Filing Details
- Accession Number:
- 0000733060-17-000013
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-07 15:19:02
- Filed By:
- Pioneer Global Asset Management Spa
- Company:
- Chinacache Intl Hldgs Ltd (NASDAQ:CCIH)
- Filing Date:
- 2017-02-07
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| Pioneer Global Asset Management S.p.A (PGAM) | 0 | 39,402,144 | 0 | 39,402,144 | 39,402,144 | 9.2% |
| Pioneer Asset Management SA (PAMSA) | 27,225,776 | 0 | 0 | 27,225,776 | 27,225,776 | 6.3% |
Filing
U.S. SECURITIES EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)
ChinaCache International Holdings Ltd.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
16950M107
(CUSIP Number)
December 31, 2016
Date of Event Which Requires Filing of this Statement
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
| 1) | Name of Reporting Person: Pioneer Global Asset Management S.p.A (PGAM) | ||
| 2) | Check the Appropriate Box if a Member of a Group (See Instructions) | (a) (b) | |
| 3) | SEC Use Only | ||
| 4) | Citizenship or Place of Organization | Italy | |
| Number of Shares Beneficially Owned by Each Reporting Person With | (5) Sole Voting Power | 0 | |
| (6) Shared Voting Power | 39,402,144 | ||
| [See Item 4 below] | |||
| (7) Sole Dispositive Power | 0 | ||
| (8) Shared Dispositive Power | 39,402,144 | ||
| [See Item 4 below] | |||
| 9) Aggregate Amount Beneficially Owned by Each Reporting Person | 39,402,144 | ||
| [See Item 4 below.] | |||
| 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |||
| [See instructions] | |||
| 11) Percent of Class Represented by Amount in Row (9) | 9.2% | ||
| 12) Type of Reporting Person (See Instructions) | FI | ||
| 1) | Name of Reporting Person: Pioneer Asset Management SA (PAMSA) | ||
| 2) | Check the Appropriate Box if a Member of a Group (See Instructions) | (a) (b) | |
| 3) | SEC Use Only | ||
| 4) | Citizenship or Place of Organization | Delaware | |
| Number of Shares Beneficially Owned by Each Reporting Person With | (5) Sole Voting Power | 27,225,776 | |
| (6) Shared Voting Power | 0 | ||
| [See Item 4 below] | |||
| (7) Sole Dispositive Power | 0 | ||
| (8) Shared Dispositive Power | 27,225,776 | ||
| [See Item 4 below] | |||
| 9) Aggregate Amount Beneficially Owned by Each Reporting Person | 27,225,776 | ||
| [See Item 4 below.] | |||
| 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares | |||
| [See instructions] | |||
| 11) Percent of Class Represented by Amount in Row (9) | 6.3% | ||
| 12) Type of Reporting Person (See Instructions) | FI | ||
<page>
Item 1(a) Name of Issuer.
ChinaCache International Holdings Ltd.
Item 1(b) Address of Issuer's Principal Executive Offices:
SECTION A, BUILDING 3
NO.7 JIUXIANQIAO NORTH ROAD
CHAOYANG DISTRICT, BEIJING, CHINA 100015
Item 2(a) Name of Person Filing:
PGAM and PAMSA
Item 2(b) Address of Principal Business Office:
The principal business office for PGAM is:
Piazza Gae Aulenti 1 (Tower B)
Milan, Italy
The principal business office for PAMSA is:
4, rue Alphonse Weicker
2721 Luxembourg
Luxembourg
Item 2(c) Citizenship:
PGAM is organized under the laws of Italy.
PAMSA is a corporation organized under the laws of Luxembourg.
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) Cusip Number:
16950M107
Item 3 The person filing this statement pursuant to Rule 13d-1(b)
or 13d-2(b) is:
PGAM is a parent holding company or control
person in accordance with Section 240.13d-1(b)(1)(ii)(J).
PAMSA is a non-U.S. Institution in accordance with
Section 240.13d-1(b)(1)(ii)(J)
Item 4. Ownership.
