Filing Details
- Accession Number:
- 0001654954-17-000936
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-10 14:31:55
- Filed By:
- Manning Frank Blase
- Company:
- Minim Inc. (NASDAQ:MINM)
- Filing Date:
- 2017-02-10
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Frank Blase Manning | 1,609,062 | 0 | 1,609,062 | 0 | 1,609,062 | 10.72% |
Filing
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(Amendment No.
9)
Under the
Securities Exchange Act of 1934
| | ZOOM TELEPHONICS, INC | |
| | (Name of
Issuer) | |
| | | |
| | Common Stock | |
| | (Title of Class of
Securities) | |
| | | |
| | 98978K107 | |
| | (CUSIP
Number) | |
| | | |
| | December 31, 2016 | |
| | (Date of Event
Which Requires Filing of this Statement) | |
| | | |
Check the
appropriate box to designate the rule pursuant to which
this Schedule is filed
| ☐ | Rule
13d-1(b) |
| ☐ | Rule
13d-1(c) |
| ☑ | Rule
13d-1(d) |
The remainder of
this cover page shall be filled out for a reporting person's initial
filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover
page.
The information
required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions
of the Act (however,
see the Notes).
CUSIP
No.98978K107
| 1. | Names of Reporting
Persons. I.R.S.
Identification Nos. of above persons (entities only). Frank Blase Manning | ||
| 2. | Check the
Appropriate Box if a Member of a Group (See
Instructions) (a) ☐ (b) ☐ | ||
| 3. | SEC Use
Only | ||
| 4. | Citizenship of
Place of Organization United States | ||
| Number of
Shares Beneficially Owned by
Each Reporting
Person With | 5. | Sole Voting
Power 1,609,062 (includes
206,250 shares issuable upon exercise of options which are
exercisable within 60 days of December 31,
2016) | |
| 6. | Shared Voting
Power 0 | ||
| 7. | Sole Dispositive
Power 1,609,062 (includes
206,250 shares issuable upon exercise of options which are
exercisable within 60 days of December 31,
2016) | ||
| 8. | Shared Dispositive
Power 0 | ||
| 9. | Aggregate Amount
Beneficially Owned by each Reporting Person 1,609,062
(includes 206,250 shares issuable upon exercise of options which
are exercisable within 60 days of December 31,
2016) | ||
| 10. | Check if the
Aggregate Amount in Row (9) Excludes Certain Shares
☐ | ||
| 11. | Percent of Class
Represented by Amount in Row 9 10.72% (Based on
14,801,540 shares issued and outstanding as of February 09, 2017,
plus the shares issuable upon the exercise of the options
referenced above. | ||
| 12. | Type of Reporting
Person (See Instructions) IN | ||
CUSIP
No.98978K107
Item
1(a). Name of Issuer:
Zoom
Telephonics, Inc.
Item
1(b). Address of Issuerís Principal Executive
Offices:
99 High
Street, Boston, Massachusetts 02110
Item
2(a). Name of Person Filing:
Frank
Blase Manning
Item
2(b). Address of Principal Business Office or, if none,
Residence:
99
High, Street Boston, Massachusetts 02110
Item
2(c). Citizenship:
United
States
Item
2(d). Title of Class of Securities:
Common
Stock, par value $.01 per share
Item
2(e). CUSIP Number:
98978K107
CUSIP
No.98978K107
ITEM
3: IF THIS STATEMENT IS FILED PURSUANT TO
§§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE
PERSON FILING IS A:
| | (a) | ☐ | Broker or
dealer registered under section 15 of the Act (15 U.S.C.
78o); |
| | | | |
| | (b) | ☐ | Bank as
defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| | | | |
| | (c) | ☐ | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c); |
| | | | |
| | (d) | ☐ | Investment
company registered under section 8 of the Investment Company Act of
1940 (15 U.S.C 80a-8); |
| | | | |
| | (e) | ☐ | An investment
adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
| | | | |
| | (f) | ☐ | An employee
benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
| | | | |
| | (g) | ☐ | A parent
holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
| | | | |
| | (h) | ☐ | A savings
associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
| | | | |
| | (i) | ☐ | A church plan
that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3); |
| | | | |
| | (j) | ☐ | A non-U.S.
institution, in accordance with
§240.13d-1(b)(1)(ii)(J); |
| | | | |
| | (k) | ☐ | Group, in
accordance with §240.13d-1(b)(1)(ii)(K). |
| | | | If filing as
a non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J), please specify the type of
institution: ___________________________. |
Item
4. Ownership
(a)
Amount beneficially
owned: 1,609,062 shares of Common Stock, includes 206,250 shares
issuable upon exercise of options which are exercisable within 60
days of December 31, 2016
(b)
Percent of class:
10.72% (Based on 14,801,540 shares issued and outstanding as of
February 09, 2017, plus the shares issuable upon the exercise of
the options referenced above.)
(c)
Number of shares as
to which the person has:
(i)
Sole power to vote
or to direct the vote: 1,609,062 shares of Common Stock (includes
206,250 shares issuable upon exercise of options which are
exercisable within 60 days of December 31, 2016)
(ii)
Shared power to
vote or to direct the vote: 0
(iii)
Sole power to
dispose or to direct the disposition of: 1,609,062 shares of Common
Stock (includes 206,250 shares issuable upon exercise of options
which are exercisable within 60 days of December 31,
2016)
(iv)
Shared power to
dispose or to direct the disposition of: 0
Item
5. Ownership of Five Percent or Less of a Class
N/A
Item
6. Ownership of More than Five Percent on Behalf of Another
Person
N/A
Item
7. Identification and Classification of the Subsidiary which
Acquired the Security being Reported on by the Parent Holding
Company or Control Person
N/A
Item
8. Identification and Classification of Members of a
Group
N/A
Item
9. Notice of Dissolution of Group
N/A
Item
10. Certification
N/A
CUSIP
No.98978K107
SIGNATURE
After reasonable
inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
| | | | |
| | | | |
| Dated: February 10,
2017 | By: | /s/Frank B. Manning | |
| | | Frank B. Manning | |
| | | | |