Filing Details

 

 

	UNITED STATES
	SECURITIES AND EXCHANGE COMMISSION
	Washington, D.C. 20549
	SCHEDULE 13D/A

 

Under the Securities Exchange Act of 1934
(Amendment No. 11)*

 

Evans & Sutherland Computer Corporation

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

299096 107

(CUSIP Number)

 

Peter R. Kellogg

48 Wall Street

30th Floor

New York, New York 10005

(212) 389-5841

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

December 30, 2016

(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

^* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 299096 107
	1.	Names of Reporting Persons
		Peter R. Kellogg
	2.	Check the Appropriate Box if a Member of a Group (See Instructions)
		(a)	¨
		(b)	¨
	3.	SEC Use Only
	4.	Source of Funds (See Instructions)
		OO
	5.	Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)    o
	6.	Citizenship or Place of Organization
		United States

Number of Shares Beneficially Owned by Each Reporting Person With	7.	Sole Voting Power
		3,747,794
	8.	Shared Voting Power
	9.	Sole Dispositive Power
		3,747,794
	10.	Shared Dispositive Power

	11.	Aggregate Amount Beneficially Owned by Each Reporting Person
		3,747,794
	12.	Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)     ¨
	13.	Percent of Class Represented by Amount in Row (11)
		33.0%
	14.	Type of Reporting Person (See Instructions)
		IN

 

 

Introduction

 

This Amendment No. 11 ("AMENDMENT NO. 11") to Schedule 13D is being filed pursuant to Rule13d-1(f) regarding shares of the common stock, par value $0.20 per share (the "SHARES"), of Evans & Sutherland Computer Corporation, a Utah corporation (the "COMPANY") that may be deemed to be beneficially owned by Peter R. Kellogg.

 

This Amendment No. 11 amends and supplements the statement on Amendment No. 10 to Schedule 13D filed on January 18, 2017 relating to the Shares. This Amendment No. 11 reflects transactions and developments through December 30, 2016, relating to the Reporting Person's holdings of the Company. Only those items hereby reported in this Amendment No. 11 are amended and all other items remain unchanged. Terms used herein but not otherwise defined shall have the meanings set forth in the Schedule 13D, as amended.

 

Item 5.

Interest in Securities of the Issuer

 

(a) As of December 30, 2016, Mr. Kellogg beneficially owned an aggregate of 3,747,794, constituting approximately 33.0% of the Shares outstanding.

 

(b) Mr. Kellogg has the sole dispositive and voting power of the Shares reported herein.

 

(c) During the past 60 days, the Reporting Person has engaged in the following transactions in the Shares:

 

Transaction Date		Shares Purchased		Price Per Share
December 13, 2016		28,500		$0.9511
December 14, 2016		124,003		$0.9581
December 15, 2016		11,361		$1.1788
December 27, 2016		27,800		$1.00
December 28, 2016		17,100		$1.0642
December 29, 2016		16,536		$1.1404
December 30, 2016		23,494		$1.2142

 

(d) To the extent IAT owns any Shares, the non-voting stockholders of IAT have the right to participate in the receipt of dividends from, or proceeds from the sale of, the common shares held by them in accordance with their ownership interest in IAT.

 

(e) Not Applicable

 

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

	February 14, 2017
	DATE
	IAT REINSURANCE COMPANY LTD.
	/s/ Marguerite R. Gorman, attorney in fact
	Peter R. Kellogg, President & CEO
	/s/ Marguerite R. Gorman, attorney in fact
	Peter R. Kellogg