Filing Details
- Accession Number:
- 0001171520-17-000074
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-14 13:02:44
- Filed By:
- Fj Capital Management Llc
- Company:
- Carolina Bank Holdings Inc (NASDAQ:CLBH)
- Filing Date:
- 2017-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Financial Opportunity Fund | 0 | 0 | 0 | 0.00% | ||
Financial Opportunity Long Short Fund | 0 | 0 | 0 | 0.00% | ||
Bridge Equities III | 0 | 0 | 0 | 0.00% | ||
Bridge Equities VIII | 0 | 0 | 0 | 0.00% | ||
Bridge Equities IX | 0 | 0 | 0 | 0.00% | ||
Bridge Equities X | 0 | 0 | 0 | 0.00% | ||
Bridge Equities XI | 0 | 0 | 0 | 0.00% | ||
FJ Capital Management | 0 | 0 | 0 | 0.00% | ||
Martin S. Friedman | 0 | 0 | 0 | 0.00% | ||
SunBridge Manager | 0 | 0 | 0 | 0.00% | ||
SunBridge Holdings | 0 | 0 | 0 | 0.00% | ||
Realty Investment Company, Inc | 0 | 0 | 0 | 0.00% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.1) *
Carolina Bank Holdings Inc (CLBH) |
(Name of Issuer) |
Common Stock |
(Title of Class of Securities) |
143785103 |
(CUSIP Number) |
12/31/2016 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) | |
☑ | Rule 13d-1(c) | |
☐ | Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 143785103 | Page 2 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Financial Opportunity Fund LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Financial Opportunity Fund LLC.
CUSIP No. 143785103 | Page 3 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Financial Opportunity Long/Short Fund LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0(1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Financial Opportunity Long/Short Fund LLC.
CUSIP No. 143785103 | Page 4 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Bridge Equities III, LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Bridge Equities III, LLC.
CUSIP No. 143785103 | Page 5 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Bridge Equities VIII, LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Bridge Equities VIII, LLC.
CUSIP No. 143785103 | Page 6 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Bridge Equities IX, LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Bridge Equities IX, LLC.
CUSIP No. 143785103 | Page 7 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Bridge Equities X, LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Bridge Equities X, LLC.
.
CUSIP No. 143785103 | Page 8 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Bridge Equities XI, LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Bridge Equities XI, LLC.
CUSIP No. 143785103 | Page 9 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| FJ Capital Management LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (2) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| IA | ||
(1) | Consists of 0 shares of common stock of the Issuer held by Financial Opportunity Fund LLC and 0 shares of common stock of the Issuer held by Financial Opportunity Long/Short Fund LLC, of which FJ Capital Management LLC is the managing member, 0 shares of common stock of the Issuer held by Bridge Equities III, LLC, 0 shares of common stock of the Issuer held by Bridge Equities VIII LLC, 0 shares of common stock of the Issuer held by Bridge Equities IX, LLC, 0 shares of common stock of the Issuer held by Bridge Equities X, LLC and 0 shares of common stock of the Issuer held by Bridge Equities XI, LLC, of which FJ Capital Management LLC is the sub-investment advisor, and 0 shares of common stock of the Issuer held by a managed account that FJ Capital Management manages; as such, the Reporting Person may be deemed to be a beneficial owner of reported shares but as to which the Reporting Person disclaims beneficial ownership. |
(2) | Consists of 0 shares of common stock of the Issuer held by Financial Opportunity Fund LLC and 0 shares of common stock of the Issuer held by Financial Opportunity Long/Short Fund LLC, of which FJ Capital Management LLC is the managing member, and 0 shares of common stock of the Issuer held by a managed account that FJ Capital Management manages; as such, the Reporting Person may be deemed to be a beneficial owner of reported shares but as to which the Reporting Person disclaims beneficial ownership. |
CUSIP No. 143785103 | Page 10 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Martin S. Friedman
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| United States | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (2) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00% | ||
12 |
TYPE OF REPORTING PERSON
| IN | ||
