Filing Details

Accession Number:
0001193125-17-041745
Form Type:
13G Filing
Publication Date:
2017-02-14 06:06:02
Filed By:
Commonwealth Bank Of Australia
Company:
Compania Cervecerias Unidas S A (NYSE:CCU)
Filing Date:
2017-02-14
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Commonwealth Bank of Australia 0 28,150,464 0 28,150,464 28,150,464 Approximately 7.62%
Colonial Holding Company Limited 0 28,150,464 0 28,150,464 28,150,464 Approximately 7.62%
Commonwealth Insurance Holdings Limited 0 28,150,464 0 28,150,464 28,150,464 Approximately 7.62%
Colonial F 0 28,150,464 0 28,150,464 28,150,464 Approximately 7.62%
F 0 14,276,282 0 14,276,282 14,276,282 Approximately 3.86%
FSIB Ltd 0 14,276,282 0 14,276,282 14,276,282 Approximately 3.86%
F 0 14,276,282 0 14,276,282 14,276,282 Approximately 3.86%
F 0 14,276,282 0 14,276,282 14,276,282 Approximately 3.86%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

Information Statement Pursuant to Rules 13d-1 and 13d-2

Under the Securities Exchange Act of 1934

 

 

Compania Cervecerias Unidas S.A. (United Breweries Company, Inc.)

(Name of Issuer)

Common Stock

(Title of Class of Securities)

204429104

(CUSIP Number)

December 31, 2016

Date of Event Which Requires Filing of the Statement

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☒ Rule 13d-1(b)

☐ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 204429104      Page 2 of 18

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Commonwealth Bank of Australia

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Australian Capital Territory, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

28,150,464 *

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

28,150,464 *

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

28,150,464 *

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 7.62% (based on 369,502,872 shares outstanding per Form 20-F dated April 29, 2016).

12.  

TYPE OF REPORTING PERSON

 

BK/HC

 

* Held in the form of 21,482,374 shares of common stock and 3,334,045 American Depository Receipts (ADRs), with each ADR representing 2 shares of common stock. The common stock is not registered for trading but only in connection with the registration of American Depositary Shares which are evidenced by the ADRs.

CUSIP NO. 204429104    13G    Page 3 of 18

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Colonial Holding Company Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

28,150,464 *

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

28,150,464 *

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

28,150,464 *

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 7.62% (based on 369,502,872 shares outstanding per Form 20-F dated April 29, 2016).

12.  

TYPE OF REPORTING PERSON

 

HC

 

* Held in the form of 21,482,374 shares of common stock and 3,334,045 American Depository Receipts (ADRs), with each ADR representing 2 shares of common stock. The common stock is not registered for trading but only in connection with the registration of American Depositary Shares which are evidenced by the ADRs.

CUSIP NO. 204429104    13G    Page 4 of 18

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Commonwealth Insurance Holdings Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New South Wales, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

28,150,464 *

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

28,150,464 *

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

28,150,464 *

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 7.62% (based on 369,502,872 shares outstanding per Form 20-F dated April 29, 2016).

12.  

TYPE OF REPORTING PERSON

 

HC

 

* Held in the form of 21,482,374 shares of common stock and 3,334,045 American Depository Receipts (ADRs), with each ADR representing 2 shares of common stock. The common stock is not registered for trading but only in connection with the registration of American Depositary Shares which are evidenced by the ADRs.

CUSIP NO. 204429104    13G    Page 5 of 18

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Colonial First State Group Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Victoria, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

28,150,464 *

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

28,150,464 *

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

28,150,464 *

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 7.62% (based on 369,502,872 shares outstanding per Form 20-F dated April 29, 2016).

12.  

TYPE OF REPORTING PERSON

 

HC

 

* Held in the form of 21,482,374 shares of common stock and 3,334,045 American Depository Receipts (ADRs), with each ADR representing 2 shares of common stock. The common stock is not registered for trading but only in connection with the registration of American Depositary Shares which are evidenced by the ADRs.

