Filing Details

Accession Number:
0001193125-17-040414
Form Type:
13G Filing
Publication Date:
2017-02-13 16:08:04
Filed By:
California Capital Equity, Llc
Company:
Nanthealth Inc. (NASDAQ:NHIQ)
Filing Date:
2017-02-13
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
California Capital Equity 0 70,937,304 0 70,937,304 70,937,304 58.5%
Nantworks 0 70,937,304 0 70,937,304 70,937,304 58.5%
Cambridge Equities 0 70,937,304 0 70,937,304 70,937,304 58.5%
MP13 Ventures 0 70,937,304 0 70,937,304 70,937,304 58.5%
Patrick Soon-Shiong 0 70,937,304 0 70,937,304 70,937,304 58.5%
Filing

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

NantHealth, Inc.

(Name of Issuer)

Common Stock, Par value $0.0001 per share

(Title of Class of Securities)

630104107

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 630104107  

 

  1.   

Names of Reporting Persons.

 

California Capital Equity, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0 (See Item 4(a) below)

   6.   

Shared Voting Power

 

70,937,304 (See Item 4(a) below)

   7.   

Sole Dispositive Power

 

0 (See Item 4(a) below)

   8.   

Shared Dispositive Power

 

70,937,304 (See Item 4(a) below)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

70,937,304 (See Item 4(a) below)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)        ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

58.5% (See Item 4(b) below)

12.  

Type of Reporting Person (See Instructions)

 

CO

 

(1) This number represents the percentage obtained by: dividing (a) the total number of shares of the Issuers common stock being reported in this Statement (70,937,304) by (b) the number of shares of the Issuers common stock outstanding on November 9, 2016 (121,239,975), based on information publicly disclosed by the Issuer.

CUSIP No. 630104107  

 

  1.   

Names of Reporting Persons.

 

Nantworks, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0 (See Item 4(a) below)

   6.   

Shared Voting Power

 

70,937,304 (See Item 4(a) below)

   7.   

Sole Dispositive Power

 

0 (See Item 4(a) below)

   8.   

Shared Dispositive Power

 

70,937,304 (See Item 4(a) below)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

70,937,304 (See Item 4(a) below)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)        ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

58.5% (See Item 4(b) below)

12.  

Type of Reporting Person (See Instructions)

 

CO

 

(2) This number represents the percentage obtained by: dividing (a) the total number of shares of the Issuers common stock being reported in this Statement (70,937,304) by (b) the number of shares of the Issuers common stock outstanding on November 9, 2016 (121,239,975), based on information publicly disclosed by the Issuer.

CUSIP No. 630104107  

 

  1.   

Names of Reporting Persons.

 

Cambridge Equities, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0 (See Item 4(a) below)

   6.   

Shared Voting Power

 

70,937,304 (See Item 4(a) below)

   7.   

Sole Dispositive Power

 

0 (See Item 4(a) below)

   8.   

Shared Dispositive Power

 

70,937,304 (See Item 4(a) below)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

70,937,304 (See Item 4(a) below)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)        ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

58.5% (See Item 4(b) below)

12.  

Type of Reporting Person (See Instructions)

 

PN

 

(3) This number represents the percentage obtained by: dividing (a) the total number of shares of the Issuers common stock being reported in this Statement (70,937,304) by (b) the number of shares of the Issuers common stock outstanding on November 9, 2016 (121,239,975), based on information publicly disclosed by the Issuer.

CUSIP No. 630104107  

 

  1.   

Names of Reporting Persons.

 

MP13 Ventures, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0 (See Item 4(a) below)

   6.   

Shared Voting Power

 

70,937,304 (See Item 4(a) below)

   7.   

Sole Dispositive Power

 

0 (See Item 4(a) below)

   8.   

Shared Dispositive Power

 

70,937,304 (See Item 4(a) below)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

70,937,304 (See Item 4(a) below)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)        ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

58.5% (See Item 4(b) below)

12.  

Type of Reporting Person (See Instructions)

 

CO

 

(4) This number represents the percentage obtained by: dividing (a) the total number of shares of the Issuers common stock being reported in this Statement (70,937,304) by (b) the number of shares of the Issuers common stock outstanding on November 9, 2016 (121,239,975), based on information publicly disclosed by the Issuer.

CUSIP No. 630104107  

 

  1.   

Names of Reporting Persons.

 

Patrick Soon-Shiong

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☒

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0 (See Item 4(a) below)

   6.   

Shared Voting Power

 

70,937,304 (See Item 4(a) below)

   7.   

