Filing Details
- Accession Number:
- 0001193125-17-039331
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-13 07:31:03
- Filed By:
- Advent International Corp/ma
- Company:
- Transunion (NYSE:TRU)
- Filing Date:
- 2017-02-13
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Advent International Corporation | 37,457,759 | 0 | 37,457,759 | 0 | 37,457,759 | 20.5% |
Advent International | 37,457,759 | 0 | 37,457,759 | 0 | 37,457,759 | 20.5% |
Advent-TransUnion Acquisition Limited Partnership | 37,457,759 | 0 | 37,457,759 | 0 | 37,457,759 | 20.5% |
Advent-Transunion GP | 37,457,759 | 0 | 37,457,759 | 0 | 37,457,759 | 20.5% |
GPE VI GP Limited Partnership | 33,019,012 | 0 | 33,019,012 | 0 | 33,019,012 | 18.0% |
GPE VI GP (Delaware) Limited Partnership | 3,648,387 | 0 | 3,648,387 | 0 | 3,648,387 | 2.0% |
Advent Partners GPE VI | 606,816 | 0 | 606,816 | 0 | 606,816 | 0.3% |
Advent Partners GPE VI | 22,475 | 0 | 22,475 | 0 | 22,475 | 0.0% |
Advent Partners GPE VI | 52,441 | 0 | 52,441 | 0 | 52,441 | 0.0% |
Advent Partners GPE VI-A | 52,441 | 0 | 52,441 | 0 | 52,441 | 0.0% |
Advent Partners GPE VI-A Limited Partnership | 56,187 | 0 | 56,187 | 0 | 56,187 | 0.0% |
Advent International GPE VI Limited Partnership | 16,522,617 | 0 | 16,522,617 | 0 | 16,522,617 | 9.0% |
Advent International GPE VI-A Limited Partnership | 10,589,308 | 0 | 10,589,308 | 0 | 10,589,308 | 5.8% |
Advent International GPE VI-B Limited Partnership | 835,308 | 0 | 835,308 | 0 | 835,308 | 0.5% |
Advent International GPE VI-C Limited Partnership | 850,292 | 0 | 850,292 | 0 | 850,292 | 0.5% |
Advent International GPE VI-D Limited Partnership | 745,410 | 0 | 745,410 | 0 | 745,410 | 0.4% |
Advent International GPE VI-E Limited Partnership | 2,052,685 | 0 | 2,052,685 | 0 | 2,052,685 | 1.1% |
Advent International GPE VI-F Limited Partnership | 3,112,739 | 0 | 3,112,739 | 0 | 3,112,739 | 1.7% |
Advent International GPE VI-G Limited Partnership | 1,959,040 | 0 | 1,959,040 | 0 | 1,959,040 | 1.1% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
TRANSUNION
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
89400J107
(CUSIP Number)
Richard Terranova, Advent International 75 State Street, Boston MA 02109
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 31, 2016
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 89400J107 | 13G/A | Page 2 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International Corporation | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
37,457,759 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
37,457,759 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,457,759 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
20.5% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
CO,IA |
CUSIP No. 89400J107 | 13G/A | Page 3 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International LLC | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
37,457,759 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
37,457,759 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,457,759 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
20.5% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
OO |
CUSIP No. 89400J107 | 13G/A | Page 4 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent-TransUnion Acquisition Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
37,457,759 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
37,457,759 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,457,759 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
20.5% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 5 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent-Transunion GP LLC | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
37,457,759 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
37,457,759 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,457,759 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
20.5% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
OO |
CUSIP No. 89400J107 | 13G/A | Page 6 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GPE VI GP Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
33,019,012 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
33,019,012 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
33,019,012 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
18.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 7 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GPE VI GP (Delaware) Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
3,648,387 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
3,648,387 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,648,387 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 8 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI 2008 Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
606,816 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
606,816 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
606,816 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 9 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI 2009 Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
22,475 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
22,475 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
22,475 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 10 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI 2010 Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
52,441 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
52,441 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
52,441 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 11 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI-A 2010 Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
52,441 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
52,441 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
52,441 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 12 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent Partners GPE VI-A Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
56,187 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
56,187 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
56,187 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 13 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
16,522,617 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
16,522,617 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,522,617 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.0% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 14 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-A Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
10,589,308 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
10,589,308 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,589,308 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.8% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 15 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-B Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
835,308 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
835,308 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
835,308 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.5% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 16 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-C Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
850,292 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
850,292 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
850,292 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.5% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 17 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-D Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
745,410 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
745,410 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
745,410 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 18 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-E Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
2,052,685 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
2,052,685 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,052,685 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.1% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 19 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-F Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
3,112,739 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
3,112,739 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,112,739 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.7% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 20 of 29 |
1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Advent International GPE VI-G Limited Partnership | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☒
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER
1,959,040 | ||||
6. | SHARED VOTING POWER
0 | |||||
7. | SOLE DISPOSITIVE POWER
1,959,040 | |||||
8. | SHARED DISPOSITIVE POWER
0 | |||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,959,040 | |||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ☐
| |||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.1% | |||||
12. | TYPE OF REPORTING PERSON (see instructions)
PN |
CUSIP No. 89400J107 | 13G/A | Page 21 of 29 |
Item 1.
