Filing Details

	☐	Rule 13d-1(b)
	☒	Rule 13d-1(c)
	☐	Rule 13d-1(d)

 

 

 

 

 

 

 

 

 

Item 1.	(a)	NAME OF ISSUER
		Bats Global Markets, Inc. (the “Company”).
	(b)	ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
		8050 Marshall Drive, Suite 120 Lenexa, KS 66214
Item 2.	(a)	NAMES OF PERSONS FILING

This statement is being filed on behalf of each of the following persons (collectively, the “Reporting Persons”)

 

(i)

GA-GTCO Interholdco, LLC (“GA-GTCO Interholdco”);

(ii)

General Atlantic LLC (“GA LLC”);

(iii)

General Atlantic GenPar, L.P. (“GenPar”);

(iv)

General Atlantic Partners 83, L.P. (“GAP 83”);

(v)

General Atlantic Partners 93, L.P. (“GAP 93”);

(vi)

GA-GTCO US AIV, L.P. (“GA US AIV”);

(vii)

GA-GTCO AIV, L.P. (“GA AIV”);

(viii)

GAP-W, LLC (“GAP-W”);

(ix)

GAP Coinvestments III, LLC (“GAPCO III”);

(x)

GAP Coinvestments IV, LLC (“GAPCO IV”);

(xi)

GAP Coinvestments CDA, L.P. (“GAPCO CDA”); and

(xii)

GapStar, LLC (“GapStar”).

(b)

ADDRESS OF PRINCIPAL BUSINESS OFFICE

 

c/o General Atlantic Service Company, LLC

55 East 52nd Street, 32nd Floor

New York, NY 10055

 

  

(c)

CITIZENSHIP

 

	(i)	GA-GTCO Interholdco - Delaware
	(ii)	GA LLC - Delaware
	(iii)	GenPar - Delaware
	(iv)	GAP 83 - Delaware
	(v)	GAP 93 - Delaware
	(vi)	GA US AIV - Delaware
	(vii)	GA AIV - Delaware
	(viii)	GAP-W - Delaware
	(ix)	GAPCO III - Delaware
	(x)	GAPCO IV - Delaware
	(xi)	GAPCO CDA - Delaware
	(xii)	GapStar - Delaware

(d)

TITLE OF CLASS OF SECURITIES

 

Common Stock, par value $0.01 per share (the “Common Stock”).

 

(e)

CUSIP NUMBER

 

05491G109.

 

Item 3.

IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS:

 

Not applicable.

 

Item 4.

OWNERSHIP.

 

As of the date hereof, the Reporting Persons owned the following number of shares of Common Stock:

(i)	GA-GTCO Interholdco owned of record 8,863,252 shares or 9.4% of the issued and outstanding shares of Common Stock.
(ii)	GA LLC owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(iii)	GenPar owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(iv)	GAP 83 owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(v)	GAP 93 owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(vi)	GA US AIV owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(vii)	GA AIV owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(viii)	GAP-W owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(ix)	GAPCO III owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(x)	GAPCO IV owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(xi)	GAPCO CDA owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.
(xii)	GapStar owned of record no shares or 0.0% of the issued and outstanding shares of Common Stock.

 

The members of GA-GTCO Interholdco are GAP 83, GAP 93, GA US AIV, GA AIV, GAP-W, GAPCO III, GAPCO IV, GAPCO CDA and GapStar.   The general partner of GAP 83, GAP 93, GAP US AIV and GAP AIV is GenPar. GenPar is also the manager of GAP-W.  The general partner of GenPar is GA LLC.  GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA.  As of December 31, 2016, there are 24 managing directors of GA LLC (the “GA Managing Directors”), as set forth on Schedule A hereto.  Certain GA Managing Directors are the members of GapStar.  The present principal occupation or employment of each of the GA Managing Directors is as a managing director of GA LLC. Each of the Managing Directors of GA LLC disclaims ownership of the shares of Common Stock except to the extent he has a pecuniary interest therein.  The name, the business address and the citizenship of each of the Managing Directors of GA LLC is attached hereto as Schedule A and is hereby incorporated by reference.

Amount Beneficially Owned:

By virtue of the relationship described above, each of the Reporting Persons may be deemed to beneficially own 8,863,252 shares of Common Stock.

Percentage Owned:

All calculations of percentage ownership herein are based on an aggregate of 94,132,195 shares of Common Stock outstanding as of December 9, 2016 as reported in the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on January 17, 2017.

Number of Common Stock as to Which Such Person Has Sole/Shared Power to Vote or to Direct the Vote and Sole/Shared Power to Dispose or to Direct the Disposition of:

 

(i)	Each of the Reporting Persons may be deemed to have the sole power to direct the voting and dispositions of the shares of Common Stock as indicated on such Reporting Person’s cover page included herein.

(ii)	Each of the Reporting Persons may be deemed to share the power to direct the voting and dispositions of the 8,863,252 shares of Common Stock that may be deemed to be owned beneficially by each of them.

Item 5.

OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

Not applicable.

Item 6.

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

Not applicable.

 

Item 7.

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

Not applicable.

 

Item 8.

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

See Item 4, which states the identity of the members of the group filing this Schedule 13G.

 

Item 9.

NOTICE OF DISSOLUTION OF GROUP

Not applicable.

 

Item 10.

CERTIFICATION

By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated as of February 10, 2017

Exhibit 1.

Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (previously filed).

 

 

 

 

 

GA Managing Directors

Name	Business Address	Citizenship
Steven A. Denning (Chairman)	600 Steamboat Road Greenwich, Connecticut 06830	United States
William E. Ford (Chief Executive Officer)	55 East 52nd Street 32nd Floor New York, New York 10055	United States
J. Frank Brown (Chief Operating Officer)	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Thomas J. Murphy (Chief Financial Officer)	600 Steamboat Road Greenwich, Connecticut 06830	United States
John D. Bernstein	23 Savile Row London W1S 2ET United Kingdom	United Kingdom
Gabriel Caillaux	23 Savile Row London W1S 2ET United Kingdom	France
Andrew Crawford	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Alex Crisses	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Mark F. Dzialga	600 Steamboat Road Greenwich, Connecticut 06830	United States
Martin Escobari	Rua Dr. Renato Paes de Barros, 1017 15Ú andar 04530-001 Sao Paulo, Brazil	Bolivia and Brazil

Name	Business Address	Citizenship
David C. Hodgson	55 East 52nd Street 32nd Floor New York, New York 10055	United States
René M. Kern	55 East 52nd Street 32nd Floor New York, New York 10055	United States and Germany
Jonathan C. Korngold	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Christopher G. Lanning	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Anton J. Levy	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Sandeep Naik	Level 19, Birla Aurora Dr. Annie Besant Road Worli, Mumbai 400 030 India	United States
Joern Nikolay	Maximilianstrasse 35b 80539 Munich Germany	Germany

Name	Business Address	Citizenship
Andrew C. Pearson	600 Steamboat Road Greenwich, Connecticut 06830	United States
Brett B. Rochkind	228 Hamilton Ave. Palo Alto, CA 94301	United States
David A. Rosenstein	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Graves Tompkins	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Robbert Vorhoff	55 East 52nd Street 32nd Floor New York, New York 10055	United States
Ke Wei	Suite 1704, 17/F Alexandra House 18 Chater Road Central, Hong Kong China	PRC
Chi Eric Zhang	Suite 1704, 17/F Alexandra House 18 Chater Road Central, Hong Kong China	Hong Kong SAR

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