Filing Details
- Accession Number:
- 0001104659-17-007527
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-08 19:04:21
- Filed By:
- Highland Consumer Gp Gp Llc
- Company:
- Trupanion Inc. (NYSE:TRUP)
- Filing Date:
- 2017-02-09
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Highland Consumer GP GP | 0 | 0 | 0 | 0 | 0 | 0% |
Highland Consumer GP Limited Partnership | 0 | 0 | 0 | 0 | 0 | 0% |
Highland Consumer Fund I | 0 | 0 | 0 | 0 | 0 | 0% |
Highland Consumer Fund I-B | 0 | 0 | 0 | 0 | 0 | 0% |
Highland Consumer Entrepreneurs Fund I | 0 | 0 | 0 | 0 | 0 | 0% |
| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Trupanion, Inc.
(Name of Issuer)
Common Stock, $0.00001 par value
(Title of Class of Securities)
898202106
(CUSIP Number)
December 31, 2016
Date of Event Which Requires Filing of the Statement
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
o | Rule 13d-1(c) |
x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 898202106 | 13G |
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| 1. | Name of Reporting Person Highland Consumer GP GP LLC | |||||
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| 2. | Check the Appropriate Box if a Member of a Group | |||||
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| (a) | o | ||||
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| (b) | x | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person | |||||
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CUSIP No. 898202106 | 13G |
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| 1. | Name of Reporting Person Highland Consumer GP Limited Partnership | |||||
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| 2. | Check the Appropriate Box if a Member of a Group | |||||
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| (a) | o | ||||
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| (b) | x | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person | |||||
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CUSIP No. 898202106 | 13G |
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| 1. | Name of Reporting Person Highland Consumer Fund I LP | |||||
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| 2. | Check the Appropriate Box if a Member of a Group | |||||
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| (a) | o | ||||
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| (b) | x | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person | |||||
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CUSIP No. 898202106 | 13G |
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| 1. | Name of Reporting Person Highland Consumer Fund I-B LP | |||||
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| 2. | Check the Appropriate Box if a Member of a Group | |||||
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| (a) | o | ||||
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| (b) | x | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person | |||||
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CUSIP No. 898202106 | 13G |
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| 1. | Name of Reporting Person Highland Consumer Entrepreneurs Fund I LP | |||||
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| 2. | Check the Appropriate Box if a Member of a Group | |||||
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| (a) | o | ||||
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| (b) | x | ||||
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| 3. | SEC Use Only | |||||
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| 4. | Citizenship or Place of Organization | |||||
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Number of | 5. | Sole Voting Power | |||||
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6. | Shared Voting Power | ||||||
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7. | Sole Dispositive Power | ||||||
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8. | Shared Dispositive Power | ||||||
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| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
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| 11. | Percent of Class Represented by Amount in Row (9) | |||||
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| 12. | Type of Reporting Person | |||||
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CUSIP No. 898202106 | 13G |
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Item 1(a) |
| Name of Issuer | |||
Item 1(b) |
| Address of Issuers Principal Executive Offices | |||
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Item 2(a) |
| Name of Person Filing | |||
Item 2(b) |
| Address of Principal Business Office c/o Highland Consumer Partners Management Company LLC 20 William Street, Suite 115 Wellesley, Massachusetts 02481 | |||
Item 2(c) |
| Citizenship
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| Highland Consumer I |
| Delaware | |
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| Highland Consumer IB |
| Delaware | |
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| Highland Consumer Entrepreneurs |
| Delaware | |
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| HC LP |
| Delaware | |
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| HC LLC |
| Delaware | |
Item 2(d) |
| Title of Class of Securities | |||
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CUSIP No. 898202106 | 13G |
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Item 2(e) |
| CUSIP Number | ||||
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Item 3 | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | |||||
| Not applicable. | |||||
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Item 4 | Ownership | |||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||||||
For HC LLC: | ||||||
| (a) | Amount beneficially owned: 0 shares of Common Stock | ||||
| (b) | Percent of class: 0% | ||||
| (c) | Number of shares as to which such person has:
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| (i) | Sole power to vote or to direct the vote: 0 | |||
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| (ii) | Shared power to vote or to direct the vote: 0 | |||
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| (iii) | Sole power to dispose or to direct the disposition of: 0 | |||
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| (iv) | Shared power to dispose or to direct the disposition of: 0 | |||
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For HC LP: | ||||||
| (a) | Amount beneficially owned: 0 shares of Common Stock | ||||
| (b) | Percent of class: 0% | ||||
| (c) | Number of shares as to which such person has:
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| (i) | Sole power to vote or to direct the vote: 0 | |||
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| (ii) | Shared power to vote or to direct the vote: 0 | |||
