Filing Details

Accession Number:
0001140361-25-001534
Form Type:
13D Filing
Publication Date:
2025-01-20 19:00:00
Filed By:
Glencore plc
Company:
Li-Cycle Holdings Corp.
Filing Date:
2025-01-21
SEC Url:
13D Filing
Ownership Summary

Please notice the below summary table is generated without human intervention and may contain errors. Please refer to the complete filing displayed below for exact figures.

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Glencore plc 0 82,454,779 0 82,454,779 82,454,779 69.8%
Glencore International AG 0 82,454,779 0 82,454,779 82,454,779 69.8%
Glencore Canada Corporation 0 82,454,779 0 82,454,779 82,454,779 69.8%
Filing





If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Checkbox not checked

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






SCHEDULE 13D



Comment for Type of Reporting Person:
For rows 8, 10, and 11, represents the amount beneficially owned by Glencore Canada Corporation, which is a wholly-owned indirect subsidiary of Glencore plc. For row 13, see comment rergarding row 13 to Glencore Canada Corporation's cover page of this Amendment No. 6.


SCHEDULE 13D



Comment for Type of Reporting Person:
For rows 8, 10, and 11, represents the amount beneficially owned by Glencore Canada Corporation, which is a wholly-owned indirect subsidiary of Glencore International AG. For row 13, see comment regarding row 13 to Glencore Canada Corporation's cover page of this Amendment No. 6.


SCHEDULE 13D



Comment for Type of Reporting Person:
For rows 8, 10, and 11, represents 82,447,356 Common Shares of Li-Cycle Holdings Corp (the "Issuer") that are issuable to Glencore Canada Corporation upon conversion of all of the outstanding secured and unsecured notes of the Issuer held by Glencore Canada Corporation, subject to adjustment and including accrued but unpaid interest through January 21, 2025, plus 7,423 Common Shares of the Issuer previously awarded to Mr. Kunal Sinha under the Issuer's 2021 Incentive Award Plan. For row 13, percent of Common Shares calculated based on 35,603,217 Common Shares of the Issuer outstanding as of January 16, 2025 (such outstanding shares based on information provided to the Reporting Persons by the Issuer), plus the number of Common Shares of the Issuer that are issuable to Glencore Canada Corporation as described in in the preceding sentence. See Item 5 of this Amendment No. 6 for more information.


SCHEDULE 13D

 
Glencore plc
 
Signature:/s/ John Burton
Name/Title:John Burton/Company Secretary
Date:01/21/2025
 
Glencore International AG
 
Signature:/s/ John Burton
Name/Title:John Burton/Attorney-in-fact
Date:01/21/2025
 
Glencore Canada Corporation
 
Signature:/s/ John Burton
Name/Title:John Burton/Attorney-in-fact
Date:01/21/2025