Filing Details
- Accession Number:
- 0001193125-17-033504
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-07 18:22:34
- Filed By:
- Randolph Savings Bank Employee Stock Ownership Plan
- Company:
- Randolph Bancorp Inc.
- Filing Date:
- 2017-02-08
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Randolph Savings Bank Employee Stock Ownership Plan Trust | 469,498 | 0 | 469,498 | 0 | 469,498 | 8% |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Randolph Bancorp, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
752378109
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 752378109 |
| 1. | Names of Reporting Persons
Randolph Savings Bank Employee Stock Ownership Plan Trust | |||||
| 2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☒
| |||||
| 3. | SEC Use Only
| |||||
| 4. | Citizenship or Place of Organization
Massachusetts | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power
469,498 | ||||
| 6. | Shared Voting Power
0 | |||||
| 7. | Sole Dispositive Power
469,498 | |||||
| 8. | Shared Dispositive Power
0 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person
469,498 | |||||
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |||||
| 11. | Percent of Class Represented by Amount in Row (9)
8% of 5,868,726 shares outstanding as of December 31, 2016 | |||||
| 12. | Type of Reporting Person (See Instructions)
EP | |||||
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| Item 1. | ||||||
| (a) | Name of Issuer
Randolph Bancorp, Inc.
| |||||
| (b) | Address of Issuers Principal Executive Offices
10 Cabot Place Stoughton, MA 02072 | |||||
| Item 2. | ||||||
| (a) | Name of Person Filing
Randolph Savings Bank Employee Stock Ownership Plan Trust Trustee: Eastern Bank
| |||||
| (b) | Address of Principal Business Office or, if none, Residence
605 Broadway, LF 41 Saugus, MA 01906
| |||||
| (c) | Citizenship
Massachusetts
| |||||
| (d) | Title of Class of Securities
Common Stock, par value $0.01 per share
| |||||
| (e) | CUSIP Number
752378109
| |||||
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||
| (f) | ☒ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |||||
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| Item 4. | Ownership | |
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: See Page 2, Item 9.
(b) Percent of class: See Page 2, Item 11
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: See Page 2, Item 5
(ii) Shared power to vote or to direct the vote: See Page 2, Item 6
(iii) Sole power to dispose or to direct the disposition of: See Page 2, Item 7
(iv) Shared power to dispose or to direct the disposition of: See Page 2, Item 8
| ||
| Item 5. | Ownership of Five Percent or Less of a Class | |
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
| ||
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person | |
| Not applicable.
| ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | |
| Not applicable.
| ||
| Item 8. | Identification and Classification of Members of the Group | |
| Not applicable.
| ||
| Item 9. | Notice of Dissolution of Group | |
| Not applicable.
| ||
| Item 10. | Certification | |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. | ||
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
| Date: February 3, 2017 | RANDOLPH SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN TRUST | |||||
| By: | Eastern Bank, as Trustee | |||||
| By: | /s/ Charles P. Nelson, Jr., | |||||
| Name: Charles P. Nelson, Jr., VP | ||||||
| Title: Eastern Bank, TTEE | ||||||
| ATTENTION
|
| Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
|
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