Filing Details
- Accession Number:
- 0001104659-17-008210
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-10 16:32:37
- Filed By:
- Kkr Millennium Fund L.p.
- Company:
- Nuvectra Corp
- Filing Date:
- 2017-02-10
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Accellent Holdings | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Millennium Fund | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Associates Millennium | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Millennium GP | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Fund Holdings | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Fund Holdings GP Limited | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Group Holdings | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Group Limited | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Co | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
KKR Management | 982,237 | 0 | 982,237 | 0 | 982,237 | 9.5% |
Henry R. Kravis | 0 | 982,237 | 0 | 982,237 | 982,237 | 9.5% |
George R. Roberts | 0 | 982,237 | 0 | 982,237 | 982,237 | 9.5% |
| UNITED STATES |
|
| SECURITIES AND EXCHANGE COMMISSION |
|
| Washington, D.C. 20549 |
|
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Nuvectra Corporation
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
67075N108
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 67075N108 | |||||
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| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
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| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| (11) | Percent of Class Represented by Amount in Row (9) | |||
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| (12) | Type of Reporting Person (See Instructions) | |||
2
CUSIP No. 67075N108 | |||||
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| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
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| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| (11) | Percent of Class Represented by Amount in Row (9) | |||
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| (12) | Type of Reporting Person (See Instructions) | |||
3
CUSIP No. 67075N108 | |||||
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| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
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| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| (11) | Percent of Class Represented by Amount in Row (9) | |||
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| (12) | Type of Reporting Person (See Instructions) | |||
4
CUSIP No. 67075N108 | |||||
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| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
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| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| (11) | Percent of Class Represented by Amount in Row (9) | |||
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| (12) | Type of Reporting Person (See Instructions) | |||
5
CUSIP No. 67075N108 | |||||
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| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
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| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| (11) | Percent of Class Represented by Amount in Row (9) | |||
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| (12) | Type of Reporting Person (See Instructions) | |||
6
CUSIP No. 67075N108 | |||||
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| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| (11) | Percent of Class Represented by Amount in Row (9) | |||
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| (12) | Type of Reporting Person (See Instructions) | |||
7
CUSIP No. 67075N108 | |||||
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| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| (11) | Percent of Class Represented by Amount in Row (9) | |||
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| (12) | Type of Reporting Person (See Instructions) | |||
8
CUSIP No. 67075N108 | |||||
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| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
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| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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| (11) | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| (12) | Type of Reporting Person (See Instructions) | |||
9
CUSIP No. 67075N108 | |||||
| |||||
| (1) | Name of Reporting Person | |||
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| (2) | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
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| (4) | Citizenship or Place of Organization | |||
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
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| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
| |||||
| (11) | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| (12) | Type of Reporting Person (See Instructions) | |||
10
CUSIP No. 67075N108 | |||||
| |||||
| (1) | Name of Reporting Person | |||
| |||||
| (2) | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
| |||||
| (4) | Citizenship or Place of Organization | |||
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|
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Number of | (5) | Sole Voting Power | |||
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(6) | Shared Voting Power | ||||
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(7) | Sole Dispositive Power | ||||
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(8) | Shared Dispositive Power | ||||
| |||||
| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
| |||||
| (11) | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| (12) | Type of Reporting Person (See Instructions) | |||
11
CUSIP No. 67075N108 | |||||
| |||||
| (1) | Name of Reporting Person | |||
| |||||
| (2) | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
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| (b) | o | ||
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| (3) | SEC Use Only | |||
| |||||
| (4) | Citizenship or Place of Organization | |||
|
|
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Number of | (5) | Sole Voting Power | |||
| |||||
(6) | Shared Voting Power | ||||
| |||||
(7) | Sole Dispositive Power | ||||
| |||||
(8) | Shared Dispositive Power | ||||
| |||||
| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
| |||||
| (11) | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| (12) | Type of Reporting Person (See Instructions) | |||
12
CUSIP No. 67075N108 | |||||
| |||||
| (1) | Name of Reporting Person | |||
| |||||
| (2) | Check the Appropriate Box if a Member of a Group | |||
|
| (a) | o | ||
|
| (b) | o | ||
| |||||
| (3) | SEC Use Only | |||
| |||||
| (4) | Citizenship or Place of Organization | |||
|
|
| |||
Number of | (5) | Sole Voting Power | |||
| |||||
(6) | Shared Voting Power | ||||
| |||||
(7) | Sole Dispositive Power | ||||
| |||||
(8) | Shared Dispositive Power | ||||
| |||||
| (9) | Aggregate Amount Beneficially Owned by Each Reporting Person | |||
| |||||
| (10) | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
| |||||
| (11) | Percent of Class Represented by Amount in Row (9) | |||
| |||||
| (12) | Type of Reporting Person (See Instructions) | |||
13
STATEMENT ON SCHEDULE 13G
Pursuant to Rule 13d-1(d) under the Securities Exchange Act of 1934, as amended (the Act), each of the persons listed below under Item 2 (each a Reporting Person, and collectively the Reporting Persons), have agreed to file one statement with respect to their beneficial ownership of Common Stock, $0.001 par value (Common Stock), of Nuvectra Corporation (the Issuer).
