Filing Details
- Accession Number:
- 0001213900-25-002713
- Form Type:
- 13G Filing
- Publication Date:
- 2025-01-09 19:00:00
- Filed By:
- Alpha Intelligence Enterprises Ltd
- Company:
- Apollomics Inc.
- Filing Date:
- 2025-01-10
- SEC Url:
- 13G Filing
Ownership Summary
Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.
Name | Beneficially Owned Number of Shares | Beneficially Owned Number of Aggregate Shares | Percent of Class |
---|---|---|---|
Alpha Intelligence Enterprises Ltd | 0 | 0 | 0% |
Shanghai Yuqi Technology Partnership (Limited Partnership) | 0 | 0 | 0% |
CMB Financial Holding (Shenzhen) Co., Ltd. | 0 | 0 | 0% |
China Merchant Bank International Financial Holding (Shenzhen) Ltd. | 0 | 0 | 0% |
CMB International Capital Corporation Limited | 0 | 0 | 0% |
CMB International Capital Holdings Corporation Limited | 0 | 0 | 0% |
CMB Wing Lung Bank Limited | 0 | 0 | 0% |
China Merchants Bank Co., Ltd. | 0 | 0 | 0% |
Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13G
|
UNDER THE SECURITIES EXCHANGE ACT OF 1934
|
(Amendment No. 1)
|
Apollomics Inc. (Name of Issuer) |
Class A ordinary shares, par value $0.0001 per share (Title of Class of Securities) |
G0411D107 (CUSIP Number) |
06/05/2024 (Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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SCHEDULE 13G
|
CUSIP No. | G0411D107 |
1 | Names of Reporting Persons
Alpha Intelligence Enterprises Ltd | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
VIRGIN ISLANDS, BRITISH
| ||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
0 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: As of June 5, 2024, Alpha Intelligence Enterprises Limited ("Alpha Intelligence") held 5,487,852 Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), of Apollomics Inc. (the "Issuer"), constituting approximately 4.99% of the issued and outstanding Class A Ordinary Shares of the Issuer (the "Shares"). Since September 26, 2024, Alpha Intelligence no longer holds any Class A Ordinary Shares or securities or other instruments convertible into Class A Ordinary Shares.
SCHEDULE 13G
|
CUSIP No. | G0411D107 |
1 | Names of Reporting Persons
Shanghai Yuqi Technology Partnership (Limited Partnership) | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
CHINA
| ||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
0 % | ||||||||
12 | Type of Reporting Person (See Instructions)
PN |
Comment for Type of Reporting Person: As of June 5, 2024, Alpha Intelligence Enterprises Limited ("Alpha Intelligence") held 5,487,852 Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), of Apollomics Inc. (the "Issuer"), constituting approximately 4.99% of the issued and outstanding Class A Ordinary Shares of the Issuer (the "Shares"). Since September 26, 2024, Alpha Intelligence no longer holds any Class A Ordinary Shares or securities or other instruments convertible into Class A Ordinary Shares.
Shanghai Yuqi Technology Partnership (Limited Partnership) ("Yuqi") is the sole member of Alpha Intelligence, and in such capacity, Yuqi exercises control over the appointment of directors of Alpha Intelligence, who, according to Article 9.1 of the Articles of Association of Alpha Intelligence, has all the powers necessary for managing, and for directing and supervising, the business, and affairs of Alpha Intelligence. Such power is not interpreted by Alpha Intelligence to include the voting or disposition powers over the Shares. Yuqi, by virtue of being the sole member of Alpha Intelligence, may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
SCHEDULE 13G
|
CUSIP No. | G0411D107 |
1 | Names of Reporting Persons
CMB Financial Holding (Shenzhen) Co., Ltd. | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
CHINA
| ||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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11 | Percent of class represented by amount in row (9)
0 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: As of June 5, 2024, Alpha Intelligence Enterprises Limited ("Alpha Intelligence") held 5,487,852 Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), of Apollomics Inc. (the "Issuer"), constituting approximately 4.99% of the issued and outstanding Class A Ordinary Shares of the Issuer (the "Shares"). Since September 26, 2024, Alpha Intelligence no longer holds any Class A Ordinary Shares or securities or other instruments convertible into Class A Ordinary Shares.
