Filing Details
- Accession Number:
- 0001104659-17-008768
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-14 06:06:40
- Filed By:
- Yan Ming
- Company:
- Yintech Investment Holdings Ltd
- Filing Date:
- 2017-02-14
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Ming Yan | 300,000,000 | 0 | 300,000,000 | 0 | 300,000,000 | 21.8% |
Harmony Creek Investments Limited | 300,000,000 | 0 | 300,000,000 | 0 | 300,000,000 | 21.8% |
|
|
|
| UNITED STATES |
|
| SECURITIES AND EXCHANGE COMMISSION |
|
| Washington, D.C. 20549 |
|
|
|
|
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Yintech Investment Holdings Limited
(Name of Issuer)
Ordinary Shares, par value $0.00001 1
(Title of Class of Securities)
98585M108 2
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(1) Some of the holdings reported herein are in the form of American Depositary Shares (ADS), which may be exchanged for ordinary shares of the Issuer, par value $0.00001 (Ordinary Shares) at a 1:20 ratio.
(2) The CUSIP Number listed throughout this filing is the CUSIP assigned to the ADS of the Issuer.
CUSIP No. 98585M108 | 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person (See Instructions) | |||||
(3) Based on 300,000,000 Ordinary Shares owned by Harmony Creek Investments Limited. Ming Yan is the sole shareholder of Harmony Creek Investments Limited and thus has the sole voting and dispositive power over the Ordinary Shares held by Harmony Creek Investments Limited.
2
CUSIP No. 98585M108 | 13G |
| |||||
| |||||||
| 1. | Names of Reporting Persons | |||||
| |||||||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
|
| (a) | o | ||||
|
| (b) | o | ||||
| |||||||
| 3. | SEC Use Only | |||||
| |||||||
| 4. | Citizenship or Place of Organization | |||||
|
|
| |||||
Number of | 5. | Sole Voting Power | |||||
| |||||||
6. | Shared Voting Power | ||||||
| |||||||
7. | Sole Dispositive Power | ||||||
| |||||||
8. | Shared Dispositive Power | ||||||
| |||||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
| |||||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
| |||||||
| 11. | Percent of Class Represented by Amount in Row (9) | |||||
| |||||||
| 12. | Type of Reporting Person (See Instructions) | |||||
(4) Represents 300,000,000 Ordinary Shares owned by Harmony Creek Investments Limited, which is wholly owned by Ming Yan.
3
Item 1. | |||
| (a) | Name of Issuer: | |
| (b) | Address of the Issuers Principal Executive Offices: | |
| |||
Item 2. | |||
| (a) | Name of Person Filing: Harmony Creek Investments Limited | |
| (b) | Address of Principal Business Office: 12th Floor, Block B, Zhenhua Enterprise Plaza, No. 3261 Dongfang Road, Pudong District, Shanghai, 200125, The Peoples Republic of China
Harmony Creek Investments Limited P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands | |
| (c) | Citizenship: Harmony Creek Investments Limited is organized under the laws of the British Virgin Islands | |
| (d) | Title of Class of Securities: | |
| (e) | CUSIP Number: | |
| |||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | ||
| (a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
| (b) | o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | o | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
| (f) | o | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
| (g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
| (h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); |
| (j) | o | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
| (k) | o | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________________ |
|
|
| Not applicable. |
4
Item 4. | Ownership. | ||
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. | |||
| (a) | Amount beneficially owned: The following information with respect to the ownership of the Ordinary Shares of the Issuer by each of the Reporting Persons is provided as of December 31, 2016. The percentage of Ordinary Shares beneficially owned by each Reporting Person is based on a total of 1,377,708,575 shares of Ordinary Shares of the Issuer outstanding as of December 31, 2016.
Harmony Creek Investments Limited, a company incorporated under the laws of the British Virgin Islands, holds 300,000,000 Ordinary Shares. Ming Yan is the sole shareholder of Harmony Creek Investments Limited and thus has the sole voting and dispositive power over the Ordinary Shares held by Harmony Creek Investments Limited. Ming Yan does not directly own any Ordinary Shares of the Issuer as of December 31, 2016 and does not have any right to acquire Ordinary Shares within 60 days from December 31, 2016, including through exercise of any option, warrant or right. | |
| (b) | Percent of class: 21.8% | |
| (c) | Number of shares as to which the person has:
| |
|
| (i) | Sole power to vote or to direct the vote: 300,000,000 |
|
| (ii) | Shared power to vote or to direct the vote: 0 |
|
| (iii) | Sole power to dispose or to direct the disposition of: 300,000,000 |
|
| (iv) | Shared power to dispose or to direct the disposition of: 0 |
| |||
Item 5. | Ownership of Five Percent or Less of a Class. | ||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following o. | |||
| Not applicable. | ||
|
| ||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||
| Not applicable. | ||
| |||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. | ||
| Not applicable. | ||
| |||
Item 8. | Identification and Classification of Members of the Group. | ||
| Not applicable. | ||
| |||
Item 9. | Notice of Dissolution of Group. | ||
| Not applicable. |
Item 10. | Certifications. |
| Not applicable. |
5
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2017
| MING YAN | |
|
| |
| By: | /s/ Ming Yan |
|
| Name: Ming Yan |
|
|
|
|
|
|
| HARMONY CREEK INVESTMENTS LIMITED | |
|
| |
| By: | /s/ Ming Yan |
|
| Name: Ming Yan |
|
| Title: Authorized Signatory |
6