Filing Details
- Accession Number:
- 0001104659-17-008244
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-10 18:14:53
- Filed By:
- Catalyst Investors Qp Ii Lp
- Company:
- Mindbody Inc.
- Filing Date:
- 2017-02-13
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Catalyst Investors QP II | 0 | 0 | 0 | 0 | 0 | 0.0% |
Catalyst Investors II | 0 | 0 | 0 | 0 | 0 | 0.0% |
Catalyst Investors Partners II | 0 | 0 | 0 | 0 | 0 | 0.0% |
Catalyst Investors Partners | 0 | 0 | 0 | 0 | 0 | 0.0% |
| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Mindbody, Inc.
(Name of Issuer)
Class B Common Stock
(Title of Class of Securities)
60255W105
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 60255W105 | |||||
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| 1. | Name of Reporting Persons | |||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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| (a) | o | ||
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| (b) | x* | ||
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| 3. | SEC Use Only | |||
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| 4. | Citizenship or Place of Organization | |||
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Number of | 5. | Sole Voting Power | |||
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6. | Shared Voting Power | ||||
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7. | Sole Dispositive Power | ||||
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8. | Shared Dispositive Power | ||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||
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| 12. | Type of Reporting Person (See Instructions) | |||
* This Schedule 13G is filed by Catalyst Investors QP II, L.P. (Fund QP II), Catalyst Investors II, L.P. (Fund II), Catalyst Investors Partners II, L.P. (CIP II), Catalyst Investors Partners, L.L.C. (CIP LLC), (Fund QP II, Fund II, CIP II, and CIP LLC, collectively being the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
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CUSIP No. 60255W105 | |||||
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| 1. | Name of Reporting Persons | |||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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| (a) | o | ||
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| (b) | x* | ||
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| 3. | SEC Use Only | |||
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| 4. | Citizenship or Place of Organization | |||
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Number of | 5. | Sole Voting Power | |||
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6. | Shared Voting Power | ||||
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7. | Sole Dispositive Power | ||||
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8. | Shared Dispositive Power | ||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||
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| 12. | Type of Reporting Person (See Instructions) | |||
* This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
3
CUSIP No. 60255W105 | |||||
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| 1. | Name of Reporting Persons | |||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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| (a) | o | ||
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| (b) | x* | ||
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| 3. | SEC Use Only | |||
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| 4. | Citizenship or Place of Organization | |||
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Number of | 5. | Sole Voting Power | |||
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6. | Shared Voting Power | ||||
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7. | Sole Dispositive Power | ||||
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8. | Shared Dispositive Power | ||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||
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| 12. | Type of Reporting Person (See Instructions) | |||
* This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
4
CUSIP No. 60255W105 | |||||
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| 1. | Name of Reporting Persons | |||
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| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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| (a) | o | ||
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| (b) | x* | ||
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| 3. | SEC Use Only | |||
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| 4. | Citizenship or Place of Organization | |||
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Number of | 5. | Sole Voting Power | |||
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6. | Shared Voting Power | ||||
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7. | Sole Dispositive Power | ||||
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8. | Shared Dispositive Power | ||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||
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| 12. | Type of Reporting Person (See Instructions) | |||
* This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
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Item 1. | ||
| (a) | Name of Issuer |
| (b) | Address of Issuers Principal Executive Offices Suite 220 San Luis Obispo, CA 93401 |
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Item 2. | ||
| (a) | Name of Person Filing Catalyst Investors II, L.P. Catalyst Investors Partners II, L.P. Catalyst Investors Partners, L.L.C. |
| (b) | Address of Principal Business Office or, if none, Residence |
| (c) | Citizenship |
| (d) | Title of Class of Securities |
| (e) | CUSIP Number |
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Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | |
| Not applicable |
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Item 4. | Ownership |
(a) Amount beneficially owned as of December 31, 2016
Beneficial Owner |
| Shares |
| Percent of Class |
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Catalyst Investors QP II, L.P. (1) |
| 0 |
| 0.0 | % |
Catalyst Investors II, L.P. (1) |
| 0 |
| 0.0 | % |
