Filing Details
- Accession Number:
- 0000950170-25-014504
- Form Type:
- 13G Filing
- Publication Date:
- 2025-02-04 19:00:00
- Filed By:
- KHP Fund GP LLC
- Company:
- Complete Solaria Inc.
- Filing Date:
- 2025-02-05
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
| Name | Beneficially Owned Number of Shares | Beneficially Owned Number of Aggregate Shares | Percent of Class |
|---|---|---|---|
| KHP Fund GP LLC | 0 | 4,045,435 | 5.3% |
| Kline Hill Partners Fund LP | 0 | 4,045,435 | 5.3% |
| KHP Fund GP IV LLC | 0 | 3,254,260 | 4.3% |
| Kline Hill Partners Fund IV LP | 0 | 1,627,130 | 2.2% |
| Kline Hill Partners IV SPV LLC | 0 | 1,627,130 | 2.2% |
| Kline Hill Partners Opportunity Fund IV LP | 0 | 1,627,130 | 2.2% |
| Kline Hill Partners Opportunity IV SPV LLC | 0 | 1,627,130 | 2.2% |
| Michael A. Bego | 0 | 7,299,695 | 9.3% |
| Jared Barlow | 0 | 7,299,695 | 9.3% |
Filing
|
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
|
UNDER THE SECURITIES EXCHANGE ACT OF 1934
|
Complete Solaria, Inc. (Name of Issuer) |
Common Stock, par value $0.0001 per share (Title of Class of Securities) |
20460L104 (CUSIP Number) |
07/01/2024 (Date of Event Which Requires Filing of this Statement) |
| Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
 Rule 13d-1(b)
|
 Rule 13d-1(c)
|
| Rule 13d-1(d)
|
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
KHP Fund GP LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,045,435.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
5.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: Includes (i) 1,511,200 shares of Common Stock held by KHP LP (as defined in Item 2(a) below), (ii) 2,372,837 shares of Common Stock issuable upon the conversion of outstanding convertible promissory notes (the July 2024 Notes) held by KHP LP, and (iii) 161,398 shares of Common Stock issuable upon the exercise of warrants held by KHP LP. KHP Fund GP (as defined in Item 2(a) below) is the general partner of KHP LP and may be deemed to have voting, investment, and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Percentage based on 76,301,503 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as of November 15, 2024, as reported by the Issuer in its Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission (the Commission) on November 18, 2024 (the Form 10-Q), plus (ii) 2,372,837 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP LP, and (iii) 161,398 shares of Common Stock issuable upon the exercise of warrants held by KHP LP.
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
Kline Hill Partners Fund LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
4,045,435.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
5.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Includes (i) 1,511,200 shares of Common Stock held by KHP LP, (ii) 2,372,837 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP LP, and (iii) 161,398 shares of Common Stock issuable upon the exercise of warrants held by KHP LP. KHP Fund GP is the general partner of KHP LP and may be deemed to have voting, investment, and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Percentage based on 76,301,503 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q, plus (ii) 2,372,837 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP LP, and (iii) 161,398 shares of Common Stock issuable upon the exercise of warrants held by KHP LP.
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
KHP Fund GP IV LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
3,254,260.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
4.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: Includes (i) an aggregate of 872,334 shares of Common Stock held by KHP IV SPV (as defined in Item 2(a) below) and KHP Opportunity IV SPV (as defined in Item 2(a) below), (ii) an aggregate of 2,372,838 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP IV SPV and KHP Opportunity IV SPV, and (iii) an aggregate of 9,088 shares of Common Stock issuable upon the exercise of warrants held by KHP IV SPV and KHP Opportunity IV SPV. KHP IV LP (as defined in Item 2(a) below) is the sole member of KHP IV SPV and may be deemed to have voting, investment, and dispositive power with respect to these securities. KHP Opportunity IV LP (as defined in Item 2(a) below) is the sole member of KHP Opportunity IV SPV and may be deemed to have voting, investment, and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of each of KHP Fund IV and KHP Opportunity Fund IV and may be deemed to have voting, investment, and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund IV GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Percentage based on 76,149,194 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q, plus (ii) an aggregate of 2,372,838 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP IV SPV and KHP Opportunity IV SPV, and (iii) an aggregate of 9,088 shares of Common Stock issuable upon the exercise of warrants held by KHP IV SPV and KHP Opportunity IV SPV.
