Filing Details

Accession Number:
0000904853-25-000003
Form Type:
13D Filing
Publication Date:
2025-02-25 19:00:00
Filed By:
Amster Howard
Company:
New York Mortgage Trust Inc. (NASDAQ:NYMT)
Filing Date:
2025-02-26
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Amster Howard 2,682,420 5,118,385 2,682,420 5,118,385 5,118,385 5.7%
PLEASANT LAKE APARTMENTS LIMITED PARTNERSHIP 0 223,688 0 223,688 223,688 0.3%
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #1 U/A DTD 05/20/2019 0 161,919 0 161,919 161,919 0.2%
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #2 U/A DTD 05/20/2019 0 31,700 0 31,700 31,700 0.0%
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #3 U/A DTD 05/20/2019 0 26,580 0 26,580 26,580 0.0%
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUS #4 U/A DTD 05/20/2019 0 114,185 0 114,185 114,185 0.1%
AMSTER LIMITED PARTNERSHIP 0 223,688 0 223,688 223,688 0.3%
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #7 U/A DTD 05/20/2019 0 318 0 318 318 0.0%
LAUGHLIN HOLDINGS LLC 0 223,529 0 223,529 223,529 0.3%
RAMAT SECURITIES LTD 0 343,400 0 343,400 343,400 0.4%
HOWARD AMSTER 2021 CHARITABLE REMAINDER UNITRUST #3 U/A DTD 11/23/2021 0 141,023 0 141,023 141,023 0.2%
PLEASANT LAKE APARTMENTS CORP 0 11,013 0 11,013 11,013 0.0%
HOWARD AMSTER 2022 CHARITABLE REMAINDER UNITRUST U/A DTD 03/09/2022 0 73,005 0 73,005 73,005 0.1%
HOWARD AMSTER FOUNDATION 0 348,371 0 348,371 348,371 0.4%
NEWAX INC. 0 45,397 0 45,397 45,397 0.1%
PLEASANT LAKE SKOIEN INVESTMENTS LLC 0 52,035 0 52,035 52,035 0.1%
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #5 U/A DTD 05/20/2019 0 25,968 0 25,968 25,968 0.0%
HOWARD AMSTER 2021 CHARITABLE REMAINDER UNITRUST #1 U/A DTD 08/10/2021 0 5,356 0 5,356 5,356 0.0%
HOWARD AMSTER 2021 CHARITABLE REMAINDER UNITRUST #2 U/A DTD 08/10/2021 0 2,632 0 2,632 2,632 0.0%
HOWARD AMSTER AND TAMRA GOULD CHARITABLE REMAINDER UNITRUST U/A DTD 03/18/1993 0 471 0 471 471 0.0%
HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 04/22/1998 0 265 0 265 265 0.0%
HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 01/11/2005 0 1,238 0 1,238 1,238 0.0%
Filing





If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Checkbox not checked

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






SCHEDULE 13D



Comment for Type of Reporting Person:
*Mr. Amster is deemed to be the beneficial owner of (i) 2,682,420 shares that are owned directly by Mr. Amster: (ii) 838,414 shares that are owned by Pleasant Lake Apartments Corp., Pleasant Lake Apartments Limited Partnership, Laughlin Holdings, LLC, all joint filers, over which Mr. Amster has sole voting and dispositive power; (iii) 584,660 shares that are owned in the aggregate by the trusts jointly filing herewith, over which, as sole trustee, Mr. Amster has sole voting and dispositive power; (iv) the 348,371 shares that are owned by the Howard Amster Foundation over which, Mr. Amster, as President, has sole voting and dispositive power; (v) 223,688 shares that are owned by Amster Limited Partnership, which Mr. Amster, as sole General Partner, has sole voting and dispositive power; (vi) 343,400 shares that are owned by Ramat Securities, Ltd., which Mr. Amster, as authorized representative and majority member, has sole voting and dipositive power; (vii) 45,397 shares that are owned by NewAx Inc., which Mr. Amster, as a member of the Board of Directors and majority shareholder, has shared voting and dispositive power, and (viii) 52,035 shares owned by Pleasant Lake Skoien Investments LLC, which Mr. Amster, as President of Pleasant Lake Apartments Corp., the General Partner of Pleasant Lake Apartments LP, the Managing Member of Pleasant Lake Apartments LLC which is the Managing Member of Pleasant Lake Skoien Investments LLC, has shared voting and dispositive power. **Denominator is based on the 90,567,445 shares of common stock outstanding as of February 14, 2025 as reported by the Issuer on Form 10-K for the year ending December 31, 2024, as filed with the Securities and Exchange Commission on February 21, 2025


