Filing Details

  

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

Amendment No. 4

To

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2(b)

 

PULMATRIX, INC.

 (Name of Issuer)

 

COMMON STOCK, PAR VALUE $0.0001 PER SHARE

(Title of Class of Securities)

 

74584P103

(CUSIP Number)

 

December 31, 2016

(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

[  ] Rule 13d-1(b)

[X] Rule 13d-1(c)

[  ] Rule 13d-1(d)

 

 

 

CUSIP No. 74584P103

 

1	NAME OF REPORTING PERSONS  S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)    Barry Honig
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*	(a) [  ] (b) [  ]
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION    United States

NUMBER OF SHARES	5	SOLE VOTING POWER    282,650
BENEFICIALLY OWNED BY	6	SHARED VOTING POWER    0
EACH REPORTING	7	SOLE DISPOSITIVE POWER    282,650
PERSON WITH	8	SHARED DISPOSITIVE POWER    0

9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    282,650
10	CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9    1.92% (Based on 14,701,564 shares of common stock outstanding as of November 2, 2016)
12	TYPE OF REPORTING PERSON*    IN

 

  

Item 1(a). Name of Issuer:

 

Pulmatrix, Inc., a Delaware corporation (“Issuer”)

 

Item 1(b). Address of Issuer's Principal Executive Offices:

 

99 Hayden Avenue, Suite 390

Lexington, MA 02421

 

Item 2(a). Name of Person Filing.

 

The statement is filed on behalf of Barry Honig (the “Reporting Person”).

 

Item 2(b). Address of Principal Business Office or, if None, Residence.

 

555 South Federal Highway #450, Boca Raton, FL 33432

 

Item 2(c). Citizenship.

 

The Reporting Person is a citizen of the United States.

 

Item 2(d). Title of Class of Securities.

 

Common Stock, par value $0.0001.

 

Item 2(e). CUSIP Number.

 

74584P103

 

Item 3. Type of Person

 

Not applicable.

 

Item 4. Ownership.

 

(a) Amount beneficially owned: 282,650

 

(b) Percent of class: 1.92% (Based on 14,701,564 shares of common stock outstanding as of November 2, 2016)

 

(c) Number of shares as to which the person has:

 

(i) Sole power to vote or to direct the vote: 282,650

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of: 282,650

(iv) Shared power to dispose or to direct the disposition of: 0

 

Item 5. Ownership of Five Percent or Less of a Class.

 

[X]

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company.

 

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9. Notice of Dissolution of Group.

 

Not applicable.

 

Item 10. Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 9, 2017	By:	/s/ Barry Honig
		Barry Honig