Shanghai Yuqi Technology Partnership (Limited Partnership) ("Yuqi") is the sole member of Alpha Intelligence, and in such capacity, Yuqi exercises control over the appointment of directors of Alpha Intelligence, who, according to Article 9.1 of the Articles of Association of Alpha Intelligence, has all the powers necessary for managing, and for directing and supervising, the business, and affairs of Alpha Intelligence. Such power is not interpreted by Alpha Intelligence to include the voting or disposition powers over the Shares. Yuqi, by virtue of being the sole member of Alpha Intelligence, may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
China Merchant Bank International Financial Holding (Shenzhen) Ltd. ("CMB International Financial") is Yuqi's general partner, and CMB Financial Holding (Shenzhen) Co., Ltd. ("CMB Financial") is its limited partner. Pursuant to the terms of the limited partnership agreement of Yuqi, CMB International Financial and CMB Financial share power over the disposition of Yuqi's assets, including its equity interests in Alpha Intelligence, and indirectly, the Shares. CMB Financial is also the sole shareholder of CMB International Financial and has the power to direct its investment decisions. Because of the foregoing relationship, CMB Financial may be deemed to beneficially own the Shares directly held by Alpha Intelligence as described above.
SCHEDULE 13G
|
CUSIP No. | G0411D107 |
1 | Names of Reporting Persons
China Merchant Bank International Financial Holding (Shenzhen) Ltd. | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
![]() ![]() | ||||||||
3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
CHINA
| ||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
![]() | ||||||||
11 | Percent of class represented by amount in row (9)
0 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: As of June 5, 2024, Alpha Intelligence Enterprises Limited ("Alpha Intelligence") held 5,487,852 Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), of Apollomics Inc. (the "Issuer"), constituting approximately 4.99% of the issued and outstanding Class A Ordinary Shares of the Issuer (the "Shares"). Since September 26, 2024, Alpha Intelligence no longer holds any Class A Ordinary Shares or securities or other instruments convertible into Class A Ordinary Shares.
Shanghai Yuqi Technology Partnership (Limited Partnership) ("Yuqi") is the sole member of Alpha Intelligence, and in such capacity, Yuqi exercises control over the appointment of directors of Alpha Intelligence, who, according to Article 9.1 of the Articles of Association of Alpha Intelligence, has all the powers necessary for managing, and for directing and supervising, the business, and affairs of Alpha Intelligence. Such power is not interpreted by Alpha Intelligence to include the voting or disposition powers over the Shares. Yuqi, by virtue of being the sole member of Alpha Intelligence, may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
China Merchant Bank International Financial Holding (Shenzhen) Ltd. ("CMB International Financial") is Yuqi's general partner, and CMB Financial Holding (Shenzhen) Co., Ltd. ("CMB Financial") is its limited partner. Pursuant to the terms of the limited partnership agreement of Yuqi, CMB International Financial and CMB Financial share power over the disposition of Yuqi's assets, including its equity interests in Alpha Intelligence, and indirectly, the Shares. CMB Financial is also the sole shareholder of CMB International Financial and has the power to direct its investment decisions. Because of the foregoing relationship, CMB International Financial may be deemed to beneficially own the Shares directly held by Alpha Intelligence as described above.
SCHEDULE 13G
|
CUSIP No. | G0411D107 |
1 | Names of Reporting Persons
CMB International Capital Corporation Limited | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
HONG KONG
| ||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
![]() | ||||||||
11 | Percent of class represented by amount in row (9)
0 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: As of June 5, 2024, Alpha Intelligence Enterprises Limited ("Alpha Intelligence") held 5,487,852 Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), of Apollomics Inc. (the "Issuer"), constituting approximately 4.99% of the issued and outstanding Class A Ordinary Shares of the Issuer (the "Shares"). Since September 26, 2024, Alpha Intelligence no longer holds any Class A Ordinary Shares or securities or other instruments convertible into Class A Ordinary Shares.
