Filing Details
- Accession Number:
- 0000906318-17-000005
- Form Type:
- 13G Filing
- Publication Date:
- 2017-02-01 13:37:43
- Filed By:
- Lcnb Corp
- Company:
- Lcnb Corp (NASDAQ:LCNB)
- Filing Date:
- 2017-02-01
- SEC Url:
- 13G Filing
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
(Entities) LCNB Corp | 367,966 | 362,492 | 0 | 730,458 | 730,458 | 7.31% |
(Entities) LCNB National Bank | 367,966 | 362,492 | 0 | 730,458 | 730,458 | 7.31% |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE l3G
Under the Securities Exchange Act of 1934
LCNB Corp.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
50181P100
(CUSIP Number)
December 31, 2016
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule l3d-1(b)
[ ] Rule l3d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Notes).
CUSIP No. 50181P100
1. | Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (Entities) LCNB Corp. I.R.S. ID No. 31-1626393 | |||
2. | Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] | |||
3. | SEC Use Only | |||
4. | Citizenship or Place of Organization Ohio | |||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 367,966 |
| |
6. | Shared Voting Power 362,492 |
| ||
7. | Sole Dispositive Power 0 |
| ||
8. | Shared Dispositive Power 730,458 |
|
9. | Aggregate Amount Beneficially Owned By Each Reporting Person: 730,458 |
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares: |
11. | Percent of Class Represented by Amount in Row (9): 7.31% |
12. | Type of Reporting Person: HC |
CUSIP No. 50181P100
1. | Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (Entities) LCNB National Bank I.R.S. ID No. 31-0352330 | |||
2. | Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] | |||
3. | SEC Use Only | |||
4. | Citizenship or Place of Organization U.S.A. | |||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 367,966 |
| |
6. | Shared Voting Power 362,492 |
| ||
7. | Sole Dispositive Power 0 |
| ||
8. | Shared Dispositive Power 730,458 |
|
9. | Aggregate Amount Beneficially Owned By Each Reporting Person: 730,458 |
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares: |
11. | Percent of Class Represented by Amount in Row (9): 7.31% |
12. | Type of Reporting Person: BK |
Item 1(a)
Name of Issuer:
LCNB Corp. | ||
Item 1(b) | Address of Issuer’s Principal Executive Offices: 2 N. Broadway Lebanon, OH 45036 | |
Item 2(a) | Name of Person(s) Filing: LCNB Corp. LCNB National Bank | |
Item 2(b) | Address of Principal Business Office: 2 N. Broadway Lebanon, OH 45036 | |
Item 2(c) | Citizenship: Ohio | |
Item 2(d) | Title of Class of Securities: Common Stock | |
Item 2(e) | CUSIP Number: 50181P100 | |
Item 3 | If this statement is filed pursuant to Sections 240.13d-l(b) or 240.13d-2(b) or (c), check whether filing person(s) is (are) | |
(a) | [ ] | Broker or dealer registered under Section 15 of the Act. |
(b) | [ ] | Bank as defined in Section 3(a) (6) of the Act. |
(c) | [ ] | Insurance company as defined in Section 3(a)(l9) of the Act. |
(d) | [ ] | Investment company registered under Section 8 of the Investment Company Act. |
(e) | [ ] | Investment adviser registered under Section 203 of the Investment Advisers Act of 1940. |
(f) | [ ] | Employee benefit plan, pension fund which is subject to provisions of Employee Retirement Income Security Act of 1974 or endowment fund; see Rule 13d-l(b) (1) (ii) (F). |
(g) | [ ] | Parent Holding Company in accordance with Rule 13d-1 (b) (ii) (G). |
(h) | [ ] | Savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act. |
(i) | [ ] | a church plan that is excluded from the definition of an investment company under Section 3(c) (14) of the Investment Company Act of 1940 |
(j) | [ ] | Group, in accordance with Rule l3d-1(b) (1) (ii) (3). |
(a) | Amount Beneficially Owned: | 730,458 |
(b) | Percent of Class: | 7.31% |
(c) | Number of Shares as to which LCNB Corp. has: | |
(i) Sole power to vote or direct the vote: | 367,966 | |
(ii) Shared power to vote or direct the vote: | 362,492 | |
(iii) Sole power to dispose or to direct the disposition of: | 0 | |
(iv) Shared power to dispose or to direct the disposition of: | 730,458 | |
Number of Shares as to which LCNB National Bank has: | ||
(i) Sole power to vote or direct the vote: | 367,966 | |
(ii) Shared power to vote or direct the vote: | 362,492 | |
(iii) Sole power to dispose or to direct the disposition of: | 0 | |
(iv) Shared power to dispose or to direct the disposition of: | 730,458 |
LCNB National Bank is a wholly owned subsidiary of LCNB Corp. and LCNB Corp. is therefore deemed to be the beneficial owner of all shares held by LCNB National Bank.
Item 5 | Ownership of Five Percent or Less of a Class N/A | |
Item 6 | Ownership of More than Five Percent on Behalf of Another Person. The securities covered by this Schedule are held in trust, agency or custodial capacities by LCNB National Bank. To their knowledge, no person has the right to direct the receipt of dividends from, or the proceeds from the sale of, more than five percent of such securities. | |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. | |
N/A | ||
Item 8 | Identification and Classification of Members of the Group N/A | |
Item 9 | Dissolution of Group N/A | |
Item 10 | Certification | |
N/A |
After reasonable inquiry and to the best knowledge and belief of the undersigned, it is hereby certified that the information set forth in this statement is true, complete and correct.
Date: February 1, 2017
LCNB Corp.
By: /s/ Rebecca Hawk Roess
Rebecca Hawk Roess
Executive Vice President
LCNB National Bank
By: /s/ Rebecca Hawk Roess
Rebecca Hawk Roess
Executive Vice President
Filing Agreement dated February 1, 2017
Re: Joint Filing of Schedule l3G and all amendments
The undersigned hereby agree that:
(i) each of them is individually eligible to use the Schedule 13G attached hereto;
(ii) the attached Schedule l3G, including any and all amendments thereto, is filed on behalf of each of them; and
(iii) each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information therein concerning itself; but none of them is responsible for the completeness and accuracy of the information concerning the other persons making the filing, unless it knows or has reason to believe that such information is inaccurate.
Date: February 1, 2017
LCNB Corp.
By: /s/ Rebecca Hawk Roess
Rebecca Hawk Roess
Executive Vice President
LCNB National Bank
By: /s/ Rebecca Hawk Roess
Rebecca Hawk Roess
Executive Vice President