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Filing Details

Accession Number:: 0001062993-25-004852
Form Type:: 13G Filing
Publication Date:: 2025-03-06 19:00:00

Filed By:: Gator Capital Management, LLC
Company:: U S Global Investors Inc (NASDAQ:GROW)
Filing Date:: 2025-03-07
SEC Url:: 13G Filing

Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name	Beneficially Owned Number of Aggregate Shares	Percent of Class
Gator Capital Management, LLC	596,734	5.21%
Derek Pilecki	596,734	5.21%
Gator Financial Partners, LLC	593,534	5.18%

Filing

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

U.S. GLOBAL INVESTORS, INC.

(Name of Issuer)

CLASS A

(Title of Class of Securities)

902952100

(CUSIP Number)

03/06/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No.

902952100

Names of Reporting Persons

Gator Capital Management, LLC

Check the appropriate box if a member of a Group (see instructions)

(a)

(b)

Sec Use Only

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 596,734.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 596,734.00

Aggregate Amount Beneficially Owned by Each Reporting Person

596,734.00

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

Checkbox not checked

Percent of class represented by amount in row (9)

5.21 %

Type of Reporting Person (See Instructions)

IA, OO

Comment for Type of Reporting Person: (Limited Liability Company)

SCHEDULE 13G

CUSIP No.

902952100

Names of Reporting Persons

Derek Pilecki

Check the appropriate box if a member of a Group (see instructions)

(a)

(b)

Sec Use Only

Citizenship or Place of Organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 596,734.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 596,734.00

Aggregate Amount Beneficially Owned by Each Reporting Person

596,734.00

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

Checkbox not checked

Percent of class represented by amount in row (9)

5.21 %

Type of Reporting Person (See Instructions)

SCHEDULE 13G

CUSIP No.

902952100

Names of Reporting Persons

Gator Financial Partners, LLC

Check the appropriate box if a member of a Group (see instructions)

(a)

(b)

Sec Use Only

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 593,534.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 593,534.00

Aggregate Amount Beneficially Owned by Each Reporting Person

593,534.00

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

Checkbox not checked

Percent of class represented by amount in row (9)

5.18 %

Type of Reporting Person (See Instructions)

Comment for Type of Reporting Person: (Limited Liability Company)

SCHEDULE 13G

Item 1.

(a)

Name of issuer:

U.S. GLOBAL INVESTORS, INC.

(b)

Address of issuer's principal executive offices:

7900 Callaghan Road, San Antonio, TEXAS 78299

Item 2.

(a)

Name of person filing:

Gator Capital Management, LLC Derek Pilecki Gator Financial Partners, LLC

(b)

Address or principal business office or, if none, residence:

2502 N. Rocky Point Dr. Ste 665 Tampa, FL 33607

(c)

Citizenship:

Gator Capital Management, LLC is a Delaware limited liability company Derek Pilecki is a United States citizen Gator Financial Partners, LLC is a Delaware limited liability company

(d)

Title of class of securities:

CLASS A

(e)

CUSIP No.:

902952100

Item 3.

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

(e)

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:

(k)

Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).

Item 4.

Ownership

(a)

Amount beneficially owned:

Gator Capital Management, LLC 596,734 Derek Pilecki 596,734 Gator Financial Partners, LLC 593,534

(b)

Percent of class:

Gator Capital Management, LLC 5.21% Derek Pileck 5.21% Gator Financial Partners, LLC 5.18

(c)

Number of shares as to which the person has:

(i) Sole power to vote or to direct the vote:

N/A N/A N/A

(ii) Shared power to vote or to direct the vote:

Gator Capital Management, LLC 596,734 Derek Pilecki 596,734 Gator Financial Partners, LLC 593,534

(iii) Sole power to dispose or to direct the disposition of:

N/A N/A N/A

(iv) Shared power to dispose or to direct the disposition of:

Gator Capital Management, LLC 596,734 Derek Pilecki 596,734 Gator Financial Partners, LLC 593,534

Item 5.

Ownership of 5 Percent or Less of a Class.

Item 6.

Ownership of more than 5 Percent on Behalf of Another Person.

Not Applicable

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not Applicable

Item 8.

Identification and Classification of Members of the Group.

Not Applicable

Item 9.

Notice of Dissolution of Group.

Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Gator Capital Management, LLC

Signature:	Derek Pilecki
Name/Title:	Managing Member
Date:	03/06/2025

Derek Pilecki

Signature:	Derek Pilecki
Name/Title:	Individual
Date:	03/06/2025

Gator Financial Partners, LLC

Signature:	Derek Pilecki
Name/Title:	Managing Member
Date:	03/06/2025

Exhibit Information

Joint Filing Agreement dated March 6, 2025, among Gator Financial Partners, LLC, Gator Capital Management, LLC, and Derek Pilecki.