(1) | Consists of 0 shares of common stock of the Issuer held by Financial Opportunity Fund LLC and 0 shares of common stock of the Issuer held by Financial Opportunity Long/Short Fund LLC, of which FJ Capital Management LLC is the managing member, 0 shares of common stock of the Issuer held by Bridge Equities III, LLC, 0 shares of common stock of the Issuer held by Bridge Equities VIII, LLC, 0 shares of common stock of the Issuer held by Bridge Equities IX, LLC, 0 shares of common stock of the Issuer held by Bridge Equities X, LLC and 0 shares of common stock of the Issuer held by Bridge Equities XI, LLC, of which FJ Capital Management LLC is the sub-investment advisor, and 0 shares of common stock of the Issuer held by a managed account that FJ Capital Management manages; as such, the Reporting Person may be deemed to be a beneficial owner of reported shares but as to which the Reporting Person disclaims beneficial ownership. Martin Friedman is the Managing Member of FJ Capital Management LLC; as such, Mr. Friedman may be deemed to be a beneficial owner of reported shares but as to which Mr. Friedman disclaims beneficial ownership. |
(2) | Consists of 0 shares of common stock of the Issuer held by Financial Opportunity Fund LLC and 0 shares of common stock of the Issuer held by Financial Opportunity Long/Short Fund LLC, of which FJ Capital Management LLC is the managing member, and 0 shares of common stock of the Issuer held by a managed account that FJ Capital Management manages. Martin Friedman is the Managing Member of FJ Capital Management LLC; as such, Mr. Friedman may be deemed to be a beneficial owner of reported shares but as to which Mr. Friedman disclaims beneficial ownership. |
CUSIP No. 143785103 | Page 11 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| SunBridge Manager, LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00 % | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Bridge Equities III, LLC, 0 shares of common stock of the Issuer held by Bridge Equities VIII, LLC, 0 shares of common stock of the Issuer held by Bridge Equities IX, LLC, 0 shares of common stock of the Issuer held by Bridge Equities X LLC and 0 shares of common stock of the Issuer held by Bridge Equities XI, LLC, of which SunBridge Manager, LLC is the Managing Member; as such, the Reporting Person may be deemed to be a beneficial owner of reported shares but as to which the Reporting Person disclaims beneficial ownership.
CUSIP No. 143785103 | Page 12 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| SunBridge Holdings, LLC
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Delaware | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00 % | ||
12 |
TYPE OF REPORTING PERSON
| OO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Bridge Equities III, LLC, 0 shares of common stock of the Issuer held by Bridge Equities VIII, LLC, 0 shares of common stock of the Issuer held by Bridge Equities IX, LLC, 0 shares of common stock of the Issuer held by Bridge Equities X, LLC and 0 shares of common stock of the Issuer held by Bridge Equities XI, LLC, of which SunBridge Manager, LLC is the Managing Member. SunBridge Holdings, LLC is the Managing Member of SunBridge Manager, LLC; as such, the Reporting Person may be deemed to be a beneficial owner of reported shares but as to which the Reporting Person disclaims beneficial ownership.
CUSIP No. 143785103 | Page 13 of 18 |
1 |
NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
| Realty Investment Company, Inc
| ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
| (a) [x] (b) [_] | ||
3 |
SEC USE ONLY
| |||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
| Maryland | ||
NUMBER OF SHARES | 5 | SOLE VOTING POWER | ||
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER | 0 (1) | |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER | ||
PERSON WITH | 8 | SHARED DISPOSITIVE POWER |
0 (1) | |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
| 0 (1) | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
| [ ] | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
| 0.00 % | ||
12 |
TYPE OF REPORTING PERSON
| CO | ||
(1) Consists of 0 shares of common stock of the Issuer held by Bridge Equities III, LLC, 0 shares of common stock of the Issuer held by Bridge Equities VIII, LLC, 0 shares of common stock of the Issuer held by Bridge Equities IX, LLC, 0 shares of common stock of the Issuer held by Bridge Equities X, LLC and 0 shares of common stock of the Issuer held by Bridge Equities XI, LLC, of which SunBridge Manager, LLC is the Managing Member. SunBridge Holdings, LLC is the Managing Member of SunBridge Manager, LLC. Realty Investment Company, Inc. is the Manager of SunBridge Holdings, LLC; as such, the Reporting Person may be deemed to be a beneficial owner of reported shares but as to which the Reporting Person disclaims beneficial ownership.