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
Kline Hill Partners Fund IV LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,627,130.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
2.2 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: Includes (i) 436,167 shares of Common Stock held by KHP IV SPV, (ii) 1,186,419 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP IV SPV, and (iii) 4,544 shares of Common Stock issuable upon the exercise of warrants held by KHP IV SPV. KHP IV LP is the sole member of KHP IV SPV and may be deemed to have voting, investment, and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of KHP IV LP and may be deemed to have voting, investment, and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund Fund IV GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Percentage based on 74,958,231 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q, plus (ii) 1,186,419 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP IV SPV, and (iii) 4,544 shares of Common Stock issuable upon the exercise of warrants held by KHP IV SPV.
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
Kline Hill Partners IV SPV LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,627,130.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
2.2 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: Includes (i) 436,167 shares of Common Stock held by KHP IV SPV, (ii) 1,186,419 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP IV SPV, and (iii) 4,544 shares of Common Stock issuable upon the exercise of warrants held by KHP IV SPV. KHP IV LP is the sole member of KHP IV SPV and may be deemed to have voting, investment, and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of KHP IV LP and may be deemed to have voting, investment, and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund IV GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Percentage based on 74,958,231 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q, plus (ii) 1,186,419 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP IV SPV, and (iii) 4,544 shares of Common Stock issuable upon the exercise of warrants held by KHP IV SPV.
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
Kline Hill Partners Opportunity Fund IV LP | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,627,130.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
2.2 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: Includes (i) 436,167 shares of Common Stock held by KHP Opportunity IV SPV, (ii) 1,186,419 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP Opportunity IV SPV, and (iii) 4,544 shares of Common Stock issuable upon the exercise of warrants held by KHP Opportunity IV SPV. KHP Opportunity IV LP is the sole member of KHP Opportunity IV SPV and may be deemed to have voting, investment, and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of KHP Opportunity IV LP and may be deemed to have voting, investment, and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund IV GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Based on 74,958,231 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q, plus (ii) 1,186,419 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP Opportunity IV SPV, and (iii) 4,544 shares of Common Stock issuable upon the exercise of warrants held by KHP Opportunity IV
SPV.
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
Kline Hill Partners Opportunity IV SPV LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
DELAWARE
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
1,627,130.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
2.2 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
OO |
Comment for Type of Reporting Person: Includes (i) 436,167 shares of Common Stock held by KHP Opportunity IV SPV, (ii) 1,186,419 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP Opportunity IV SPV, and (iii) 4,544 shares of Common Stock issuable upon the exercise of warrants held by KHP Opportunity IV SPV. KHP Opportunity IV LP is the sole member of KHP Opportunity IV SPV and may be deemed to have voting, investment, and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of KHP Opportunity IV LP and may be deemed to have voting, investment, and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund IV GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Percentage based on 74,958,231 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q, plus (ii) 1,186,419 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP Opportunity IV SPV, and (iii) 4,544 shares of Common Stock issuable upon the exercise of warrants held by KHP
Opportunity IV SPV.
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
Michael A. Bego | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,299,695.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: Includes (i) an aggregate of 2,383,534 shares of Common Stock held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV, (ii) an aggregate of 4,745,675 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV and (iii) an aggregate of 170,486 shares of Common Stock issuable upon the exercise of warrants held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV. KHP Fund GP is the general partner of KHP LP and may be deemed to share voting, investment and dispositive power with respect to these securities. KHP IV LP is the sole member of KHP IV SPV and may be deemed to share voting, investment and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of KHP IV LP and may be deemed to share voting, investment and dispositive power with respect to these securities. KHP Opportunity IV LP is the sole member of KHP Opportunity IV SPV and may be deemed to share voting, investment and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of KHP Opportunity IV LP and may be deemed to share voting, investment and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund GP and KPH Fund IV GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Percentage based on 78,683,429 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q, plus (ii) an aggregate of 4,745,675 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV and (iii) an aggregate of 170,486 shares of Common Stock issuable upon the exercise of warrants held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV.
SCHEDULE 13G
|
| CUSIP No. | 20460L104 |
| 1 | Names of Reporting Persons
Jared Barlow | ||||||||
| 2 | Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
| ||||||||
| 3 | Sec Use Only | ||||||||
| 4 | Citizenship or Place of Organization
UNITED STATES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person
7,299,695.00 | ||||||||
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
| ||||||||
| 11 | Percent of class represented by amount in row (9)
9.3 % | ||||||||
| 12 | Type of Reporting Person (See Instructions)
IN |
Comment for Type of Reporting Person: Includes (i) an aggregate of 2,383,534 shares of Common Stock held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV, (ii) an aggregate of 4,745,675 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV and (iii) an aggregate of 170,486 shares of Common Stock issuable upon the exercise of warrants held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV. KHP Fund GP is the general partner of KHP LP and may be deemed to share voting, investment and dispositive power with respect to these securities. KHP IV LP is the sole member of KHP IV SPV and may be deemed to share voting, investment and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of KHP IV LP and may be deemed to share voting, investment and dispositive power with respect to these securities. KHP Opportunity IV LP is the sole member of KHP Opportunity IV SPV and may be deemed to share voting, investment and dispositive power with respect to these securities. KHP Fund IV GP is the general partner of KHP Opportunity IV LP and may be deemed to share voting, investment and dispositive power with respect to these securities. Michael Bego and Jared Barlow are the managing members of KHP Fund GP and KPH Fund IV GP and may be deemed to share voting, investment and dispositive power with respect to these securities.
