Filing Details
- Accession Number:
- 0001104659-17-009259
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-14 16:04:22
- Filed By:
- Greenwood Investments
- Company:
- Delta Apparel Inc (NYSE:DLA)
- Filing Date:
- 2017-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
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Greenwood Investments, Inc | 410,418 | 0 | 410,418 | 0 | 410,418 | 5.4% |
Steven Tannenbaum | 440,418 | 0 | 440,418 | 0 | 440,418 | 5.8% |
Greenwood Capital Limited Partnership | 410,418 | 0 | 410,418 | 0 | 410,418 | 5.4% |
T Partners | 30,000 | 0 | 30,000 | 0 | 30,000 | 0.4% |
| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
DELTA APPAREL, INC.
(Name of Issuer)
Shares of Common Stock, $0.01 par value
(Title of Class of Securities)
247368103
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
x | Rule 13d-1(c) |
o | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 247368103 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
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CUSIP No. 247368103 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
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CUSIP No. 247368103 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
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CUSIP No. 247368103 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
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Item 1. | ||
| (a) | Name of Issuer: |
| (b) | Address of the Issuers Principal Executive Offices: |
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Item 2. | ||
| (a) | Name of Person Filing: |
| (b) | Address of Principal Business Office: |
| (c) | Citizenship: |
| (d) | Title and Class of Securities: |
| (e) | CUSIP Number: |
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Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
N/A. |
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Item 4. | Ownership: |
As of December 31, 2016 the Reporting Persons, in the aggregate, beneficially own 440,418 shares of Common Stock of the Issuer, representing approximately 5.8% of such class of securities. The beneficial ownership of each Reporting Person is as follows: (i) Capital beneficially owns 410,418 shares of Common Stock representing approximately 5.4% of the class; (ii) ST Partners beneficially owns 30,000 shares of Common Stock representing approximately 0.4% of the class, (iii) the General Partner, as the sole general partner of Capital and as the investment manager of an account owned by a separate investment vehicle, beneficially owns 410,418 shares of Common Stock representing approximately 5.4% of the class, and (iv) Mr. Tannenbaum, as the president of the General Partner and the manager and sole member of ST Partners, beneficially owns 440,418 shares of Common Stock of the Issuer representing approximately 5.8% of the class. The percentage of Common Stock beneficially owned by each Reporting Person is based on a total of 7,579,255 shares of Common Stock of the Issuer outstanding as of November 15, 2016 as reported in the most recent quarterly report of the Issuer on Form 10-Q for the quarterly period ended October 1, 2016.
Each of Capital and ST Partners has the power to vote and dispose of the shares of Common Stock beneficially owned by such entity (as described above). The General Partner, as the sole general partner of Capital and as the investment manager of an account owned by a separate investment vehicle, has the authority to vote and dispose of all of the shares of Common Stock owned by such entities. Mr. Tannenbaum, by virtue of his position as president of the General Partner and as manager and sole member of ST Partners, has the authority to vote and dispose of all of the shares of Common Stock reported in this Schedule 13G. | |
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Item 5. | Ownership of Five Percent or Less of a Class: |
N/A. | |
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
N/A. | |
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
N/A. | |
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Item 8. | Identification and Classification of Members of the Group: |
N/A. | |
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Item 9. | Notice of Dissolution of Group: |
N/A. |
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Item 10. | Certification: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 14, 2017
| STEVEN TANNENBAUM | |
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| /s/ Steven Tannenbaum | |
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| GREENWOOD INVESTMENTS, INC. | |
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| By: | /s/ Steven Tannenbaum |
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| Steven Tannenbaum, President |
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| GREENWOOD CAPITAL LIMITED PARTNERSHIP | |
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| By: | Greenwood Investments, Inc., |
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| General Partner |
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| By: | /s/ Steven Tannenbaum |
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| Steven Tannenbaum, President |
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| ST PARTNERS LLC | |
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| By: | /s/ Steven Tannenbaum |
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| Steven Tannenbaum, Manager |
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Exhibit 1
JOINT FILING AGREEMENT
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree, as of February 14, 2017, that only one statement containing the information required by Schedule 13G, and each amendment thereto, need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of Delta Apparel, Inc., and such statement to which this Joint Filing Agreement is attached as Exhibit 1 is filed on behalf of each of the undersigned.
| STEVEN TANNENBAUM | |
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| /s/ Steven Tannenbaum | |
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| GREENWOOD INVESTMENTS, INC. | |
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| By: | /s/ Steven Tannenbaum |
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| Steven Tannenbaum, President |
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| GREENWOOD CAPITAL LIMITED PARTNERSHIP | |
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| By: | Greenwood Investments, Inc., |
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| General Partner |
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| By: | /s/ Steven Tannenbaum |
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| Steven Tannenbaum, President |
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| ST PARTNERS LLC | |
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| By: | /s/ Steven Tannenbaum |
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| Steven Tannenbaum, Manager |