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Home > Insider Trading > Latest 13D and 13G Filings > 13G Filing (0001104659-17-008897)

Filing Details

Accession Number:
0001104659-17-008897
Form Type:
13G Filing
Publication Date:
2017-02-14 08:57:25
Filed By:
Bpifrance Participations Sa
Company:
Stmicroelectronics Nv (NYSE:STM)
Filing Date:
2017-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
STMicroelectronics Holding N.V. ( ST Holding ) 250,704,754 250,704,754 250,704,754 27.5%
FT1CI 250,704,754 250,704,754 250,704,754 27.5%
Ministero dell Economia e delle Finanze ( Ministry of the Economy and Finance ) 250,704,754 250,704,754 250,704,754 27.5%
Bpifrance Participations ( Bpifrance ) 250,704,754 250,704,754 250,704,754 27.5%
Commissariat l nergie Atomique et aux nergies Alternatives ( CEA ) 250,704,754 250,704,754 250,704,754 27.5%
Filing

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G/A

 

(Rule 13D-102)

 

Under the Securities Exchange Act of 1934
(Amendment No.  14)

 

STMicroelectronics N.V.

(Name of Issuer)

Common Shares, nominal value 1.04 per share

(Title of Class of Securities)

861012102

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

 

 

13G

 

 

 

1

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
STMicroelectronics Holding N.V. (ST Holding)

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

x

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
The Netherlands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
NONE

 

6

Shared Voting Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

7

Sole Dispositive Power
NONE

 

8

Shared Dispositive Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
250,704,754

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
27.5%*

 

 

12

Type of Reporting Person*
HC

 

2

 

 

13G

 

 

 

1

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
FT1CI

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

x

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
NONE

 

6

Shared Voting Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

7

Sole Dispositive Power
NONE

 

8

Shared Dispositive Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
250,704,754

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
27.5%*

 

 

12

Type of Reporting Person*
HC

 

3

 

 

13G

 

 

 

1

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Ministero dellEconomia e delle Finanze (Ministry of the Economy and Finance)

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

x

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
Italy

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
NONE

 

6

Shared Voting Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

7

Sole Dispositive Power
NONE

 

8

Shared Dispositive Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
250,704,754

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
27.5%*

 

 

12

Type of Reporting Person*
CO

 

4

 

 

13G

 

 

 

1

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Bpifrance Participations (Bpifrance)

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

x

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
NONE

 

6

Shared Voting Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

7

Sole Dispositive Power
NONE

 

8

Shared Dispositive Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
250,704,754

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
27.5%*

 

 

12

Type of Reporting Person*
CO

 

5

 

 

13G

 

 

 

1

Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Commissariat à lÉnergie Atomique et aux Énergies Alternatives (CEA)

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

x

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
France

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
NONE

 

6

Shared Voting Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

7

Sole Dispositive Power
NONE

 

8

Shared Dispositive Power
250,704,754 (See Item 4(a) and Exhibit 1)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
250,704,754

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* o

 

 

11

Percent of Class Represented by Amount in Row 9
27.5%*

 

 

12

Type of Reporting Person*
CO

 

6

 

Item 1(a).

Name of Issuer:
STMicroelectronics N.V. (the Company)

Item1(b).

Address of Issuers Principal Executive Offices:
WTC Schiphol Airport

Schiphol Boulevard 265

1118 BH Schiphol

The Netherlands

 

Item 2(a).

Name of Persons Filing:
During 2016 the members of the Group of STMicroelectronics N.V. shareholders consisted of:

(i) ST Holding

(ii) FT1CI

(iii) Ministero dellEconomia e delle Finanze

(iv) Bpifrance Participations

(v) CEA

Item 2(b).

Address of Principal Business Office, or if none, Residence:
(i) STMicroelectronics Holding N.V.

Weena 210-212

3012 NJ Rotterdam

The Netherlands

 

(ii) FT1CI

27-31, avenue du Général Leclerc

94710 Maisons-Alfort Cedex France

 

(iii) Ministero dellEconomia e delle Finanze

via XX Settembre, 97

00187 Rome

Italy

 

(iv) Bpifrance Participations

27-31, avenue du Général Leclerc

94710 Maisons-Alfort Cedex

France

 

(v) CEA

Siege

91191 Gif-sur-Yvette cedex

France

Item 2(c).

Citizenship:
(i) The Netherlands

(ii) France

(iii) Italy

(iv) France

(v) France

Item 2(d).

Title of Class of Securities:
Common Shares, nominal value 1.04 per Share

Item 2(e).

CUSIP Number:
861012102

 

Item 3.

Item 3 is not applicable.

 

7

 

Item 4(a).

Amount beneficially owned:   

250,704,754 common shares held of record by STMicroelectronics Holding N.V. (ST Holding) on STMicroelectronics N.V.s share registry.

 

ST Holding is jointly controlled by FT1CI and the Ministry of the Economy and Finance (see Exhibit 1 attached hereto).  FT1CI is controlled by Bpifrance and CEA.

Item 4(b).

Percent of class:   

27.5% based upon 911,015,420 common shares issued as of October 1, 2016, as shown on STMicroelectronics N.V.s share registry.

Item 4(c).

Number of shares as to which such person has:

Please see Items 5, 6, 7, 8, 9 and 11 of each cover sheet for each filing entity.

 

Item 5.

Ownership of Five Percent or Less of a Class.

Item 5 is not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Item 6 is not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Item 7 is not applicable.

 

Item 8.

Identification and Classification of Members of a Group

See attached Exhibit 1 for the identity of each member of the Group and a description of relevant shareholders agreements.  See also, Item 4(a) above.

 

Item 9.

Notice of Dissolution of Group

Item 9 is not applicable.

 

Item 10.

Certification

Item 10 is not applicable.

 

8

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

By: STMicroelectronics Holding N.V.

 

9 February, 2017

 

9 February, 2017

(Date)

 

(Date)


/s/ Gabriele Pagnotta

 


/s/ Bertrand Loubert

(Signature)

 

(Signature)

 

Name:

Gabriele Pagnotta

 

Name:

Bertrand Loubert

Title:

Managing Director

 

Title:

Managing Director

 

9

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

By: FT1CI

 

 

 

9 February, 2017

 

 

(Date)

 

 


/s/ Nicolas Dufourcq

 

 

(Signature)

 

 

 

 

Name:

Nicolas Dufourcq

 

 

 

Title:

President

 

10

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

By: Ministero dellEconomia e delle Finanze

 

 

 

9 February, 2017

 

 

(Date)

 

 


/s/ Antonio Turicchi

 

 

(Signature)

 

 

 

 

Name:

Antonio Turicchi

 

 

 

Title:

Director of Shareholdings and Privatizations

 

11

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

By:  Bpifrance Participations

 

 

 

9 February, 2017

 

 

(Date)

 

 


/s/ Nicolas Dufourcq

 

 

(Signature)

 

 

 

 

Name:

Nicolas Dufourcq

 

 

 

Title:

Chairman and CEO

 

12

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

By:  Commissariat à lÉnergie Atomique et aux Énergies Alternatives

 

 

 

9 February, 2017

 

 

(Date)

 

 


/s/ Christophe Gegout

 

 

(Signature)

 

 

 

 

Name:

Christophe Gegout

 

 

 

Title:

Chief Financial Officer

 

13