(a) | Name of Issuer |
TransUnion |
(b) | Address of Issuers Principal Executive Offices |
555 West Adams, Chicago, IL 60661 (312)-985-2000 |
Item 2.
(a) | Name of Person Filing |
(b) | Address of Principal Business Office |
(c) | Citizenship |
This statement is being filed on behalf of the following Reporting Persons:
Advent International Corporation, a Delaware corporation;
Advent International LLC, a Massachusetts LLC;
Advent-TransUnion Acquisition Limited Partnership, a Delaware limited partnership;
Advent-TransUnion GP LLC, a Delaware LLC;
GPE VI GP Limited Partnership, a Cayman Islands limited partnership
GPE VI GP (Delaware) Limited Partnership, a Delaware limited partnership;
Advent Partners GPE VI 2008 Limited Partnership, a Delaware limited partnership;
Advent Partners GPE VI 2009 Limited Partnership, a Delaware limited partnership;
Advent Partners GPE VI 2010 Limited Partnership, a Delaware limited partnership;
Advent Partners GPE VI-A 2010 Limited Partnership, a Delaware Islands limited partnership;
Advent Partners GPE VI-A Limited Partnership, a Delaware limited partnership;
Advent International GPE VI Limited Partnership, a Cayman Islands limited partnership;
Advent International GPE VI-A Limited Partnership, a Cayman Islands limited partnership;
Advent International GPE VI-B Limited Partnership, a Cayman Islands limited partnership;
Advent International GPE VI-C Limited Partnership, a Delaware limited partnership;
Advent International GPE VI-D Limited Partnership, a Delaware limited partnership;
Advent International GPE VI-E Limited Partnership, a Delaware limited partnership;
Advent International GPE VI-F Limited Partnership, a Cayman Islands limited partnership; and
Advent International GPE VI-G Limited Partnership, a Cayman Islands limited partnership.
Advent International Corporation is the manager of Advent International LLC, which in turn is the general partner of GPE VI GP Limited Partnership, GPE VI GP (Delaware) Limited Partnership, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A 2010 Limited Partnership, and Advent Partners GPE VI-A Limited Partnership. GPE VI GP Limited Partnership is the general partner of Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G Limited Partnership. GPE VI GP (Delaware) Limited Partnership is the general partner of Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E Limited Partnership. Advent-TransUnion GP LLC is a general partner of Advent-TransUnion Acquisition Limited Partnership. Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-G Limited Partnership Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and Advent International GPE VI-E Limited Partnership are members of Advent-TransUnion GP LLC.
