Filing Details
- Accession Number:
- 0000902664-17-001148
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-14 10:24:25
- Filed By:
- Highbridge Capital Management
- Company:
- Steel Connect Inc. (NASDAQ:STCN)
- Filing Date:
- 2017-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Highbridge Capital Management | 0 | 0 | 0 | 0 | 0 | 0% |
| Highbridge International | 0 | 0 | 0 | 0 | 0 | 0% |
| SECURITIES AND EXCHANGE COMMISSION | |
| Washington, D.C. 20549 | |
| | |
| SCHEDULE 13G/A | |
| | |
| Under the Securities Exchange Act of 1934 | |
| (Amendment No. 3)* | |
| ModusLink Global Solutions, Inc. | |
| (Name of Issuer) | |
| Common Stock, par value $0.01 par value | |
| (Title of Class of Securities) | |
| 60786L206 | |
| (CUSIP Number) | |
| December 31, 2016 | |
| (Date of event which requires filing of this statement) | |
| Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: | |
| ¨ | Rule 13d-1(b) |
| x | Rule 13d-1(c) |
| ¨ | Rule 13d-1(d) |
| (Page 1 of 5 Pages) | |
______________________________
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| 1 | NAMES OF REPORTING PERSONS Highbridge Capital Management, LLC | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ¨ (b) ¨ | ||||
| 3 | SEC USE ONLY | |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | ||||
| 6 | SHARED VOTING POWER 0 | |||||
| 7 | SOLE DISPOSITIVE POWER 0 | |||||
| 8 | SHARED DISPOSITIVE POWER 0 | |||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | ||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |||||
| 12 | TYPE OF REPORTING PERSON OO | |||||
| 1 | NAMES OF REPORTING PERSONS Highbridge International LLC | |||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ¨ (b) ¨ | ||
| 3 | SEC USE ONLY | |||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands, British West Indies | |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | ||
| 6 | SHARED VOTING POWER 0 | |||
| 7 | SOLE DISPOSITIVE POWER 0 | |||
| 8 | SHARED DISPOSITIVE POWER 0 | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 | |||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% | |||
| 12 | TYPE OF REPORTING PERSON OO | |||
This Amendment No. 3 (this "Amendment No. 3") amends the statement on Schedule 13G filed with the Securities and Exchange Commission (the "SEC") on March 24, 2014 (the "Original Schedule 13G") as amended by Amendment No. 1 filed with the SEC on February 17, 2015 ("Amendment No. 1" and by Amendment No. 2 filed with the SEC on February 16, 2016 ("Amendment No. 2" and together with the Original Schedule 13G, Amendment No. 2 and this Amendment No. 3, the "Schedule 13G")), with respect to the shares of Common Stock, par value $0.01 per share (the "Common Stock") of ModusLink Global Solutions, Inc., a Delaware corporation (the "Company"). Capitalized terms used herein and not otherwise defined have the meanings set forth in the Schedule 13G. This Amendment No. 3 amends and restates Items 4 and 5 in their entirety as set forth below.
| Item 4. | OWNERSHIP. |
| (a) Amount beneficially owned: As of December 31, 2016, 0. | |
| (b) Percent of class: As of December 31, 2016, 0%. |
| Item 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. |
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ý. |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
DATED: February 14, 2017
| HIGHBRIDGE CAPITAL MANAGEMENT, LLC | |
| By: /s/ John Oliva | |
| Name: John Oliva Title: Managing Director | |
| HIGHBRIDGE INTERNATIONAL LLC | |
| By Highbridge Capital Management, LLC its Trading Manager | |
| By: /s/ John Oliva | |
| Name: John Oliva Title: Managing Director |