Filing Details
- Accession Number:
- 0001654954-17-000975
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-13 11:06:20
- Filed By:
- Honig Barry C
- Company:
- Vbi Vaccines Inc (NASDAQ:VBIV)
- Filing Date:
- 2017-02-13
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Barry Honig | 2,168,920 | 1,308,451 | 2,168,920 | 1,308,451 | 3,477,371 | 9.62% |
| GRQ Consultants, Inc | 0 | 153,925 | 0 | 153,925 | 153,925 | 0.43% |
| GRQ Consultants, Inc. Roth 401K FBO Barry Honig | 0 | 560,990 | 0 | 560,990 | 560,990 | 1.55% |
| GRQ Consultants, Inc. 401K | 0 | 284,728 | 0 | 284,728 | 284,728 | 0.79% |
| Barry Renee Honig Charitable Foundation | 0 | 308,808 | 0 | 308,808 | 308,808 | 0.85% |
Filing
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
Amendment No. 2
To
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE 13d-2(b)
VBI Vaccines, Inc.
(Name
of Issuer)
COMMON STOCK, NO PAR VALUE
(Title
of Class of Securities)
91822J103
(CUSIP
Number)
Copy
to:
Barry
Honig
555
South Federal Highway #450
Boca
Raton, FL 33432
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
December 31, 2016
(Date
of Event Which Requires Filing of This Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ]
Rule 13d-1(b)
[ x]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
| CUSIP
No. 91822J103 |
| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Barry
Honig |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP*
(a) ☐
(b) ☐ |
| 3 | SEC
USE ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 2,168,920 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 1,308,451
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 2,168,920 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 1,308,451
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,477,371
(2) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.62%
(Based on 36,133,396 shares of common stock outstanding as of July
20, 2016) |
| 12 | TYPE OF
REPORTING PERSON* IN |
(1)
Represents (i)
153,925 shares of common stock held by GRQ Consultants, Inc.
(“GRQ”), for which Barry Honig is President and over
which securities he holds voting and dispositive power, (ii)
560,990 shares of common stock held by GRQ Consultants, Inc. Roth
401K FBO Barry Honig (“Roth 401K”), for which Barry
Honig is trustee and over which securities he holds voting and
dispositive power, (iii) 284,728 shares of common stock held by GRQ
Consultants, Inc. 401K (“401K”), for which Barry Honig
is trustee and over which securities he holds voting and
dispositive power and (iv) 308,808 shares of common stock held by
Barry & Renee Honig Charitable Foundation (the
“Foundation”), for which Barry Honig is trustee and
over which securities he holds voting and dispositive
power.
(2)
Represents (i)
2,168,920 shares of common stock held by Barry Honig, (ii) 153,925
shares of common stock held by GRQ, (iii) 560,990 shares of common
stock held by Roth 401K, (iv) 284,728 shares of common stock held
by 401K and (v) 308,808 shares of common stock held by the
Foundation.
| CUSIP
No. 91822J103 |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) GRQ
Consultants, Inc. | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a)
☐
(b) ☐ | |
| 3 | SEC USE
ONLY | |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION Florida | |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 153,925
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 153,925
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 153,925
(1) | |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) | |
| 11 | PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 0.43% (Based
on 36,133,396 shares of common stock outstanding as of July 20,
2016) | |
| 12 | TYPE
OF REPORTING PERSON* CO | |
(1)
Barry
Honig is the President of GRQ and in such capacity holds voting and
dispositive power over the securities held by GRQ.
| CUSIP
No. 91822J103 |
| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) GRQ
Consultants, Inc. Roth 401K FBO Barry Honig | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a)
☐ (b)
☐ | |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION Florida | |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 560,990
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 560,990
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,990
(1) | |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) | |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.55% (Based
on 36,133,396 shares of common stock outstanding as of July 20,
2016) | |
| 12 | TYPE OF
REPORTING PERSON* OO | |
(1)
Barry
Honig is the Trustee of Roth 401K and in such capacity holds voting
and dispositive power over the securities held by Roth
401K.
| CUSIP
No. 91822J103 |
| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) GRQ
Consultants, Inc. 401K | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a)
☐ (b)
☐ | |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION Florida | |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 284,728
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 284,728
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 284,728
(1) | |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) | |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.79% (Based
on 36,133,396 shares of common stock outstanding as of July 20,
2016) | |
| 12 | TYPE OF
REPORTING PERSON* OO | |
(1) Barry
Honig is the Trustee of 401K and in such capacity holds voting and
dispositive power over the securities held by 401K.
| CUSIP
No. 91822J103 |
| 1 | NAME
OF REPORTING PERSONS S.S.
OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Barry
& Renee Honig Charitable Foundation | |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a)
☐ (b)
☐ | |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION Florida | |
| NUMBER OF
SHARES | 5 | SOLE
VOTING POWER 0 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 308,808
(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 0 |
| PERSON
WITH | 8 | SHARED
DISPOSITIVE POWER 308,808
(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 308,808
(1) | |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) | |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.85% (Based
on 36,133,396 shares of common stock outstanding as of July 20,
2016) | |
| 12 | TYPE OF
REPORTING PERSON* OO | |
(1)
Barry
Honig is the Trustee of the Foundation and in such capacity holds
voting and dispositive power over the securities held by the
Foundation.
Item
1(a). Name
of Issuer:
VBI
Vaccines, Inc., a British Columbia corporation (the
“Issuer”)
Item
1(b). Address
of Issuer's Principal Executive Offices:
222
Third Street, Suite 2241
Cambridge,
MA 02142
Item
2(a). Name
of Person Filing.
The
statement is filed on behalf of Barry Honig, GRQ Consultants, Inc.,
GRQ Consultants, Inc. Roth 401K FBO Barry Honig, GRQ Consultants,
Inc. 401K, and the Barry & Renee Honig Charitable Foundation
(collectively, the “Reporting Persons”).
Item
2(b). Address
of Principal Business Office or, if None, Residence.
555
South Federal Highway #450, Boca Raton, FL 33432
Item
2(c). Citizenship.
United
States/Florida
Item
2(d). Title
of Class of Securities.
Common
Stock, no par value.
Item
2(e). CUSIP
Number.
91822J103
Item
3.
Type of Person
Not
applicable.
Item
4. Ownership.
(a)
Amount beneficially owned: 3,477,371 (1)
(b)
Percent of class: 9.62% (Based on 36,133,396 shares of common stock
outstanding as of July 20, 2016)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 2,168,920.
(ii)
Shared power to vote or to direct the vote: 1,308,451 (2).
(iii)
Sole power to dispose or to direct the disposition of:
2,168,920.
(iv)
Shared power to dispose or to direct the disposition of: 1,308,451
(2).
________________________
(1)
Represents (i)
2,168,920 shares of common stock held by Barry Honig, (ii) 153,925
shares of common stock held by GRQ, (iii) 560,990 shares of common
stock held by Roth 401K, (iv) 284,728 shares of common stock held
by 401K and (v) 308,808 shares of common stock held by the
Foundation.
(2)
Represents (i)
153,925 shares of common stock held by GRQ, for which Barry Honig
is President and over which securities he holds voting and
dispositive power, (ii) 560,990 shares of common stock held by Roth
401K, for which Barry Honig is trustee and over which securities he
holds voting and dispositive power, (iii) 284,728 shares of common
stock held by 401K, for which Barry Honig is trustee and over which
securities he holds voting and dispositive power and (iv) 308,808
shares of common stock held by the Foundation, for which Barry
Honig is trustee and over which securities he holds voting and
dispositive power.
Item
5. Ownership
of Five Percent or Less of a Class.
Not
applicable.
Item
6. Ownership
of More than Five Percent on Behalf of Another Person.
Not
Applicable
Item
7. Identification
and Classification of the Subsidiary Which Acquired the Security
Being Reported by the Parent Holding Company.
Not
applicable.
Item
8. Identification
and Classification of Members of the Group.
Not
applicable.
Item
9. Notice
of Dissolution of Group.
Not
applicable.
Item
10. Certifications.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| | | | |
| | | | |
| Date:
February 13, 2017 | | /s/ Barry
Honig | |
| | | Barry
Honig | |
| | | | |
| | | | |
| | | GRQ
CONSULTANTS, INC. | |
| | | | |
| Date:
February 13, 2017 | | /s/ Barry
Honig | |
| | | Barry
Honig, President | |
| | | | |
| | | GRQ
CONSULTANTS, INC. ROTH 401K FBO BARRY HONIG | |
| | | | |
| Date:
February 13, 2017 | | /s/ Barry
Honig | |
| | | Barry
Honig, Trustee | |
| | | | |
| | | GRQ
CONSULTANTS, INC. 401K | |
| | | | |
| Date:
February 13, 2017 | | /s/ Barry
Honig | |
| | | Barry
Honig, Trustee | |
| | | | |
| | | BARRY
& RENEE HONIG CHARITABLE FOUNDATION | |
| | | | |
| Date:
February 13, 2017 | | /s/ Barry
Honig | |
| | | Barry
Honig, Trustee | |
| | | | |