CUSIP No. 89400J107 | 13G/A | Page 22 of 29 |
The principal business address of each Reporting Person is c/o Advent International Corporation, 75 State Street, Boston, MA 02109. |
(d) | Title of Class of Securities |
Common stock, par value $0.01 per share |
(e) | CUSIP Number |
89400J107 |
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
Number of Shares | Sole Voting | Shared | Sole Dispositive Power | Shared Dispositive Power | Percentage of Common Stock Outstanding | |||||||||||||||||||
Advent International Corporation | 37,457,759 | 37,457,759 | 37,457,759 | 20.5 | % | |||||||||||||||||||
Advent International LLC | 37,457,759 | 37,457,759 | 37,457,759 | 20.5 | % | |||||||||||||||||||
Advent-TransUnion Acquisition Limited Partnership | 37,457,759 | 37,457,759 | 37,457,759 | 20.5 | % | |||||||||||||||||||
Advent-TransUnion GP LLC | 37,457,759 | 37,457,759 | 37,457,759 | 20.5 | % | |||||||||||||||||||
GPE VI GP Limited Partnership | 33,019,012 | 33,019,012 | 33,019,012 | 18.0 | % | |||||||||||||||||||
GPE VI GP (Delaware) Limited Partnership | 3,648,387 | 3,648,387 | 3,648,387 | 2.0 | % | |||||||||||||||||||
Advent Partners GPE VI 2008 Limited Partnership | 606,816 | 606,816 | 606,816 | 0.3 | % | |||||||||||||||||||
Advent Partners GPE VI 2009 Limited Partnership | 22,475 | 22,475 | 22,475 | 0.0 | % | |||||||||||||||||||
Advent Partners GPE VI 2010 Limited Partnership | 52,441 | 52,441 | 52,441 | 0.0 | % | |||||||||||||||||||
Advent Partners GPE VI-A 2010 Limited Partnership | 52,441 | 52,441 | 52,441 | 0.0 | % | |||||||||||||||||||
Advent Partners GPE VI-A Limited Partnership | 56,187 | 56,187 | 56,187 | 0.0 | % | |||||||||||||||||||
Advent International GPE VI Limited Partnership | 16,522,617 | 16,522,617 | 16,522,617 | 9.0 | % | |||||||||||||||||||
Advent International GPE VI-A Limited Partnership | 10,589,308 | 10,589,308 | 10,589,308 | 5.8 | % | |||||||||||||||||||
Advent International GPE VI-B Limited Partnership | 835,308 | 835,308 | 835,308 | 0.5 | % | |||||||||||||||||||
Advent International GPE VI-C Limited Partnership | 850,292 | 850,292 | 850,292 | 0.5 | % | |||||||||||||||||||
Advent International GPE VI-D Limited Partnership | 745,410 | 745,410 | 745,410 | 0.4 | % | |||||||||||||||||||
Advent International GPE VI-E Limited Partnership | 2,052,685 | 2,052,685 | 2,052,685 | 1.1 | % | |||||||||||||||||||
Advent International GPE VI-F Limited Partnership | 3,112,739 | 3,112,739 | 3,112,739 | 1.7 | % | |||||||||||||||||||
Advent International GPE VI-G Limited Partnership | 1,959,040 | 1,959,040 | 1,959,040 | 1.1 | % |
CUSIP No. 89400J107 | 13G/A | Page 23 of 29 |
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
See Exhibit 2
Item 9. Notice of Dissolution of Group.
Not applicable
Item 10. Certification.
Not applicable
CUSIP No. 89400J107 | 13G/A | Page 24 of 29 |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 13, 2017 |
Date |
Advent International GPE VI Limited Partnership Advent International GPE VI-A Limited Partnership Advent International GPE VI-B Limited Partnership Advent International GPE VI-F Limited Partnership Advent International GPE VI-G Limited Partnership By: GPE VI GP Limited Partnership, General Partner By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International GPE VI-C Limited Partnership Advent International GPE VI-D Limited Partnership Advent International GPE VI-E Limited Partnership By: GPE VI GP (Delaware) Limited Partnership, General Partner By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent Partners GPE VI 2008 Limited Partnership Advent Partners GPE VI 2009 Limited Partnership Advent Partners GPE VI 2010 Limited Partnership Advent Partners GPE VI A Limited Partnership Advent Partners GPE VI A 2010 Limited Partnership By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
GPE VI GP Limited Partnership By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
CUSIP No. 89400J107 | 13G/A | Page 25 of 29 |
GPE VI GP (Delaware) Limited Partnership By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International LLC By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International Corporation By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent-TransUnion Acquisition Limited Partnership By: Advent-TransUnion GP LLC, General Partner By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent-TransUnion GP LLC By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
CUSIP No. 89400J107 | 13G/A | Page 26 of 29 |
EXHIBIT INDEX
Exhibit | 1. Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. |
Exhibit | 2. List of Members of a Group |
CUSIP No. 89400J107 | 13G/A | Page 27 of 29 |
Exhibit 1
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.