CUSIP No. 143785103 | Page 14 of 18 |
Item 1(a). | Name of Issuer: | |
Carolina Bank Holdings Inc (CLBH) | ||
Item 1(b). | Address of Issuer’s Principal Executive Offices: | |
101 North Spring Street Greensboro, NC 27401 | ||
Item 2(a). | Name of Person Filing: | |
This Schedule 13G is being filed on behalf of the following Reporting Persons: Financial Opportunity Fund LLC Financial Opportunity Long/Short Fund LLC Bridge Equities III, LLC Bridge Equities VIII, LLC Bridge Equities IX, LLC Bridge Equities X, LLC Bridge Equities XI, LLC FJ Capital Management LLC | ||
Martin S. Friedman SunBridge Manager LLC SunBridge Holdings LLC Realty Investment Company Inc
| ||
Item 2(b). | Address of Principal Business Office or, if None, Residence: | |
Financial Opportunity Fund LLC 1313 Dolley Madison Blvd., STE 306 | ||
McLean, VA 22101
Financial Opportunity Long/Short Fund LLC 1313 Dolley Madison Blvd., STE 306 McLean, VA 22101
Bridge Equities III LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Bridge Equities VIII, LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Bridge Equities IX, LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Bridge Equities X, LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Bridge Equities XI, LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
FJ Capital Management, LLC 1313 Dolley Madison Blvd., STE 306 McLean, VA 22101 |
CUSIP No. 143785103 | Page 15 of 18 |
Martin S. Friedman 1313 Dolley Madison Blvd., STE 306 McLean, VA 22101
SunBridge Manager LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
SunBridge Holdings, LLC 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759
Realty Investment Company, Inc 8171 Maple Lawn Blvd, Suite 375 Fulton, MD 20759 | ||
Item 2(c). | Citizenship: | |
Financial Opportunity Fund LLC, Financial Opportunity Long/Short Fund LLC, Bridge Equities III, LLC, Bridge Equities VIII, LLC, Bridge Equities IX, LLC, Bridge Equities X, LLC, Bridge Equities XI, LLC, FJ Capital Management LLC, SunBridge Manager, LLC, SunBridge Holdings, LLC – Delaware limited liability companies | ||
Martin S. Friedman – United States citizen | ||
Realty Investment Company, Inc – Maryland corporation | ||
Item 2(d). | Title of Class of Securities: | |
Common Stock | ||
Item 2(e). | CUSIP Number: | |
143785103 | ||
Item 3. | If This Statement is Filed Pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a: |
(a) | ☐ | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). | |
(b) | ☐ | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | ☐ | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | ☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G); | |
CUSIP No. 143785103 | Page 16 of 18 |
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); | |
(j) | ☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. | Ownership. |
Ownership information is provided as of: |
(a) | Amount beneficially owned: | ||
Financial Opportunity Fund LLC – 0 shares Financial Opportunity Long/Short Fund LLC – 0 shares Bridge Equities III, LLC – 0 shares Bridge Equities VIII, LLC – 0 shares Bridge Equities IX, LLC – 0 shares Bridge Equities X, LLC – 0 shares Bridge Equities XI, LLC – 0 shares FJ Capital Management LLC – 0 shares Martin S. Friedman – 0 shares SunBridge Manager, LLC – 0 shares SunBridge Holdings, LLC – 0 shares Realty Investment Company, Inc – 0 shares | |||
(b) | Percent of class: | ||
Financial Opportunity Fund LLC – 0.00% Financial Opportunity Long/Short Fund LLC – 0.00% Bridge Equities III, LLC – 0.00% Bridge Equities VIII, LLC – 0.00% Bridge Equities IX LLC – 0.00% Bridge Equities X, LLC – 0.00% Bridge Equities XI, LLC – 0.00% FJ Capital Management LLC – 0.00% Martin S. Friedman – 0.00% SunBridge Manager, LLC – 0.00% SunBridge Holdings LLC – 0.00% Realty Investment Company, Inc – 0.00% | |||
(c) | Number of shares as to which such person has: | ||
(i) | Sole power to vote or to direct the vote | ||
All Reporting Persons – 0 | |||
(ii) | Shared power to vote or to direct the vote | ||
CUSIP No. 143785103 | Page 17 of 18 |
Financial Opportunity Fund LLC – 0 shares Financial Opportunity Long/Short Fund LLC – 0shares Bridge Equities III, LLC – 0 shares Bridge Equities VIII, LLC – 0 shares Bridge Equities IX, LLC – 0 shares Bridge Equities X, LLC – 0 shares Bridge Equities XI, LLC – 0 shares FJ Capital Management LLC – 0 shares Martin S. Friedman – 0 shares SunBridge Manager, LLC – 0 shares SunBridge Holdings, LLC – 0 shares Realty Investment Company, Inc – 0 shares | |||
(iii) | Sole power to dispose or to direct the disposition of | ||
All Reporting Persons – 0 | |||
(iv) | Shared power to dispose or to direct the disposition of | ||
