 10,597,238
| |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
| |
| 11. | Percent of Class Represented by Amount in Row (9) 36.4%
| |
| 12. | Type of Reporting Person (See Instructions) IA, PN |
CUSIP No. G5005R107
| 1. | Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) David E. Shaw
| ||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||
| (a) | [ ] | ||
| (b)
| [ ] | ||
| 3. | SEC Use Only
| ||
| 4. | Citizenship or Place of Organization United States
| ||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power -0- | ||
| 6. | Shared Voting Power 10,597,238
| |||
| 7. | Sole Dispositive Power -0-
| |||
| 8. | Shared Dispositive Power 10,597,238
| |||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 10,597,238
| |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
| |
| 11. | Percent of Class Represented by Amount in Row (9) 36.4%
| |
| 12. | Type of Reporting Person (See Instructions) IN |
Item 1.
| (a) | Name of Issuer |
| James River Group Holdings, Ltd. |
| (b) | Address of Issuer's Principal Executive Offices |
| Wellesley House, 2nd Floor | ||
| 90 Pitts Bay Road | ||
| Pembroke, Bermuda HM 08 |
| Item 2. | ||
| (a) | Name of Person Filing | |
| D. E. Shaw CF-SP Franklin, L.L.C. | ||
| D. E. Shaw Oculus Portfolios, L.L.C. | ||
| D. E. Shaw CH-SP Franklin, L.L.C. | ||
| D. E. Shaw & Co., L.L.C. | ||
| D. E. Shaw & Co., L.P. | ||
| David E. Shaw |
| (b) | Address of Principal Business Office or, if none, Residence |
| The business address for each reporting person is: | ||
| 1166 Avenue of the Americas, 9th Floor | ||
| New York, NY 10036 |
| (c) | Citizenship |
| D. E. Shaw CF-SP Franklin, L.L.C. is a limited liability company organized under the laws of the state of Delaware. | ||
| D. E. Shaw Oculus Portfolios, L.L.C. is a limited liability company organized under the laws of the state of Delaware. | ||
| D. E. Shaw CH-SP Franklin, L.L.C. is a limited liability company organized under the laws of the state of Delaware. | ||
| D. E. Shaw & Co., L.L.C. is a limited liability company organized under the laws of the state of Delaware. | ||
| D. E. Shaw & Co., L.P. is a limited partnership organized under the laws of the state of Delaware. | ||
| David E. Shaw is a citizen of the United States of America. |
| (d) | Title of Class of Securities |
| Common shares, par value $0.0002 |
| (e) | CUSIP Number |
| G5005R107 |
| Item 3. | If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a: |
Not Applicable
| Item 4. | Ownership |
As of December 31, 2016:
(a) Amount beneficially owned:
| D. E. Shaw CF-SP Franklin, L.L.C.: | 1,843,928 shares |
| D. E. Shaw Oculus Portfolios, L.L.C.: | 3,532,413 shares |
| D. E. Shaw CH-SP Franklin, L.L.C.: | 5,220,897 shares |
| D. E. Shaw & Co., L.L.C.: | 10,597,238 shares |
| This is composed of (i) 5,220,897 shares in the name of D. E. Shaw CH-SP Franklin, L.L.C., (ii) 3,532,413 shares in the name of D. E. Shaw Oculus Portfolios, L.L.C., and (iii) 1,843,928 shares in the name of D. E. Shaw CF-SP Franklin, L.L.C. | |
| D. E. Shaw & Co., L.P.: | 10,597,238 shares |
| This is composed of (i) 5,220,897 shares in the name of D. E. Shaw CH-SP Franklin, L.L.C., (ii) 3,532,413 shares in the name of D. E. Shaw Oculus Portfolios, L.L.C., and (iii) 1,843,928 shares in the name of D. E. Shaw CF-SP Franklin, L.L.C. | |
| David E. Shaw: | 10,597,238 shares |
| This is composed of (i) 5,220,897 shares in the name of D. E. Shaw CH-SP Franklin, L.L.C., (ii) 3,532,413 shares in the name of D. E. Shaw Oculus Portfolios, L.L.C., and (iii) 1,843,928 shares in the name of D. E. Shaw CF-SP Franklin, L.L.C. |
(b) Percent of class:
| D. E. Shaw CF-SP Franklin, L.L.C.: | 6.3% |
| D. E. Shaw Oculus Portfolios, L.L.C.: | 12.1% |
