Filing Details
- Accession Number:
- 0001104659-17-009094
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-14 12:55:56
- Filed By:
- Love Andrew S Jr
- Company:
- Midland States Bancorp Inc. (NASDAQ:MSBI)
- Filing Date:
- 2017-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Andrew S. Love, Jr | 100,263 | 785,695 | 100,263 | 785,695 | 885,958 | 5.7% |
Bank of America and Andrew Sproule Love, Jr. as Trustees U T W of Andrew Sproule Love FBO Andrew Sproule Love, Jr | 0 | 250,000 | 0 | 250,000 | 250,000 | 1.6% |
Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U I T dated | 0 | 6,249 | 0 | 6,249 | 6,249 | 0.0% |
Love Group | 0 | 173,709 | 0 | 173,709 | 173,709 | 1.1% |
Love Investment Company | 0 | 355,737 | 0 | 355,737 | 355,737 | 2.3% |
| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
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SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2
Under the Securities Exchange Act of 1934
Midland States Bancorp, Inc.
(Name of Issuer)
Common Stock, $0.01 par value per share
(Title of Class of Securities)
597742105
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 597742105 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9)* | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
*Based on 15,483,499 shares of common stock outstanding as of December 31, 2016.
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CUSIP No. 597742105 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9)* | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
*Based on 15,483,499 shares of common stock outstanding as of December 31, 2016.
3
CUSIP No. 597742105 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9)* | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
*Based on 15,483,499 shares of common stock outstanding as of December 31, 2016.
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CUSIP No. 597742105 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9)* | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
*Based on 15,483,499 shares of common stock outstanding as of December 31, 2016.
5
CUSIP No. 597742105 | 13G |
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| 1. | Names of Reporting Persons | |||||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9)* | |||||
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| 12. | Type of Reporting Person (See Instructions) | |||||
*Based on 15,483,499 shares of common stock outstanding as of December 31, 2016.
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Item 1. | |||
| (a) | Name of Issuer | |
| (b) | Address of Issuers Principal Executive Offices Effingham, Illinois 62401 | |
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Item 2. | |||
| (a) | Name of Person Filing
Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr.
Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U/I/T dated 12/31/1941 as amended U/I dated 8/3/1959
Love Group, LLC
Love Investment Company | |
| (b) | Address of Principal Business Office or, if none, Residence St. Louis, MO 63105 | |
| (c) | Citizenship
Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr. United States
Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U/I/T dated 12/31/1941 as amended U/I dated 8/3/1959, U.S.
Love Group, LLC - U.S.
Love Investment Company - U.S. | |
| (d) | Title of Class of Securities | |
| (e) | CUSIP Number | |
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Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | ||
| (a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
| (b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
| (f) | o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
| (g) | o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
| (h) | o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); |
| (j) | o | A non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J); |
| (k) | o | Group, in accordance with § 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J), please specify the type of institution: Not applicable |
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Item 4. | Ownership | |
| (a) | Amount beneficially owned: Andrew S. Love, Jr. 885,847
Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr. 250,000
Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U/I/T dated 12/31/1941 as amended U/I dated 8/3/1959 6,249
Love Group, LLC 173,709
Love Investment Company 355,737 |
| (b) | Percent of class: Andrew S. Love, Jr. 5.7*
Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr. 1.6%*
Andrew Sproule Love , Jr., as trustee of the Love Family Charitable Trust 0.0%*
Love Group, LLC 1.1%*
Love Investment Company 2.3%* |
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| * Based on 15,483,499 shares of common stock outstanding as of December 31, 2016. | |
| (c) | Number of shares as to which the person has:
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| (i) | Sole power to vote or direct the vote: Andrew S. Love, Jr. 100,263
Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr. 0 |
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| Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U/I/T dated 12/31/1941 as amended U/I dated 8/3/1959 0
Love Group, LLC 0
Love Investment Company 0 |
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| (ii) | Shared power to vote or direct the vote: Andrew S. Love, Jr. 785,695
Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr. 250,000
Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U/I/T dated 12/31/1941 as amended U/I dated 8/3/1959 6,249
Love Group, LLC 173,709
Love Investment Company 355,737 |
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| (iii) | Sole power to dispose or to direct the disposition of: Andrew S. Love, Jr. 100,263
Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr. 0
Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U/I/T dated 12/31/1941 as amended U/I dated 8/3/1959 0
Love Group, LLC 0
Love Investment Company 0 |
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| (iv) | Shared power to dispose or to direct the disposition of: Andrew S. Love, Jr. 785,695
Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr. 250,000
Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U/I/T dated 12/31/1941 as amended U/I dated 8/3/1959 6,249
Love Group, LLC 173,709
Love Investment Company 355,737 |
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Item 5. | Ownership of Five Percent or Less of a Class | ||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: o | |||
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person | ||
Not Applicable. | |||
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | ||
Not Applicable. | |||
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Item 8. | Identification and Classification of Members of the Group | ||
Not Applicable. | |||
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Item 9. | Notice of Dissolution of Group | ||
Not Applicable. |
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Item 10. | Certifications |
Not Applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2017
| Andrew S. Love, Jr. |
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| /s/ Andrew S. Love, Jr. |
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| Bank of America and Andrew Sproule Love, Jr. as Trustees U/T/W of Andrew Sproule Love FBO Andrew Sproule Love, Jr. |
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| /s/ Andrew S. Love, Jr. |
| Name: Andrew S. Love, Jr. |
| Title: Trustee |
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| Andrew Sproule Love, Jr., as beneficiary Trust created by Andrew Sproule Love U/I/T dated 12/31/1941 as amended U/I dated 8/3/1959 |
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| /s/ Andrew S. Love, Jr. |
| Name: Andrew S. Love, Jr. |
| Title: Beneficiary |
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| Love Group, LLC |
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| /s/ Andrew S. Love, Jr. |
| Name: Andrew S. Love |
| Title: Manager |
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| Love Investment Company |
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| /s/ Andrew S. Love, Jr. |
| Name: Andrew S. Love, Jr. |
| Title: Chairman |
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