Item 1. | ||
| (a) | Name of Issuer. Nuvectra Corporation |
| (b) | Address of Issuers Principal Executive Offices. 5830 Granite Parkway Suite 1100 Plano, Texas 75024 |
| ||
Item 2. | ||
| (a) | Name of Persons Filing. Accellent Holdings LLC KKR Millennium Fund L.P. KKR Associates Millennium L.P. KKR Millennium GP LLC KKR Fund Holdings L.P. KKR Fund Holdings GP Limited KKR Group Holdings L.P. KKR Group Limited KKR & Co. L.P. KKR Management LLC Henry R. Kravis George R. Roberts |
| (b) | Address of Principal Business Office, or, if none, Residence. The principal business office for all persons filing (other than George R. Roberts) is:
c/o Kohlberg Kravis Roberts & Co. L.P. 9 West 57th Street, Suite 4200 New York, NY 10019
The principal business office for George R. Roberts is:
c/o Kohlberg Kravis Roberts & Co. L.P. 2800 Sand Hill Road, Suite 200 Menlo Park, CA 94025 |
| (c) | Citizenship. See Item 4 of each cover page. |
| (d) | Title of Class of Securities. Common Stock, par value $0.001 per share (Common Stock). |
| (e) | CUSIP Number. |
| ||
Item 3. |
| |
|
| Not applicable. |
14
Item 4. | Ownership. | ||
| (a) | Accellent Holdings LLC holds 982,237 shares of Common Stock. Each of KKR Millennium Fund L.P. (as the managing member of Accellent Holdings LLC), KKR Associates Millennium L.P. (as the general partner of KKR Millennium Fund L.P.), KKR Millennium GP LLC (as the general partner of KKR Associates Millennium L.P.), KKR Fund Holdings L.P. (as the designated member of KKR Millennium GP LLC), KKR Fund Holdings GP Limited (as a general partner of KKR Fund Holdings L.P.), KKR Group Holdings L.P. (as a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited), KKR Group Limited (as the sole general partner of KKR Group Holdings L.P.), KKR & Co. L.P. (as the sole shareholder of KKR Group Limited), KKR Management LLC (as the sole general partner of KKR & Co. L.P.), and Henry R. Kravis and George R. Roberts (as the designated members of KKR Management LLC) may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by Accellent Holdings LLC, but each disclaims beneficial ownership of such shares. | |
| (b) | Percent of class: See Item 11 of each cover page. | |
| (c) | Number of shares as to which the person has: | |
|
| (i) | Sole power to vote or to direct the vote See Item 5 of each cover page. |
|
| (ii) | Shared power to vote or to direct the vote See Item 6 of each cover page. |
|
| (iii) | Sole power to dispose or to direct the disposition of See Item 7 of each cover page. |
|
| (iv) | Shared power to dispose or to direct the disposition of See Item 8 of each cover page. |
| |||
Item 5. | Ownership of Five Percent or Less of a Class: | ||
| Not applicable | ||
| |||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||
| See Item 4 above. To the best knowledge of the Reporting Persons, no one other than such reporting persons, the partners, members, affiliates or shareholders of such reporting persons and any other person listed in Item 4 has the right to receive or the power to direct the receipt of dividends from, or the proceeds, from, the sale of Common Stock. | ||
| |||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. | ||
| Not applicable. | ||
| |||
Item 8. | Identification and Classification of Members of the Group. | ||
| Not applicable. | ||
| |||
Item 9. | Notice of Dissolution of Group. | ||
| Not applicable. |
15
Item 10. | Certifications. |
| Not applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 10, 2017
ACCELLENT HOLDINGS LLC | ||
| ||
By: | KKR Millennium Fund L.P., its managing member |
|
|
|
|
By: | KKR Associates Millennium L.P., its general partner |
|
|
|
|
By: | KKR Millennium GP LLC, its general partner |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for Henry R. Kravis, Manager |
|
|
|
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for George R. Roberts, Manager |
|
|
|
|
| KKR MILLENNIUM FUND L.P. |
|
|
|
|
By: | KKR Associates Millennium L.P., its general partner |
|
|
|
|
By: | KKR Millennium GP LLC, its general partner |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for Henry R. Kravis, Manager |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for George R. Roberts, Manager |
|
|
|
|
|
|
|
| KKR ASSOCIATES MILLENNIUM L.P. |
|
|
|
|
By: | KKR Millennium GP LLC, its general partner |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for Henry R. Kravis, Manager |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for George R. Roberts, Manager |
|
|
|
|
|
|
|
| KKR MILLENNIUM GP LLC |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for Henry R. Kravis, Manager |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for George R. Roberts, Manager |
|
|
|
|
|
|
|
| KKR FUND HOLDINGS L.P. |
|
|
|
|
By: | KKR Group Holdings L.P., a general partner |
|
|
|
|
By: | KKR Group Limited, its general partner |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for William J. Janetschek, Director |
|
16
| KKR FUND HOLDINGS GP LIMITED |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for William J. Janetschek, Director |
|
|
|
|
|
|
|
| KKR GROUP HOLDINGS L.P. |
|
|
|
|
By: | KKR Group Limited, its general partner |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for William J. Janetschek, Director |
|
|
|
|
|
|
|
| KKR GROUP LIMITED |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for William J. Janetschek, Director |
|
|
|
|
|
|
|
| KKR & CO. L.P. |
|
|
|
|
By: | KKR Management LLC, general partner |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for William J. Janetschek, Chief Financial Officer |
|
|
|
|
|
|
|
| KKR MANAGEMENT LLC |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact for William J. Janetschek, Chief Financial Officer |
|
|
|
|
|
|
|
| HENRY R. KRAVIS |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact |
|
|
|
|
|
|
|
| GEORGE R. ROBERTS |
|
|
|
|
By: | /s/ Terence P. Gallagher |
|
| Name: Terence P. Gallagher |
|
| Title: Attorney-in-fact |
|
17
EXHIBIT INDEX
Exhibit |
| Title |
|
|
|
1 |
| Joint Filing Agreement, dated February 10, 2017 |
2 |
| Powers of Attorney |
18