February 13, 2017 |
Date |
Advent International GPE VI Limited Partnership Advent International GPE VI-A Limited Partnership Advent International GPE VI-B Limited Partnership Advent International GPE VI-F Limited Partnership Advent International GPE VI-G Limited Partnership By: GPE VI GP Limited Partnership, General Partner By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International GPE VI-C Limited Partnership Advent International GPE VI-D Limited Partnership Advent International GPE VI-E Limited Partnership By: GPE VI GP (Delaware) Limited Partnership, General Partner By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent Partners GPE VI 2008 Limited Partnership Advent Partners GPE VI 2009 Limited Partnership Advent Partners GPE VI 2010 Limited Partnership Advent Partners GPE VI A Limited Partnership Advent Partners GPE VI A 2010 Limited Partnership By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
GPE VI GP Limited Partnership By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
CUSIP No. 89400J107 | 13G/A | Page 28 of 29 |
GPE VI GP (Delaware) Limited Partnership By: Advent International LLC, General Partner By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International LLC By: Advent International Corporation, Manager By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent International Corporation By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent-TransUnion Acquisition Limited Partnership By: Advent-TransUnion GP LLC, General Partner By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
Advent-TransUnion GP LLC By: Richard Terranova, Authorized Signatory |
/s/ Richard Terranova |
Signature |
CUSIP No. 89400J107 | 13G/A | Page 29 of 29 |
Exhibit 2
Funds and Entities Associated with Advent International Corporation
Advent International Corporation
Advent International LLC
Advent-TransUnion Acquisition Limited Partnership
Advent-TransUnion GP LLC
GPE VI GP Limited Partnership
GPE VI GP (Delaware) Limited Partnership
Advent Partners GPE VI 2008 Limited Partnership
Advent Partners GPE VI 2009 Limited Partnership
Advent Partners GPE VI 2010 Limited Partnership
Advent Partners GPE VI-A 2010 Limited Partnership
Advent Partners GPE VI-A Limited Partnership
Advent International GPE VI Limited Partnership
Advent International GPE VI-A Limited Partnership
Advent International GPE VI-B Limited Partnership
Advent International GPE VI-C Limited Partnership
Advent International GPE VI-D Limited Partnership
Advent International GPE VI-E Limited Partnership
Advent International GPE VI-F Limited Partnership
Advent International GPE VI-G Limited Partnership
Amended and Restated Major Stockholders Agreement
Advent-TransUnion Acquisition Limited Partnership is a party to that certain Amended and Restated Major Stockholders Agreement, dated as of June 23, 2015 (the Stockholders Agreement), by and among each of GS Capital Partners VI Fund, L.P., GS Capital Partners VI Parallel, L.P. and SpartanShield Holdings (collectively, the GS Entities), and the Issuer and Advent-TransUnion Acquisition Limited Partnership.
Under the Stockholders Agreement, Advent-TransUnion Acquisition Limited Partnership has the right to designate two of the Issuers directors and the GS Entities have the right to designate two of the Issuers directors. The Stockholders Agreement requires the parties thereto to vote their shares of the Issuers common stock for the directors that are designated in accordance with the provisions of the Stockholders Agreement. The Stockholders Agreement also contains certain provisions regarding proposed sales of the Issuers common stock, transfer restrictions with respect to the shares of the Issuers common stock and registration rights. By virtue of being a party to the Stockholders Agreement, each of Advent-TransUnion Acquisition Limited Partnership and the other the Reporting Persons on this Schedule 13G may be deemed to be members of a group, as defined in Rule 13d-5 of the Securities Exchange Act of 1934, as amended (the Exchange Act), with the GS Entities. Pursuant to such definition, each of Advent-TransUnion Acquisition Limited Partnership and the other Reporting Persons and the GS Entities may be deemed to beneficially own the shares of the Issuers common stock beneficially owned by each other solely for such purposes. The GS Entities have advised the Reporting Persons that they are the beneficial owner of an aggregate of 37,457,759 shares of the Issuers common stock, or 20.5% of the outstanding shares of the Issuers common stock. The aggregate number of shares of the Issuers common stock beneficially owned collectively by the Reporting Persons and the GS Entities is therefore 92,968,100, which represents approximately 50.8% of the outstanding shares of the Issuers common stock.
The share ownership reported for Advent-TransUnion Acquisition Limited Partnership and the other Reporting Persons on this Schedule 13G does not include any shares of the Issuers common stock owned by the GS Entities, and each of Advent-TransUnion Acquisition Limited Partnership and the other Reporting Persons on this Schedule 13G disclaims beneficial ownership of any shares of the Issuers common stock owned by the GS Entities.