Percentage based on 78,683,429 shares, which is the sum of (i) 73,767,268 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q, plus (ii) an aggregate of 4,745,675 shares of Common Stock issuable upon the conversion of the July 2024 Notes held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV and (iii) an aggregate of 170,486 shares of Common Stock issuable upon the exercise of warrants held by KHP LP, KHP IV SPV and KHP Opportunity IV SPV.
SCHEDULE 13G
|
| Item 1. | ||
| (a) | Name of issuer:
Complete Solaria, Inc. | |
| (b) | Address of issuer's principal executive offices:
45700 Northport Loop East, Fremont, CA 94538 | |
| Item 2. | ||
| (a) | Name of person filing:
This joint statement on Schedule 13G is being filed by KHP Fund GP LLC (KHP Fund GP), Kline Hill Partners Fund LP (KHP LP), KHP Fund GP IV LLC (KHP Fund IV GP), Kline Hill Partners Fund IV LP (KHP IV LP), Kline Hill Partners IV SPV LLC (KHP IV SPV), Kline Hill Partners Opportunity Fund IV LP (KHP Opportunity IV LP), Kline Hill Partners Opportunity IV SPV LLC (KHP Opportunity IV SPV, together with KHP Fund GP, KHP LP, KHP Fund IV GP, KHP IV LP, KHP IV SPV, KHP Opportunity IV LP, the Reporting Entities) and Michael Bego and Jared Barlow (the Reporting Individuals). The Reporting Entities and the Reporting Individuals are collectively referred to as the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. The agreement among the Reporting Persons to file jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act is attached to this Statement as Exhibit 1. Other than those securities reported herein as being held directly by such Reporting Person, each Reporting Person disclaims beneficial ownership of all securities reported in this Statement except to the extent of such Reporting Person's pecuniary interest therein.
| |
| (b) | Address or principal business office or, if none, residence:
The address of the principal business office of each Reporting Person is 325 Greenwich Ave, Third Floor, Greenwich, CT 06830. | |
| (c) | Citizenship:
KHP Fund GP, KHP Fund IV GP, KHP IV SPV and KHP Opportunity IV SPV are each a limited liability company organized under the laws of the State of Delaware. KHP LP, KHP IV LP and KHP Opportunity Fund IV LP are each a limited partnership organized under the laws of the State of Delaware. The Reporting Individuals are citizens of the United States of America. | |
| (d) | Title of class of securities:
Common Stock, par value $0.0001 per share | |
| (e) | CUSIP No.:
20460L104 | |
| Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |
| (a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
| |
| (b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
| |
| (c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
| |
| (d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
| |
| (e) | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
| |
| (f) | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
| |
| (g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
| |
| (h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
| |
| (i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
| |
| (j) | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution: | |
| (k) | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
| |
| Item 4. | Ownership | |
| (a) | Amount beneficially owned:
See Row 9 of the cover page for each Reporting Person and the corresponding comments. | |
| (b) | Percent of class:
See Row 11 of the cover page for each Reporting Person and the corresponding comments. | |
| (c) | Number of shares as to which the person has:
| |
| (i) Sole power to vote or to direct the vote:
See Row 5 of the cover page for each Reporting Person and the corresponding comments. | ||
| (ii) Shared power to vote or to direct the vote:
See Row 6 of the cover page for each Reporting Person and the corresponding comments. | ||
| (iii) Sole power to dispose or to direct the disposition of:
See Row 7 of the cover page for each Reporting Person and the corresponding comments. | ||
| (iv) Shared power to dispose or to direct the disposition of:
See Row 8 of the cover page for each Reporting Person and the corresponding comments. | ||
| Item 5. | Ownership of 5 Percent or Less of a Class. | |
| Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. | |
Not Applicable
| ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not Applicable
| ||
| Item 8. | Identification and Classification of Members of the Group. | |
Not Applicable
| ||
| Item 9. | Notice of Dissolution of Group. | |
Not Applicable
| ||
| Item 10. | Certifications: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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