CUSIP NO. 204429104    13G    Page 6 of 18

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

First State Investment Managers (Asia) Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Victoria, Commonwealth of Australia

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

14,276,282*

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

14,276,282*

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

14,276,282*

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 3.86% (based on 369,502,872 shares outstanding per Form 20-F dated April 29, 2016).

12.  

TYPE OF REPORTING PERSON

 

HC

 

* Held in the form of 12,020,966 shares of common stock and 1,127,658 American Depository Receipts (ADRs), with each ADR representing 2 shares of common stock. The common stock is not registered for trading, but only in connection with the registration of American Depositary Shares which are evidenced by the ADRs.

CUSIP NO. 204429104    13G    Page 7 of 18

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

FSIB Ltd

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Hamilton, Bermuda

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

14,276,282*

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

14,276,282*

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

14,276,282*

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 3.86% (based on 369,502,872 shares outstanding per Form 20-F dated April 29, 2016).

12.  

TYPE OF REPORTING PERSON

 

HC

 

* Held in the form of 12,020,966 shares of common stock and 1,127,658 American Depository Receipts (ADRs), with each ADR representing 2 shares of common stock. The common stock is not registered for trading, but only in connection with the registration of American Depositary Shares which are evidenced by the ADRs.

CUSIP NO. 204429104    13G    Page 8 of 18

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

First State Investments Holdings (Singapore) Limited

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Singapore

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

14,276,282*

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

14,276,282*

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

14,276,282*

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 3.86% (based on 369,502,872 shares outstanding per Form 20-F dated April 29, 2016).

12.  

TYPE OF REPORTING PERSON

 

HC

 

* Held in the form of 12,020,966 shares of common stock and 1,127,658 American Depository Receipts (ADRs), with each ADR representing 2 shares of common stock. The common stock is not registered for trading, but only in connection with the registration of American Depositary Shares which are evidenced by the ADRs.

CUSIP NO. 204429104    13G    Page 9 of 18

 

  1.   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

First State Investments (Singapore)

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☒

 

  3.  

SEC USE ONLY

 

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Singapore

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

SOLE VOTING POWER

 

0

   6.   

SHARED VOTING POWER

 

14,276,282*

   7.   

SOLE DISPOSITIVE POWER

 

0

   8.   

SHARED DISPOSITIVE POWER

 

14,276,282*

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

14,276,282*

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ☐

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

Approximately 3.86% (based on 369,502,872 shares outstanding per Form 20-F dated April 29, 2016).

12.  

TYPE OF REPORTING PERSON

 

IA

 

* Held in the form of 12,020,966 shares of common stock and 1,127,658 American Depository Receipts (ADRs), with each ADR representing 2 shares of common stock. The common stock is not registered for trading, but only in connection with the registration of American Depositary Shares which are evidenced by the ADRs.

CUSIP NO. 204429104    13G    Page 10 of 18

 

Item 1(a) Name of Issuer: Compania Cervecerias Unidas S.A.

 

Item 1(b) Address of Issuers Principal Executive Offices:

Vitacura 2670, Twenty-Third Floor, Santiago, Chile

 

Item 2(a) Name of Person Filing
Item 2(b) Address of Principal Business Office
Item 2(c) Citizenship

Commonwealth Bank of Australia

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000

Commonwealth of Australia

Australian Capital Territory

Colonial Holding Company Limited

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000.

Commonwealth of Australia

New South Wales

Commonwealth Insurance Holdings Limited

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000

Commonwealth of Australia

New South Wales

Colonial First State Group Limited

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000

Commonwealth of Australia

Victoria

First State Investment Managers (Asia) Limited

Ground Floor, Tower 1

201 Sussex Street

Sydney, New South Wales, 2000

Commonwealth of Australia

New South Wales

FSIB Ltd

Codan Services Limited Clarendon House, 2 Church Street

Hamilton, HMII

Bermuda


CUSIP NO. 204429104    13G    Page 11 of 18

 

First State Investments Holdings (Singapore) Limited

38 Beach Road,

#06-11 South Beach Tower, Singapore,

189767

First State Investments (Singapore)