Sole Dispositive Power

 

0 (See Item 4(a) below)

   8.   

Shared Dispositive Power

 

70,937,304 (See Item 4(a) below)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

70,937,304 (See Item 4(a) below)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)        ☐

 

11.  

Percent of Class Represented by Amount in Row (9)

 

58.5% (See Item 4(b) below)

12.  

Type of Reporting Person (See Instructions)

 

IN

 

(5) This number represents the percentage obtained by: dividing (a) the total number of shares of the Issuers common stock being reported in this Statement (70,937,304) by (b) the number of shares of the Issuers common stock outstanding on November 9, 2016 (121,239,975), based on information publicly disclosed by the Issuer.

Item 1.

 

  (a) Name of Issuer:

NantHealth, Inc.

 

  (b) Address of Issuers Principal Executive Offices:

9920 Jefferson Boulevard

Culver City, CA 90232

 

Item 2.

 

  (a) Name of Person Filing:

California Capital Equity, LLC (Cal Cap), Nantworks, LLC (Nantworks), Cambridge Equities, L.P. (Cambridge Equities), MP13 Ventures, LLC (MP 13 Ventures) and Patrick Soon-Shiong. Cal Cap directly owns all of the equity interests of Nantworks. Dr. Soon-Shiong directly owns all of the equity interests of Cal Cap and has voting and dispositive power over shares held by Cal Cap. MP 13 Ventures is the general partner of Cambridge Equities and thus may be deemed to control Cambridge Equities. Dr. Soon-Shiong is the sole member of MP 13 Ventures and thus may be deemed to control MP 13 Ventures. Each of Cal Cap, Nantworks, Cambridge Equities, MP 13 Ventures and Dr. Soon-Shion may be referred to herein as a Reporting Person.

 

  (b) Address of Principal Business Office or, if none, Residence:

9920 Jefferson Boulevard

Culver City, CA 90232

 

  (c) Citizenship:

Cambridge Equities is a limited partnership organized under the laws of State of Delaware. Cal Cap, Nantworks and MP 13 Ventures are limited liability companies organized under the laws of the State of Delaware. Dr. Soon-Shiong is a U.S. citizen

 

  (d) Title of Class of Securities:

Common Stock, $0.0001 par value per share

 

  (e) CUSIP Number:

630104107

 

Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Item 4. Ownership.

 

  (a) Amount beneficially owned:

Each of the Reporting Persons may be deemed to beneficially own an aggregate of 70,937,304 shares of the Issuers common stock.

 

  (b) Percent of class:

58.5%

The ownership percentage above is calculated by dividing a) the total number of shares of the Issuers common stock being reported in this Statement (70,937,304) by (b) the number of shares of the Issuers common stock outstanding on November 9, 2016 (121,239,975), based on information publicly disclosed by the Issuer.


  (c) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote

None.

 

  (ii) Shared power to vote or to direct the vote

Cal Cap: 70,937,304 shares

Nantworks: 70,937,304 shares

Cambridge Equities: 70,937,304 shares

MP 13 Ventures: 70,937,304 shares

Patrick Soon-Shiong: 70,937,304

 

  (iii) Sole power to dispose or to direct the disposition of

None.

 

  (iv) Shared power to dispose or to direct the disposition of

Cal Cap: 70,937,304 shares

Nantworks: 70,937,304 shares

Cambridge Equities: 70,937,304 shares

MP 13 Ventures: 70,937,304 shares

Patrick Soon-Shiong: 70,937,304

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certifications.

Not applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 13, 2017
CALIFORNIA CAPITAL EQUITY, L.P.
By:   /s/ Charles Kenworthy
Name:   Charles Kenworthy
Title:   Manager
NANTWORKS, LLC
By:   /s/ Charles Kenworthy
Name:   Charles Kenworthy
Title:   Authorized Signatory
CAMBRIDGE EQUITIES, L.P.
By:   MP 13 Ventures, its General Partner
By:   /s/ Charles Kenworthy
Name:   Charles Kenworthy
Title:   Manager
MP 13 VENTURES, LLC
By:   /s/ Charles Kenworthy
Name:   Charles Kenworthy
Title:   Manager
/s/ Patrick Soon-Shiong
Patrick Soon-Shiong

INDEX TO EXHIBITS

 

Exhibit No.

  

Exhibit

1    Joint Filing Statement, dated February 13, 2017, by and among California Capital Equity, LLC, Nantworks, LLC, Cambridge Equities, L.P. MP13 Ventures, LLC and Patrick Soon-Shiong