Shanghai Yuqi Technology Partnership (Limited Partnership) ("Yuqi") is the sole member of Alpha Intelligence, and in such capacity, Yuqi exercises control over the appointment of directors of Alpha Intelligence, who, according to Article 9.1 of the Articles of Association of Alpha Intelligence, has all the powers necessary for managing, and for directing and supervising, the business, and affairs of Alpha Intelligence. Such power is not interpreted by Alpha Intelligence to include the voting or disposition powers over the Shares. Yuqi, by virtue of being the sole member of Alpha Intelligence, may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
China Merchant Bank International Financial Holding (Shenzhen) Ltd. ("CMB International Financial") is Yuqi's general partner, and CMB Financial Holding (Shenzhen) Co., Ltd. ("CMB Financial") is its limited partner. Pursuant to the terms of the limited partnership agreement of Yuqi, CMB International Financial and CMB Financial share power over the disposition of Yuqi's assets, including its equity interests in Alpha Intelligence, and indirectly, the Shares. CMB Financial is also the sole shareholder of CMB International Financial and has the power to direct its investment decisions.
CMB International Capital Corporation Limited is the sole shareholder of CMB Financial and has the power to direct its investment decisions. Because of the foregoing relationship, CMB International Capital Corporation Limited may be deemed to beneficially own the Shares directly held by Alpha Intelligence as described above.
SCHEDULE 13G
|
CUSIP No. | G0411D107 |
1 | Names of Reporting Persons
CMB International Capital Holdings Corporation Limited | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
HONG KONG
| ||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
![]() | ||||||||
11 | Percent of class represented by amount in row (9)
0 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: As of June 5, 2024, Alpha Intelligence Enterprises Limited ("Alpha Intelligence") held 5,487,852 Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), of Apollomics Inc. (the "Issuer"), constituting approximately 4.99% of the issued and outstanding Class A Ordinary Shares of the Issuer (the "Shares"). Since September 26, 2024, Alpha Intelligence no longer holds any Class A Ordinary Shares or securities or other instruments convertible into Class A Ordinary Shares.
Shanghai Yuqi Technology Partnership (Limited Partnership) ("Yuqi") is the sole member of Alpha Intelligence, and in such capacity, Yuqi exercises control over the appointment of directors of Alpha Intelligence, who, according to Article 9.1 of the Articles of Association of Alpha Intelligence, has all the powers necessary for managing, and for directing and supervising, the business, and affairs of Alpha Intelligence. Such power is not interpreted by Alpha Intelligence to include the voting or disposition powers over the Shares. Yuqi, by virtue of being the sole member of Alpha Intelligence, may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
China Merchant Bank International Financial Holding (Shenzhen) Ltd. ("CMB International Financial") is Yuqi's general partner, and CMB Financial Holding (Shenzhen) Co., Ltd. ("CMB Financial") is its limited partner. Pursuant to the terms of the limited partnership agreement of Yuqi, CMB International Financial and CMB Financial share power over the disposition of Yuqi's assets, including its equity interests in Alpha Intelligence, and indirectly, the Shares. CMB Financial is also the sole shareholder of CMB International Financial and has the power to direct its investment decisions.
CMB International Capital Corporation Limited is the sole shareholder of CMB Financial and has the power to direct its investment decisions.
CMB International Capital Holdings Corporation Limited and CMB Wing Lung Bank Limited are the two shareholders of CMB International Capital Corporation Limited and share their power to direct investment decisions of CMB International Capital Corporation Limited. Because of the foregoing relationship, CMB International Capital Holdings Corporation Limited, may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
SCHEDULE 13G
|
CUSIP No. | G0411D107 |
1 | Names of Reporting Persons
CMB Wing Lung Bank Limited | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
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3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
HONG KONG
| ||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
![]() | ||||||||
11 | Percent of class represented by amount in row (9)
0 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: As of June 5, 2024, Alpha Intelligence Enterprises Limited ("Alpha Intelligence") held 5,487,852 Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), of Apollomics Inc. (the "Issuer"), constituting approximately 4.99% of the issued and outstanding Class A Ordinary Shares of the Issuer (the "Shares"). Since September 26, 2024, Alpha Intelligence no longer holds any Class A Ordinary Shares or securities or other instruments convertible into Class A Ordinary Shares.