Financial Opportunity Fund LLC – 0 shares Financial Opportunity Long/Short Fund LLC – 0 shares Bridge Equities III, LLC – 0 shares Bridge Equities VIII, LLC – 0 shares Bridge Equities IX, LLC – 0 shares Bridge Equities X, LLC – 0 shares Bridge Equities XI, LLC – 0 shares FJ Capital Management LLC – 0 shares Martin S. Friedman – 0 shares SunBridge Manager, LLC – 0 shares SunBridge Holdings, LLC – 0 shares Realty Investment Company, Inc – 0 shares |
Item 5. | Ownership of Five Percent or Less of a Class. |
N/A | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
N/A | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
N/A | |
Item 8. | Identification and Classification of Members of the Group. |
Due to the relationships among them, the reporting persons hereunder may be deemed to constitute a “group” with one another for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. | |
Item 9. | Notice of Dissolution of Group. |
N/A | |
CUSIP No. 143785103 | Page 18 of 18 |
Item 10. | Certification. |
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: 2/13/2017
| Financial Opportunity Fund LLC By: FJ Capital Management LLC, its Managing Member
By: /s / Martin S. Friedman Name: Martin S. Friedman Title: Managing Member
Financial Opportunity Long/Short Fund LLC By: FJ Capital Management LLC, its Managing Member
By: /s / Martin S. Friedman Name: Martin S. Friedman Title: Managing Member
FJ CAPITAL MANAGEMENT LLC
By: /s / Martin S. Friedman Name: Martin S. Friedman Title: Managing Member
/s / Martin S. Friedman
|
Bridge Equities III, LLC By: SunBridge Manager, LLC, its Managing Member
By: /s/ Christine A. Shreve Name: Christine A. Shreve Title: Vice President
Bridge Equities VIII, LLC By: SunBridge Manager, LLC, its Managing Member
By: /s/ Christine A. Shreve Name: Christine A. Shreve Title: Vice President
Bridge Equities IX, LLC By: SunBridge Manager, LLC, its Managing Member
By: /s/ Christine A. Shreve Name: Christine A. Shreve Title: Vice President
Bridge Equities X, LLC By: SunBridge Manager, LLC, its Managing Member
By: /s/ Christine A. Shreve Name: Christine A. Shreve Title: Vice President
Bridge Equities XI, LLC By: SunBridge Manager, LLC, its Managing Member
By: /s/ Christine A. Shreve Name: Christine A. Shreve Title: Vice President
SunBridge Manager, LLC By: SunBridge Holdings, LLC, its Managing Member
By: /s/ Christine A. Shreve Name: Christine A. Shreve Title: Vice President
SunBridge Holdings, LLC By: Realty Investment Company, Inc., its Manager
By: /s/ Christine A. Shreve Name: Christine A. Shreve Title: Vice President
realty investment company, inc.
By: /s/ Christine A. Shreve Name: Christine A. Shreve Title: Vice President |
Joint Filing Agreement
The undersigned agree that this Schedule 13G, and all amendments thereto, relating to the Common Stock of Carolina Bank Holdings, Inc. shall be filed on behalf of the undersigned.
Financial Opportunity Fund LLC | Bridge Equities III, LLC | ||
By: | FJ Capital Management, LLC | By: | SunBridge Manager, LLC, its Managing Member |
By: | /s / Martin S. Friedman | By: /s/ Christine A. Shreve | |
Name: Martin S. Friedman | Name: Christine A. Shreve | ||
Title: Managing Member | Title: Vice President | ||
Financial Opportunity LonG/Short Fund LLC | Bridge Equities VIII, LLC | ||
By: | FJ Capital Management, LLC | By: | SunBridge Manager, LLC, its Managing Member |
By: | /s / Martin S. Friedman | By: /s/ Christine A. Shreve | |
Name: Martin S. Friedman | Name: Christine A. Shreve | ||
Title: Managing Member | Title: Vice President | ||
Bridge Equities IX, LLC | |||
By: | SunBridge Manager, LLC, its Managing Member | ||
By: /s/ Christine A. Shreve | |||
Name: Christine A. Shreve | |||
FJ Capital Management LLC | Title: Vice President | ||
Bridge Equities X, LLC | |||
By: | SunBridge Manager, LLC, its Managing Member | ||
By: /s / Martin S. Friedman | |||
By: /s/ Christine A. Shreve | |||
Name: Christine A. Shreve | |||
Title: Vice President | |||
Bridge Equities XI, LLC | |||
By: | SunBridge Manager, LLC, its Managing Member | ||
By: /s/ Christine A. Shreve | |||
Name: Christine A. Shreve | |||
Title: Vice President | |||
SunBridge mANAGER, LLC | |||
By: | SunBridge Holdings, LLC, its Managing Member | ||
By: /s/ Christine A. Shreve | |||
Name: Christine A. Shreve | |||
Title: Vice President | |||
/s / Martin S. Friedman | |||
MARTIN S. FRIEDMAN |
SunBridge Holdings, LLC | ||
By: | Realty Investment Company, Inc., its Manager | |
By: /s/ Christine A. Shreve | ||
Name: Christine A. Shreve | ||
Title: Vice President | ||
realty investment company, inc. | ||
By: /s/ Christine A. Shreve | ||
Name: Christine A. Shreve | ||
Title: Vice President |