| D. E. Shaw CH-SP Franklin, L.L.C.: | 17.9% |
| D. E. Shaw & Co., L.L.C.: | 36.4% |
| D. E. Shaw & Co., L.P.: | 36.4% |
| David E. Shaw: | 36.4% |
(c) Number of shares to which the person has:
(i) Sole power to vote or to direct the vote:
| D. E. Shaw CF-SP Franklin, L.L.C.: | -0- shares |
| D. E. Shaw Oculus Portfolios, L.L.C.: | -0- shares |
| D. E. Shaw CH-SP Franklin, L.L.C.: | -0- shares |
| D. E. Shaw & Co., L.L.C.: | -0- shares |
| D. E. Shaw & Co., L.P.: | -0- shares |
| David E. Shaw: | -0- shares |
(ii) Shared power to vote or to direct the vote:
| D. E. Shaw CF-SP Franklin, L.L.C.: | 1,843,928 shares |
| D. E. Shaw Oculus Portfolios, L.L.C.: | 3,532,413 shares |
| D. E. Shaw CH-SP Franklin, L.L.C.: | 5,220,897 shares |
| D. E. Shaw & Co., L.L.C.: | 10,597,238 shares |
| D. E. Shaw & Co., L.P.: | 10,597,238 shares |
| David E. Shaw: | 10,597,238 shares |
(iii) Sole power to dispose or to direct the disposition of:
| D. E. Shaw CF-SP Franklin, L.L.C.: | -0- shares |
| D. E. Shaw Oculus Portfolios, L.L.C.: | -0- shares |
| D. E. Shaw CH-SP Franklin, L.L.C.: | -0- shares |
| D. E. Shaw & Co., L.L.C.: | -0- shares |
| D. E. Shaw & Co., L.P.: | -0- shares |
| David E. Shaw: | -0- shares |
(iv) Shared power to dispose or to direct the disposition of:
| D. E. Shaw CF-SP Franklin, L.L.C.: | 1,843,928 shares |
| D. E. Shaw Oculus Portfolios, L.L.C.: | 3,532,413 shares |
| D. E. Shaw CH-SP Franklin, L.L.C.: | 5,220,897 shares |
| D. E. Shaw & Co., L.L.C.: | 10,597,238 shares |
| D. E. Shaw & Co., L.P.: | 10,597,238 shares |
| David E. Shaw: | 10,597,238 shares |
David E. Shaw does not own any shares directly. By virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co., Inc., which is the general partner of D. E. Shaw & Co., L.P., which in turn is the investment adviser of D. E. Shaw CF-SP Franklin, L.L.C., D. E. Shaw Oculus Portfolios, L.L.C., and D. E. Shaw CH-SP Franklin, L.L.C., and by virtue of David E. Shaw’s position as President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the managing member of D. E. Shaw & Co., L.L.C., which in turn is the manager of D. E. Shaw CF-SP Franklin, L.L.C., D. E. Shaw Oculus Portfolios, L.L.C., and D. E. Shaw CH-SP Franklin, L.L.C., David E. Shaw may be deemed to have the shared power to vote or direct the vote of, and the shared power to dispose or direct the disposition of, the 10,597,238 shares as described above constituting 36.4% of the outstanding shares, and, therefore, David E. Shaw may be deemed to be the beneficial owner of such shares. David E. Shaw disclaims beneficial ownership of such 10,597,238 shares.
| Item 5. | Ownership of Five Percent or Less of a Class |
Not Applicable
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
| Item 10. | Certification |
Not Applicable as this statement is filed pursuant to Rule 13d-1(d).
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Powers of Attorney, dated January 1, 2017, granted by David E. Shaw in favor of Nathan Thomas, are attached hereto.
Dated: February 14, 2017
| D. E. Shaw CF-SP Franklin, L.L.C. | ||
| By: | /s/ Nathan Thomas | |
| Nathan Thomas | ||
| Authorized Signatory | ||
| D. E. Shaw Oculus Portfolios, L.L.C. | ||
| By: | /s/ Nathan Thomas | |
| Nathan Thomas | ||
| Authorized Signatory | ||
| D. E. Shaw CH-SP Franklin, L.L.C. | ||
| By: | /s/ Nathan Thomas | |
| Nathan Thomas | ||
| Authorized Signatory | ||
| D. E. Shaw & Co., L.L.C. | ||
| By: | /s/ Nathan Thomas | |
| Nathan Thomas | ||
| Authorized Signatory | ||
| D. E. Shaw & Co., L.P. | ||
| By: | /s/ Nathan Thomas | |
| Nathan Thomas | ||
| Chief Compliance Officer | ||
| David E. Shaw | ||
| By: | /s/ Nathan Thomas | |
| Nathan Thomas | ||
| Attorney-in-Fact for David E. Shaw | ||