Shanghai Yuqi Technology Partnership (Limited Partnership) ("Yuqi") is the sole member of Alpha Intelligence, and in such capacity, Yuqi exercises control over the appointment of directors of Alpha Intelligence, who, according to Article 9.1 of the Articles of Association of Alpha Intelligence, has all the powers necessary for managing, and for directing and supervising, the business, and affairs of Alpha Intelligence. Such power is not interpreted by Alpha Intelligence to include the voting or disposition powers over the Shares. Yuqi, by virtue of being the sole member of Alpha Intelligence, may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
China Merchant Bank International Financial Holding (Shenzhen) Ltd. ("CMB International Financial") is Yuqi's general partner, and CMB Financial Holding (Shenzhen) Co., Ltd. ("CMB Financial") is its limited partner. Pursuant to the terms of the limited partnership agreement of Yuqi, CMB International Financial and CMB Financial share power over the disposition of Yuqi's assets, including its equity interests in Alpha Intelligence, and indirectly, the Shares. CMB Financial is also the sole shareholder of CMB International Financial and has the power to direct its investment decisions.
CMB International Capital Corporation Limited is the sole shareholder of CMB Financial and has the power to direct its investment decisions.
CMB International Capital Holdings Corporation Limited and CMB Wing Lung Bank Limited are the two shareholders of CMB International Capital Corporation Limited and share their power to direct investment decisions of CMB International Capital Corporation Limited. Because of the foregoing relationship, CMB Wing Lung Bank Limited may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
SCHEDULE 13G
|
CUSIP No. | G0411D107 |
1 | Names of Reporting Persons
China Merchants Bank Co., Ltd. | ||||||||
2 | Check the appropriate box if a member of a Group (see instructions)
![]() ![]() | ||||||||
3 | Sec Use Only | ||||||||
4 | Citizenship or Place of Organization
CHINA
| ||||||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
9 | Aggregate Amount Beneficially Owned by Each Reporting Person
0.00 | ||||||||
10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
![]() | ||||||||
11 | Percent of class represented by amount in row (9)
0 % | ||||||||
12 | Type of Reporting Person (See Instructions)
CO |
Comment for Type of Reporting Person: As of June 5, 2024, Alpha Intelligence Enterprises Limited ("Alpha Intelligence") held 5,487,852 Class A ordinary shares, par value $0.0001 per share (the "Class A Ordinary Shares"), of Apollomics Inc. (the "Issuer"), constituting approximately 4.99% of the issued and outstanding Class A Ordinary Shares of the Issuer (the "Shares"). Since September 26, 2024, Alpha Intelligence no longer holds any Class A Ordinary Shares or securities or other instruments convertible into Class A Ordinary Shares.
Shanghai Yuqi Technology Partnership (Limited Partnership) ("Yuqi") is the sole member of Alpha Intelligence, and in such capacity, Yuqi exercises control over the appointment of directors of Alpha Intelligence, who, according to Article 9.1 of the Articles of Association of Alpha Intelligence, has all the powers necessary for managing, and for directing and supervising, the business, and affairs of Alpha Intelligence. Such power is not interpreted by Alpha Intelligence to include the voting or disposition powers over the Shares. Yuqi, by virtue of being the sole member of Alpha Intelligence, may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
China Merchant Bank International Financial Holding (Shenzhen) Ltd. ("CMB International Financial") is Yuqi's general partner, and CMB Financial Holding (Shenzhen) Co., Ltd. ("CMB Financial") is its limited partner. Pursuant to the terms of the limited partnership agreement of Yuqi, CMB International Financial and CMB Financial share power over the disposition of Yuqi's assets, including its equity interests in Alpha Intelligence, and indirectly, the Shares. CMB Financial is also the sole shareholder of CMB International Financial and has the power to direct its investment decisions.
CMB International Capital Corporation Limited is the sole shareholder of CMB Financial and has the power to direct its investment decisions.
CMB International Capital Holdings Corporation Limited and CMB Wing Lung Bank Limited are the two shareholders of CMB International Capital Corporation Limited and share their power to direct investment decisions of CMB International Capital Corporation Limited.
China Merchants Bank Co., Ltd. is the sole shareholder of both CMB International Capital Holdings Corporation Limited and CMB Wing Lung Bank Limited and has the power to direct their investment decisions. Because of the foregoing relationship, China Merchants Bank Co., Ltd. may be deemed to beneficially own the Shares directly held by Alpha Intelligence.