Catalyst Investors Partners II, L.P. (1) |
| 0 |
| 0.0 | % |
Catalyst Investors Partners, L.L.C. (1) |
| 0 |
| 0.0 | % |
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
Catalyst Investors QP II, L.P. |
| 0 |
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Catalyst Investors II, L.P. |
| 0 |
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Catalyst Investors Partners II, L.P. |
| 0 |
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Catalyst Investors Partners, L.L.C. |
| 0 |
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(ii) Shared power to vote or to direct the vote
Catalyst Investors QP II, L.P. |
| 0 |
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Catalyst Investors II, L.P. |
| 0 |
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Catalyst Investors Partners II, L.P. |
| 0 |
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Catalyst Investors Partners, L.L.C. |
| 0 |
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(iii) Sole power to dispose or to direct the disposition of
Catalyst Investors QP II, L.P. |
| 0 |
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Catalyst Investors II, L.P. |
| 0 |
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Catalyst Investors Partners II, L.P. |
| 0 |
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Catalyst Investors Partners, L.L.C. |
| 0 |
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(iv) Shared power to dispose or to direct the disposition of
Catalyst Investors QP II, L.P. |
| 0 |
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Catalyst Investors II, L.P. |
| 0 |
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Catalyst Investors Partners II, L.P. |
| 0 |
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Catalyst Investors Partners, L.L.C. |
| 0 |
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(1) CIP II is the general partner of each of Fund QP II and Fund II (collectively, the Catalyst Entities), has voting and investment control over the shares owned by the Catalyst Entities and may be deemed to own beneficially the shares held by the Catalyst Entities. CIP II owns no securities of the Issuer directly. CIP LLC is the general partner of CIP II, has voting and dispositive power over the shares held by the Catalyst Entities and may be deemed to own beneficially the shares held by the Catalyst Entities. CIP LLC owns no securities of the Issuer directly. The Managing Member may be deemed to own beneficially the shares held by the Catalyst Entities, and own no securities of the Issuer directly.
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Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x. | |
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
| Not Applicable |
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
| Not Applicable |
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Item 8. | Identification and Classification of Members of the Group |
| Not Applicable |
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Item 9. | Notice of Dissolution of a Group |
| Not Applicable |
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Item 10. | Certification |
| Not Applicable |
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 10, 2017
CATALYST INVESTORS QP II, L.P. |
| CATALYST INVESTORS II, L.P. | ||
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By: | Catalyst Investors Partners II, L.P. |
| By: | Catalyst Investors Partners II, L.P. |
Its: | General Partner |
| Its: | General Partner |
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By: | Catalyst Investors Partners, L.L.C. |
| By: | Catalyst Investors Partners, L.L.C. |
Its: | General Partner |
| Its: | General Partner |
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By: | /s/ Brian A. Rich |
| By: | /s/ Brian A. Rich |
| Name: Brian A. Rich |
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| Name: Brian A. Rich |
| Title: Managing Member |
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| Title: Managing Member |
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CATALYST INVESTORS PARTNERS II, L.P. |
| CATALYST INVESTORS PARTNERS, L.L.C. | ||
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By: | Catalyst Investors Partners, L.L.C. |
| By: | /s/ Brian A. Rich |
Its: | General Partner |
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| Name: Brian A. Rich |
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| Title: Managing Member | |
By: | /s/ Brian A. Rich |
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| Name: Brian A. Rich |
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| Title: Managing Member |
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EXHIBITS
A: Joint Filing Agreement
9
EXHIBIT A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Mindbody, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.
In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 10th day of February, 2017.
CATALYST INVESTORS QP II, L.P. |
| CATALYST INVESTORS II, L.P. | ||
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By: | Catalyst Investors Partners II, L.P. |
| By: | Catalyst Investors Partners II, L.P. |
Its: | General Partner |
| Its: | General Partner |
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By: | Catalyst Investors Partners, L.L.C. |
| By: | Catalyst Investors Partners, L.L.C. |
Its: | General Partner |
| Its: | General Partner |
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By: | /s/ Brian A. Rich |
| By: | /s/ Brian A. Rich |
| Name: Brian A. Rich |
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| Name: Brian A. Rich |
| Title: Managing Member |
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| Title: Managing Member |
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CATALYST INVESTORS PARTNERS II, L.P. |
| CATALYST INVESTORS PARTNERS, L.L.C. | ||
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By: | Catalyst Investors Partners, L.L.C. |
| By: | /s/ Brian A. Rich |
Its: | General Partner |
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| Name: Brian A. Rich |
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| Title: Managing Member | |
By: | /s/ Brian A. Rich |
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| Name: Brian A. Rich |
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| Title: Managing Member |
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