38 Beach Road,

#06-11 South Beach Tower, Singapore,

189767

 

Item 2(d) Title of Class of Securities:

Common Stock

 

Item 2(e) CUSIP Number:        204429104

 

Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

  (a)       Broker or dealer registered under Section 15 of the Exchange Act;
  (b)       Bank as defined in Section 3(a)(6) of the Exchange Act;
  (c)       Insurance company as defined in Section 3(a)(19) of the Exchange Act;
  (d)       Investment company registered under Section 8 of the Investment Company Act;
  (e)       An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f)       An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g)       A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i)       A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
  (j)       A non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J);
  (k)       Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J), please specify the type of institution: First State Investments (Singapore) is an investment adviser registered pursuant to the law of the jurisdiction in which it is located.

If this statement is filed pursuant to Rule 13d-1(c), check this box:  ☐


CUSIP NO. 204429104    13G    Page 12 of 18

 

Item 4 Ownership:

 

  (a) Amount beneficially owned:

Incorporated by reference to Item 9 of the cover page pertaining to each reporting person.

 

  (b) Percent of Class:

Incorporated by reference to Item 11 of the cover page pertaining to each reporting person.

 

  (c) Number of shares as to which such person has:

 

  (i) sole power to vote or to direct the vote:

 

  Incorporated by reference to Item 5 of the cover page pertaining to each reporting person.

 

  (ii) shared power to vote or to direct the vote:

 

  Incorporated by reference to Item 6 of the cover page pertaining to each reporting person.

 

  (iii) sole power to dispose or to direct the disposition of:

 

  Incorporated by reference to Item 7 of the cover page pertaining to each reporting person.

 

  (iv) shared power to dispose or to direct the disposition of:

 

  Incorporated by reference to Item 8 of the cover page pertaining to each reporting person.

 

Item 5 Ownership of Five Percent or Less of a Class:

As of the date hereof, First State Investment Managers (Asia) Limited, FSIB Ltd, First State Investments Holdings (Singapore) Limited, First State Investments (Singapore) are no longer the beneficial owners of more than five percent of the class of securities reported herein.

 

Item 6 Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable.

 

Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

See Exhibit 99.2.

 

Item 8 Identification and Classification of Members of the Group:

Not Applicable.

 

Item 9 Notice of Dissolution of Group:

Not Applicable.


CUSIP NO. 204429104    13G    Page 13 of 18

 

Item 10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. I also certify that, to the best of my knowledge and belief, the foreign regulatory schemes applicable to the relevant subsidiaries referenced in Exhibit 99.2 to this Schedule 13G are substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s), and that I undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated this     14        day of February, 2017.

 

Commonwealth Bank of Australia
By:  

/s/ Taryn Morton

Name: Taryn Morton
Title:   Company Secretary
Colonial Holding Company Limited
By:  

/s/ Warwick Bryan

Name: Warwick Bryan
Title:   Director
Commonwealth Insurance Holdings Limited
By:  

/s/ Warwick Bryan

Name: Warwick Bryan
Title:   Director
Colonial First State Group Limited
By:  

/s/ Andrew Morgan

Name: Andrew Morgan
Title:   Director
First State Investment Managers (Asia) Limited
By:  

/s/ David Dixon

Name: David Dixon
Title:   Director
FSIB Ltd
By:  

/s/ Michael Stapleton

Name: Michael Stapleton
Title:   Director

CUSIP NO. 204429104    13G    Page 14 of 18

 

First State Investments Holdings (Singapore) Limited
By:  

/s/ Michael Stapleton

Name: Michael Stapleton
Title:   Director
First State Investments (Singapore)
By:  

/s/ Michael Stapleton

Name: Michael Stapleton
Title:   Director

CUSIP NO. 204429104    13G    Page 15 of 18

 

INDEX TO EXHIBITS

 

Exhibit No.

  

Exhibit

99.1    Joint Filing Agreement
99.2    Item 7 Information