(a) Amount Beneficially Owned:**
PGAM: 39,402,144
PAMSA: 27,225,776
(b) Percent of Class:
PGAM: 9.2%
PAMSA: 6.3%
(c) Number of shares as to which such person has
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct vote:**
PGAM: 39,402,144
PAMSA: 27,225,776
(iii) sole power to dispose or to direct disposition of: 0
(iv) shared power to dispose or to direct disposition:**
PGAM: 39,402,144
PAMSA: 27,225,776
**Shares reported on this Schedule 13G (the Shares) are owned by (i) collective
investment vehicles (Funds) advised by PAMSA and (ii) Funds advised by other
advisors that are direct or indirect wholly-owned subsidiaries of PGAM
(Additional PGAM Subsidiaries). In their roles as investment manager or
adviser to the Funds, PIM and the Additional PGAM Subsidiaries possess
investment and/or voting control over the Shares.
PAMSA is a direct subsidiary of PGAM. PGAM is a limited liability company and the
holding company incorporating all of the Pioneer Investments asset management
business (including PAMSA, and the Additional PGAM Subsidiaries) and may
therefore, be deemed to beneficially own the Shares.
PGAM, and the Additional PGAM Subsidiaries disclaim beneficial ownership of
the Shares except to the extent or their respective pecuniary interests therein,
if any. The filing of this Schedule 13G shall not be construed as an admission
that the Reporting Persons are the beneficial owners of the Shares for any other
purposes than Section 13(d) of the Securities Exchange Act of 1934.
In accordance with Securities and Exchange Commission Release No.34-39538
(January 12, 1998) (the"Release"), this filing reflects the securities that may
be deemed to be beneficially owned by the Reporting Persons, each of which is a
directly or indirectly owned subsidiary of Unicredit S.p.A. ("Unicredit"). This
filing does not reflect securities, if any, beneficially owned by Unicredit or
any other subsidiaries of Unicredit whose ownership is disaggregated from that
of the Reporting Persons in accordance with the Release.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check here:
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Various persons have the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, the Common Stock of ChinaCache International Holdings Ltd. The interest of one person, PAMSA, in the Common Stock of ChinaCache International Holdings Ltd., amounted to 27,225,776 shares or 6.3% of the total outstanding Common Stock at December 31, 2016.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported On By the Parent Holding Company.
See Item 4.
Item 8. Identification and Classification of Members of the Group.
Inapplicable.
Item 9. Notice of Dissolution of the Group.
Inapplicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
By signing below PGAM certifies that to the best of its knowledge and
belief, the foreign regulatory scheme applicable to it as a sub-holding company
for the asset management division in the UniCredit Banking Group, the latter
being regulated by the Bank of Italy and the Commissione Nazionale per le
Societa`e la Borsa (CONSOB), is substantially comparable to the regulatory
scheme applicable to the functionally equivalent U.S. institution(s). PGAM also
undertakes to furnish to the Commission staff, upon request, information that
would otherwise be disclosed in a Schedule 13D.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 3, 2017
Pioneer Global Asset Management S.p.A
By: /s/ Giordano Lombardo
Name: Giordano Lombardo
Title: Chief Investment Officer
Pioneer Asset Management, SA
By: /s/ Enrico Turchi
Name: Enrico Turchi
Title: Managing Director
<page>
EXHIBIT
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange
Act of 1934, the undersigned agree to the joint filing of a Statement on
Schedule 13G (including any and all amendments thereto) with respect to the
Common Stock of ChinaCache International Holdings Ltd. and further agree to the
filing of this agreement as an Exhibit thereto. Each party to this Agreement
expressly authorizes each other party to this Agreement to file on its behalf
any and all amendments to such Statement on Schedule 13G.
Date: February 3, 2017
Pioneer Global Asset Management S.p.A
By: /s/ Giordano Lombardo
Name: Giordano Lombardo
Title: Chief Investment Officer
Pioneer Asset Management, SA
By: /s/ Enrico Turchi
Name: Enrico Turchi
Title: Managing Director