SCHEDULE 13G
|
Item 1. | |
(a) | Name of issuer:
Apollomics Inc. |
(b) | Address of issuer's principal executive offices:
989 E. Hillsdale Blvd., Suite 220, Foster City, CA 94404 |
Item 2. | |
(a) | Name of person filing:
(i) Alpha Intelligence Enterprises Limited ("Alpha Intelligence")
(ii) Shanghai Yuqi Technology Partnership (Limited Partnership) ("Yuqi")
(iii) CMB Financial Holding (Shenzhen) Co., Ltd. ("CMB Financial")
(iv) China Merchant Bank International Financial Holding (Shenzhen) Ltd. ("CMB International Financial")
(v) CMB International Capital Corporation Limited ("CMB Capital")
(vi) CMB International Capital Holdings Corporation Limited ("CMB Holding")
(vii) CMB Wing Lung Bank Limited ("Wing Lung")
(viii) China Merchants Bank Co., Ltd. ("CMB")
The filing of this Schedule 13G shall not be construed as an admission that the Reporting Persons, or any of their subsidiaries or affiliates, is or are the beneficial owners of any securities covered by this Schedule 13G for any other purpose than Section 13(d) and 13(g) of the Securities Exchange Act of 1934, as amended. |
(b) | Address or principal business office or, if none, residence:
(i) Alpha Intelligence:
Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, British Virgin Islands
(ii) Yuqi:
Building 1, 1st Floor, No. 251 Yaohua Road, Shanghai Pilot Free Trade Zone, shanghai, China
(iii) CMB Financial
Room 201, Building A, No.1 Qianwan 1st Road, Qianhai Shenzhen Hong Kong Cooperation Zone, Shenzhen, Guangdong, China
(iv) CMB International Financial
Room 201, Building A, No.1 Qianwan 1st Road, Qianhai Shenzhen Hong Kong Cooperation Zone, Shenzhen, Guangdong, China
(v) CMB Capital:
45-46/F, Champion Tower, Three Garden Road, Central, Hong Kong SAR, China
(vi) CMB Holding:
46/F, Champion Tower, Three Garden Road, Central, Hong Kong SAR, China
(vii) Wing Lung:
45 Des Voeux Road, Central, Hong Kong SAR, China
(viii) CMB:
19/F, China Merchants Bank Tower, No. 7088 Shennan Boulevard, Shenzhen, Guangdong, China |
(c) | Citizenship:
(i) Alpha Intelligence: British Virgin Islands
(ii) Yuqi: China
(iii) CMB Financial: China
(iv) CMB International Financial: China
(v) CMB Capital: Hong Kong SAR, China
(vi) CMB Holding: Hong Kong SAR, China
(vii) Wing Lung: Hong Kong SAR, China
(viii) CMB: China |
(d) | Title of class of securities:
Class A ordinary shares, par value $0.0001 per share |
(e) | CUSIP No.:
G0411D107 |
Item 4. | Ownership |
(a) | Amount beneficially owned:
The information required by Item 4(a) is set forth in Row 9 of the cover page for each of the Reporting Persons and is incorporated herein by reference. |
(b) | Percent of class:
0 %
|
(c) | Number of shares as to which the person has:
|
(i) Sole power to vote or to direct the vote:
The information required by Item 4(c)(i) is set forth in Row 5 of the cover page for each of the Reporting Persons and is incorporated herein by reference. | |
(ii) Shared power to vote or to direct the vote:
The information required by Item 4(c)(ii) is set forth in Row 6 of the cover page for each of the Reporting Persons and is incorporated herein by reference. | |
(iii) Sole power to dispose or to direct the disposition of:
The information required by Item 4(c)(iii) is set forth in Row 7 of the cover page for each of the Reporting Persons and is incorporated herein by reference. | |
(iv) Shared power to dispose or to direct the disposition of:
The information required by Item 4(c)(iv) is set forth in Row 8 of the cover page for each of the Reporting Persons and is incorporated herein by reference. | |
Item 5. | Ownership of 5 Percent or Less of a Class. |
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Item 6. | Ownership of more than 5 Percent on Behalf of Another Person. |
Not Applicable
| |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not Applicable
| |
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable
| |
Item 9. | Notice of Dissolution of Group. |
Not Applicable
|
Item 10. | Certifications: |
Not Applicable
|
SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Exhibit Information
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JOINT FILING AGREEMENT |