Filing Details
- Accession Number:
- 0001654954-17-000954
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-10 17:25:06
- Filed By:
- Honig Barry C
- Company:
- Chromadex Corp. (NASDAQ:CDXC)
- Filing Date:
- 2017-02-10
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Barry Honig | 1,800,418 | 608,894 | 1,800,418 | 608,894 | 2,409,312 | 6.35% |
Filing
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
Amendment No. 4
To
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT
TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE 13d-2(b)
CHROMADEX CORPORATION
(Name
of Issuer)
COMMON STOCK, PAR VALUE $0.001 PER SHARE
(Title
of Class of Securities)
171077407
(CUSIP Number)
Copy
to:
Barry
Honig
555
South Federal Highway #450
Boca Raton, FL 33432
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
December 31, 2016
(Date
of Event Which Requires Filing of This Statement)
Check
the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ]
Rule 13d-1(b)
[ x]
Rule 13d-1(c)
[ ]
Rule 13d-1(d)
| CUSIP
No. 171077407 |
| 1 | NAME OF
REPORTING PERSONS S.S. OR
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES
ONLY) Barry
Honig |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a)
☐
(b) ☐ |
| 3 | SEC USE
ONLY |
| 4 | CITIZENSHIP OR
PLACE OF ORGANIZATION United
States |
| NUMBER
OF SHARES | 5 | SOLE
VOTING POWER 1,800,418 |
| BENEFICIALLY OWNED
BY | 6 | SHARED
VOTING POWER 608,894(1) |
| EACH REPORTING | 7 | SOLE
DISPOSITIVE POWER 1,800,418 |
| PERSON WITH | 8 | SHARED
DISPOSITIVE POWER 608,894(1) |
| 9 | AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,409,312(2) |
| 10 | CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE
INSTRUCTIONS) |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.35%
(Based on 37,904,534 shares outstanding as of November 9,
2016) |
| 12 | TYPE OF
REPORTING PERSON* IN |
(1)
Represents 608,894 shares
of common stock held by GRQ Consultants, Inc. Roth 401K FBO Renee
Honig (“Renee 401K”). Barry Honig’s
spouse, Renee Honig, is trustee of Renee 401K. The foregoing
is reflective of the Issuer’s reverse stock split on a 1 for
3 basis, effective April 13, 2016.
(2)
Represents (i)
1,800,418 shares of common stock held by Barry Honig and (ii)
608,894 shares of common stock held by Renee 401K. Excludes (i)
68,888 shares of common stock underlying warrants held by
GRQ
Consultants, Inc. 401K (“401K”) and (ii) 68,889
shares of common stock underlying warrants held by GRQ Consultants, Inc. Roth
401K FBO Barry Honig (“Roth 401K”), both of
which contain a 4.99% beneficial ownership blocker. Barry Honig is the
trustee of both 401K and Roth 401K and in such capacity has voting
and dispositive power over the securities held by such entities.
The foregoing
is reflective of the Issuer’s reverse stock split on a 1 for
3 basis, effective April 13, 2016.
Item
1(a). Name
of Issuer:
Chromadex
Corporation, a Delaware corporation
(“Issuer”)
Item
1(b). Address
of Issuer's Principal Executive Offices:
10005 Muirlands Boulevard, Suite G, Irvine, California
92618
Item
2(a). Name
of Person Filing.
The
statement is filed on behalf of Barry Honig (“the
“Reporting Person”).
Item
2(b). Address
of Principal Business Office or, if None, Residence.
555
South Federal Highway #450, Boca Raton, FL 33432
Item
2(c). Citizenship.
Barry
Honig is a citizen of the United States.
Item
2(d). Title
of Class of Securities.
Common
Stock, par value $0.001 per share.
Item
2(e). CUSIP
Number.
171077407
Item
3.
Type of Person
Not
applicable.
Item
4.
Ownership.
(a) Amount
beneficially owned: 2,409,312(1)
(b)
Percent of class: 6.35% (Based on 37,904,534 shares
outstanding as of November 9, 2016)
(c)
Number of shares as to which the person has:
(i)
Sole power to vote or to direct the vote: 1,800,418
(ii)
Shared power to vote or to direct the vote: 608,894(2)
(iii)
Sole power to dispose or to direct the disposition of:
1,800,418
(iv)
Shared power to dispose or to direct the disposition of:
608,894(2)
__________________________________
(1)
Represents (i) 1,800,418 shares of common stock held by Barry Honig
and (ii) 608,894 shares of common stock held by Renee 401K.
Excludes (i) 68,888 shares of common stock underlying warrants held
by 401K and (ii) 68,889 shares of common stock underlying warrants
held by Roth 401K, both of which contain a 4.99% beneficial
ownership blocker. Barry Honig is the trustee of both 401K and Roth
401K and in such capacity has voting and dispositive power over the
securities held by such entities. The foregoing is reflective of
the Issuer’s reverse stock split on a 1 for 3 basis,
effective April 13, 2016.
(2)
Represents 608,894 shares
of common stock held by Renee 401K. Barry Honig’s
spouse, Renee Honig, is trustee of Renee 401K. The foregoing
is reflective of the Issuer’s reverse stock split on a 1 for
3 basis, effective April 13, 2016.
Item
5.
Ownership of Five Percent or Less of a Class.
Not
applicable.
Item
6.
Ownership of More than Five Percent on Behalf of Another
Person.
Not
applicable.
Item 7.
Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported by the Parent Holding
Company.
Not
applicable.
Item
8. Identification
and Classification of Members of the Group.
Not
applicable.
Item
9.
Notice of Dissolution of Group.
Not
applicable.
Item
10. Certifications.
By
signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
| | | | |
| Date:
February 10, 2017 | By: | /s/ Barry
Honig | |
| | | Barry
Honig | |
| | | | |
| | | | |