Filing Details

Accession Number:
0001144204-17-005640
Form Type:
13G Filing
Publication Date:
2017-02-02 16:01:56
Filed By:
Fowler Charles D.
Company:
Fairmount Santrol Holdings Inc. (NYSE:FMSA)
Filing Date:
2017-02-02
SEC Url:
13G Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Charles D. Fowler 11,094,654 0 11,094,654 0 11,094,654 4.98%
Filing

 

  UNITED STATES

  SECURITIES AND EXCHANGE COMMISSION

  Washington, D.C. 20549

     

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

FMSA Holding Inc.

(Name of Issuer)

 

Common Stock, par value $.01 per share

(Title of Class of Securities)

 

30255X 10 6

(CUSIP Number)

 

December 31, 2016

(Date of Event Which Requires Filing of this Statement) 

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)

  

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

  

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

Page 1 of 5

  

CUSIP No. 30255X 10 6
 
  1.

Names of Reporting Persons

I.R.S. Identification No. of Above Persons (Entities Only)

 

Charles D. Fowler

 
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3.

SEC Use Only

 

 
  4.

Citizenship or Place of Organization

United States

     

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

5.

Sole Voting Power

11,094,654

 
6.

Shared Voting Power*

-0-

 
7.

Sole Dispositive Power

11,094,654

 
8.

Shared Dispositive Power*

-0-

 
  9.

Aggregate Amount Beneficially Owned by Each Reporting Person*

11,094,654

 
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11.

Percent of Class Represented by Amount in Row (9)**

4.98%

 
  12.

Type of Reporting Person (See Instructions)

IN

 

* See Item 4 below.
   

 

 

Page 2 of 5

 

Item 1.
  (a)

Name of Issuer

 

FMSA Holdings Inc.

  (b)

Address of Issuer’s Principal Executive Offices

 

834 Mayfield Road

Chesterland, Ohio 44026

 
Item 2.
  (a)

Name of Person(s) Filing

 

Charles D. Fowler

  (b)

Address of Principal Business Office or, if none, Residence

 

c/o Cornerstone Family Office, LLC

5585 Landerbrook Dr. #300, Mayfield Heights, OH 44124

  (c)

Citizenship

 

United States

  (d)

Title of Class of Securities

 

Common Stock, $0.01 per share

  (e)

CUSIP Number

 

30255X 10 6

 
Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable  

 

Item 4. Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a), (b), and (c)
 

 

 

Reporting

Person

 

Number of Shares With
Sole Voting and
Dispositive Power*

 

Number of Shares
With Shared Voting

and Dispositive Power*

Aggregate

Number of

Shares

Beneficially Owned

 

Percentage

of Class

Beneficially Owned**

Charles D. Fowler 11,094,654 -0- 11,094,654 4.98%
         

 

* 9,577,988 shares are held in the name of Charles D. Fowler, TOD acting Trustee Charles D. Fowler Decl of Trust dated 9/26/91, as modified, a revocable trust.

**Based upon information contained in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2016 filed by the Issuer with the Securities and Exchange Commission on November 3, 2016.

 

Page 3 of 5

 

Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not applicable.
   
Item 8. Identification and Classification of Members of the Group
Not applicable.
   
Item 9. Notice of Dissolution of Group
Not applicable.
   
Item 10. Certification
Not applicable.

  

 

Page 4 of 5

  

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: January 25, 2017

 

  By: /s/  Charles D. Fowler     
  Name: Charles D. Fowler  

 

 

 

Page 5 of 5