SCHEDULE 13D



Comment for Type of Reporting Person:
* See the footnote marked with a * to cover page for Mr. Amster. ** See the footnote marked with a ** to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
* See the footnote marked with a * to cover page for Mr. Amster. ** See the footnote marked with a ** to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
* See the footnote marked with a * to cover page for Mr. Amster. ** See the footnote marked with a ** to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
* See the footnote marked with a * to cover page for Mr. Amster. ** See the footnote marked with a ** to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
* See the footnote marked with a * to cover page for Mr. Amster. ** See the footnote marked with a ** to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
* See the footnote marked with a * to cover page for Mr. Amster. ** See the footnote marked with a ** to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
* See the footnote marked with a * to cover page for Mr. Amster. ** See the footnote marked with a ** to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
* See the footnote marked with a * to cover page for Mr. Amster. ** See the footnote marked with a ** to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D



Comment for Type of Reporting Person:
*See the footnote marked with a * to cover page for Mr. Amster. **See the footnote marked with a * to cover page for Mr. Amster.


SCHEDULE 13D

 
Amster Howard
 
Signature:HOWARD AMSTER
Name/Title:HOWARD AMSTER
Date:02/26/2025
 
PLEASANT LAKE APARTMENTS LIMITED PARTNERSHIP
 
Signature:HOWARD AMSTER
Name/Title:PRESIDENT PLEASANT LAKE APARTMENTS CORP ITS GENERAL PARTNER
Date:02/26/2025
 
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #1 U/A DTD 05/20/2019
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #2 U/A DTD 05/20/2019
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #3 U/A DTD 05/20/2019
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUS #4 U/A DTD 05/20/2019
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
AMSTER LIMITED PARTNERSHIP
 
Signature:HOWARD AMSTER
Name/Title:GENERAL PARTNER
Date:02/26/2025
 
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #7 U/A DTD 05/20/2019
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
LAUGHLIN HOLDINGS LLC
 
Signature:HOWARD AMSTER
Name/Title:PRESIDENT PLEASANT LAKE APARTMENTS CORP GENERAL PARTNER PLEASANT LAKE APARTMENTS LP MANAGING MEMBER LAUGHLING HOLDINGS LLC
Date:02/26/2025
 
RAMAT SECURITIES LTD
 
Signature:HOWARD AMSTER
Name/Title:AUTHORIZED REPRESENTATIVE
Date:02/26/2025
 
HOWARD AMSTER 2021 CHARITABLE REMAINDER UNITRUST #3 U/A DTD 11/23/2021
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
PLEASANT LAKE APARTMENTS CORP
 
Signature:HOWARD AMSTER
Name/Title:PRESIDENT
Date:02/26/2025
 
HOWARD AMSTER 2022 CHARITABLE REMAINDER UNITRUST U/A DTD 03/09/2022
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER FOUNDATION
 
Signature:HOWARD AMSTER
Name/Title:PRESIDENT
Date:02/26/2025
 
NEWAX INC.
 
Signature:HOWARD AMSTER
Name/Title:DIRECTOR
Date:02/26/2025
 
PLEASANT LAKE SKOIEN INVESTMENTS LLC
 
Signature:HOWARD AMSTER
Name/Title:PRESIDENT PLEASANT LAKE APARTMENTS CORP GENERAL PARTNER PLEASANT LAKE APARTMENTS LP MANAGING MEMBER
Date:02/26/2025
 
HOWARD AMSTER 2019 CHARITABLE REMAINDER UNITRUST #5 U/A DTD 05/20/2019
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER 2021 CHARITABLE REMAINDER UNITRUST #1 U/A DTD 08/10/2021
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER 2021 CHARITABLE REMAINDER UNITRUST #2 U/A DTD 08/10/2021
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER AND TAMRA GOULD CHARITABLE REMAINDER UNITRUST U/A DTD 03/18/1993
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 04/22/1998
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025
 
HOWARD AMSTER CHARITABLE REMAINDER UNITRUST U/A DTD 01/11/2005
 
Signature:HOWARD AMSTER
Name/Title:TRUSTEE
Date:02/26/2025