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| (iii) | Sole power to dispose or to direct the disposition of: 0 | |||
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| (iv) | Shared power to dispose or to direct the disposition of: 0 |
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For Highland Consumer I: | |||
| (a) | Amount beneficially owned: 0 shares of Common Stock | |
| (b) | Percent of class: 0% | |
| (c) | Number of shares as to which such person has:
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| (i) | Sole power to vote or to direct the vote: 0 |
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| (ii) | Shared power to vote or to direct the vote: 0 |
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| (iii) | Sole power to dispose or to direct the disposition of: 0 |
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| (iv) | Shared power to dispose or to direct the disposition of: 0 |
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For Highland Consumer IB: | |||
| (a) | Amount beneficially owned: 0 shares of Common Stock | |
| (b) | Percent of class: 0% | |
| (c) | Number of shares as to which such person has:
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| (i) | Sole power to vote or to direct the vote: 0 |
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| (ii) | Shared power to vote or to direct the vote: 0 |
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| (iii) | Sole power to dispose or to direct the disposition of: 0 |
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| (iv) | Shared power to dispose or to direct the disposition of: 0 |
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For Highland Consumer Entrepreneurs: | |||
| (a) | Amount beneficially owned: 0 shares of Common Stock | |
| (b) | Percent of class: 0% | |
| (c) | Number of shares as to which such person has:
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| (i) | Sole power to vote or to direct the vote: 0 |
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| (ii) | Shared power to vote or to direct the vote: 0 |
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| (iii) | Sole power to dispose or to direct the disposition of: 0 |
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| (iv) | Shared power to dispose or to direct the disposition of: 0 |
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Item 5 | Ownership of Five Percent or Less of a Class | ||
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x. | ||
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Item 6 | Ownership of More than Five Percent on Behalf of Another Person | ||
| Not applicable. | ||
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Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | ||
| Not applicable. | ||
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Item 8 | Identification and Classification of Members of the Group | ||
| Not applicable. | ||
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Item 9 | Notice of Dissolution of Group | ||
| Not applicable. |
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CUSIP No. 898202106 | 13G |
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Item 10 | Certification |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. |
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
DATED: February 8, 2017
| Highland Consumer Fund I Limited Partnership | ||
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| By: | Highland Consumer GP Limited Partnership, its General Partner | |
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| By: | Highland Consumer GP GP LLC, its General Partner | |
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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| Highland Consumer Fund 1-B Limited Partnership | ||
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| By: | Highland Consumer GP Limited Partnership, its General Partner | |
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| By: | Highland Consumer GP GP LLC, its General Partner | |
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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| Highland Consumer Entrepreneurs Fund I, Limited Partnership | ||
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| By: | Highland Consumer GP Limited Partnership, its General Partner | |
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| By: | Highland Consumer GP GP LLC, its General Partner | |
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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| Highland Consumer GP Limited Partnership | ||
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| By: | Highland Consumer GP GP LLC, its General Partner | |
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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| Highland Consumer GP GP LLC | ||
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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CUSIP No. 898202106 |
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EXHIBIT I
JOINT FILING AGREEMENT
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Trupanion, Inc.
This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.
EXECUTED as of this 8th day of February, 2017.
| Highland Consumer Fund I Limited Partnership | ||
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| By: | Highland Consumer GP Limited Partnership, its General Partner | |
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| By: | Highland Consumer GP GP LLC, its General Partner | |
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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| Highland Consumer Fund 1-B Limited Partnership | ||
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| By: | Highland Consumer GP Limited Partnership, its General Partner | |
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| By: | Highland Consumer GP GP LLC, its General Partner | |
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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| Highland Consumer Entrepreneurs Fund I, Limited Partnership | ||
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| By: | Highland Consumer GP Limited Partnership, its General Partner | |
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| By: | Highland Consumer GP GP LLC, its General Partner | |
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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| Highland Consumer GP Limited Partnership | ||
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| By: | Highland Consumer GP GP LLC, its General Partner | |
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
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| Highland Consumer GP GP LLC | ||
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| By: | /s/ Peter Cornetta |
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| Managing General Partner |
14